RIA Intelligence

RICHARD B. VANCE & COMPANY

CRD #3656 SEC #801-55744 JOLIET, IL 815-725-0340
SEC Registered Broker-Dealer
Total AUM
$73.1M
Discretionary
$0
Employees
10
Clients
26
Accounts
217

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Oct 11, 2001
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CISLAGHI, JOHN RICHARDIVICE PRESIDENTNA Control
MADSEN, JOHN DAVIDIFINOPNA Control
PEDERSEN, ROBERT FREDERICKIVP/ASST. SECRETARYNA Control
SCHMIDT, MARY BETHIVP/COMPLIANCE/SALES/BOM/SROP/CROPNA Control
VIDICAN, RICHARD EUGENEIPRESIDENTNA Control
ILLINOIS MUTUAL LIFE & CASUALTY CO.DEOWNERE Control

Registrations

Federal

IA
Oct 11, 2001 REGISTERED

Notice Filings (3)

IL IN TX

Address

350 HOUBOLT ROAD
SUITE 101
JOLIET, IL 60431
USA
Phone: 815-725-0340