MORTON CLARKE, INC.
Legal name: MORTON CLARKE FU & METCALF, INC.
CRD #37182 SEC #801-56495 SEATTLE, WA 206-343-3040
SEC Registered Broker-Dealer
Total AUM
$173.1M
Discretionary
$173.1M
Employees
10
Clients
0
Accounts
100
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Mar 4, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DESHON, LOREN IRVIN | I | SHAREHOLDER | NA | |
| DESHON, LOREN IRVIN | I | SHAREHOLDER | NA | |
| DESHON, LOREN IRVIN | I | SHAREHOLDER | NA | |
| DESHON, LOREN IRVIN | I | SHAREHOLDER, CCO - ADVISORY | NA | |
| DESHON, LOREN IRVIN | I | SHAREHOLDER | NA | |
| HURD, PATRICIA LEE | I | CHIEF COMPLIANCE OFFICER - BROKERAGE, CCO - IA, SECRETARY | NA | |
| HURD, PATRICIA LEE | I | CHIEF COMPLIANCE OFFICER - BROKERAGE, SECRETARY | NA | |
| LAFROMBOIS, NOLAN RYAN | I | SHAREHOLDER | NA | |
| LAFROMBOIS, NOLAN RYAN | I | SHAREHOLDER, CFO, TREASURER | NA | |
| LAFROMBOIS, NOLAN RYAN | I | SHAREHOLDER, CFO, TREASURER | NA | |
| LAFROMBOIS, NOLAN RYAN | I | SHAREHOLDER | NA | |
| SHAFER, MARY SUSAN | I | SHAREHOLDER | NA | |
| MORTON, JOHN SAINSBURY | I | DIRECTOR, CEO | C | Control |
| MORTON, JOHN SAINSBURY | I | DIRECTOR, CEO | C | Control |
| MORTON, JOHN SAINSBURY | I | DIRECTOR, CEO | C | Control |
| MORTON, JOHN SAINSBURY | I | DIRECTOR, CEO | C | Control |
| MORTON, JOHN SAINSBURY | I | DIRECTOR, CEO | C | Control |
| ALLEN, MARI MING HWA | I | SHAREHOLDER | B | Control |
| CLARKE, STEPHEN SYDENHAM | I | DIRECTOR | B | Control |
| CLARKE, STEPHEN SYDENHAM | I | DIRECTOR | B | Control |
| CLARKE, STEPHEN SYDENHAM | I | DIRECTOR | B | Control |
| CLARKE, STEPHEN SYDENHAM | I | DIRECTOR | B | Control |
| CLARKE, STEPHEN SYDENHAM | I | DIRECTOR | B | Control |
| FU, MARI MINGHWA | I | DIRECTOR, SECRETARY | B | Control |
| FU, MARI MINGHWA | I | DIRECTOR, SECRETARY | B | Control |
| FU, MARI MINGHWA | I | DIRECTOR, SECRETARY | B | Control |
| METCALF, SUSAN DIANE | I | DIRECTOR, TREASURER, CFO,CHIEF COMPLIANCE OFFICER | B | Control |
| METCALF, SUSAN DIANE | I | DIRECTOR, TREASURER, CFO | B | Control |
| METCALF, SUSAN DIANE | I | SHAREHOLDER | B | Control |
| METCALF, SUSAN DIANE | I | DIRECTOR, TREASURER, CFO,CHIEF COMPLIANCE OFFICER | B | Control |
| MORTON, HARRIETT HAWLEY | I | SHAREHOLDER | B | |
| MORTON, TRENTON KROEGER | I | SHAREHOLDER | B | |
| MORTON, TRENTON KROEGER | I | SHAREHOLDER, OPTION PRINCIPAL | B | |
| MORTON, TRENTON KROEGER | I | SHAREHOLDER, OPTION PRINCIPAL | B | |
| MORTON, TRENTON KROEGER | I | SHAREHOLDER | B | |
| BRENNER, MARY SUSAN | I | SHAREHOLDER | A | |
| BRENNER, MARY SUSAN | I | SHAREHOLDER | A | |
| BRENNER, MARY SUSAN | I | SHAREHOLDER | A | |
| BRENNER, MARY SUSAN | I | SHAREHOLDER | A | |
| BURNS, STEVEN ARTHUR | I | DIRECTOR | A | Control |
| MORTON, TRENTON KROEGER | I | SHAREHOLDER | A |
Registrations
Federal
IA
Mar 4, 2011 REGISTERED
Notice Filings (11)
CA GA ID IL KS MI MN MO NJ NY WA
Address
520 PIKE STSUITE 2250
SEATTLE, WA 98101
United States
Phone: 206-343-3040