AUTO CLUB EQUITIES, INC.
Legal name: AUTO CLUB EQUITIES
CRD #36642 SEC #801-62360 ST. LOUIS, MO 314-523-7350
SEC Registered Broker-Dealer
Total AUM
$26M
Discretionary
$0
Employees
5
Clients
101
Accounts
150
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 22, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, TERRY LEE | I | PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | NA | Control |
| ERDMAN, WILLIAM ALBERT | I | DIRECTOR/VICE PRESIDENT/GENERAL COUNCIL & SECRETARY | NA | Control |
| JOHNSON, KENNETH ALBERT | I | DIRECTOR/VICE PRESIDENT | NA | Control |
| KELLER, DAVID MICHAEL | I | VICE PRESIDENT-MARKETING | NA | Control |
| MATTINGLY, DAVID MICHAEL | I | DIRECTOR/VICE PRESIDENT/FINANCE | NA | Control |
| AUTOMOBILE CLUB OF MISSOURI | DE | OWNER | E | Control |
Registrations
Federal
IA
Oct 22, 2003 REGISTERED
Notice Filings (1)
MO
Address
12901 NORTH FORTY DRST. LOUIS, MO 63141
USA
Phone: 314-523-7350