RIA Intelligence

CATHOLIC FINANCIAL SERVICES CORPORATION

Legal name: CATHOLIC FINANCIAL SERVICES CORP

CRD #37185 SEC #801-56187 MILWAUKEE, WI 414-278-6550
SEC Registered Broker-Dealer
Total AUM
$62.6M
Discretionary
$62.6M
Employees
5
Clients
0
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 8, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BANOUB, ALLEN ADELIDIRECTORNA Control
BAUMAN, JEFFREY JOHNIVICE PRESIDENTNA
BUELOW, MICHAEL JOHNIDIRECTORNA Control
BUELOW, MICHAEL JOHNIDIRECTORNA Control
BUELOW, MICHAEL JOHNIDIRECTORNA Control
CIESLA, ROBERT (NONE)IDIRECTORNA Control
CIESLA, ROBERT (NONE)IDIRECTORNA Control
FORBORD, MARK KENNETHICONTROLLERNA
FORBORD, MARK KENNETHICONTROLLERNA
FORBORD, MARK KENNETHICONTROLLERNA Control
FORBORD, MARK KENNETHICONTROLLERNA Control
FORBORD, MARK KENNETHICONTROLLERNA Control
HESSE, DAVID JAMESIVICE PRESIDENTNA
HESSE, DAVID JAMESIVICE PRESIDENTNA
HUBER, DAVID EDWARDIDIRECTORNA Control
HUBER, DAVID EDWARDIDIRECTORNA Control
HUBER, DAVID EDWARDIDIRECTORNA Control
KAFKA, RUSSELL JOHNIDIRECTOR, VICE PRESIDENTNA Control
KAFKA, RUSSELL JOHNIDIRECTOR, VICE PRESIDENTNA Control
KAFKA, RUSSELL JOHNIDIRECTOR, VICE PRESIDENTNA Control
KAFKA, RUSSELL JOHNIDIRECTOR, VICE PRESIDENTNA Control
KENAWELL, JOHN FRANKLINIDIRECTORNA Control
KENAWELL, JOHN FRANKLINIDIRECTORNA Control
KENAWELL, JOHN FRANKLINIDIRECTORNA Control
KENAWELL, JOHN FRANKLINIDIRECTORNA Control
KENAWELL, JOHN FRANKLINIDIRECTORNA Control
KOTH, JOHN MICHAELICHIEF COMPLIANCE OFFICERNA
KOTH, JOHN MICHAELICHIEF COMPLIANCE OFFICERNA
LORGE, ALLAN GORDONIDIRECTOR, PRESIDENT, TREASURER, CHIEF COMPLIANCE OFFICERNA Control
LORGE, ALLAN GORDONIDIRECTOR, PRESIDENT, TREASURERNA Control
LORGE, ALLAN GORDONIDIRECTOR, PRESIDENT, TREASURERNA Control
LORGE, ALLAN GORDONIDIRECTOR, PRESIDENT, TREASURERNA Control
LORGE, ALLAN GORDONIDIRECTOR, PRESIDENT, TREASURERNA Control
STEININGER, DANIEL JOSEPHICHAIRMAN, DIRECTORNA Control
STEININGER, DANIEL JOSEPHICHAIRMAN, DIRECTORNA Control
STIVORIC, MICHAELIDIRECTORNA Control
STIVORIC, MICHAELIDIRECTORNA Control
STRASBURG, DANIEL HERBERTIVICE PRESIDENT, DIRECTORNA Control
STRASBURG, DANIEL HERBERTIVICE PRESIDENT, DIRECTORNA Control
STRASBURG, DANIEL HERBERTIVICE PRESIDENT, DIRECTORNA Control
STRASBURG, DANIEL HERBERTIVICE PRESIDENT, DIRECTORNA Control
STRASBURG, DANIEL HERBERTIVICE PRESIDENT, DIRECTORNA Control
TEMPLE, GREGORY ALLENIDIRECTORNA Control
TEMPLE, GREGORY ALLENIDIRECTORNA Control
TEMPLE, GREGORY ALLENIDIRECTORNA Control
TEMPLE, GREGORY ALLENIDIRECTORNA Control
TEMPLE, GREGORY ALLENIDIRECTORNA Control
ZIMMER, THEODORE FRANCISIVICE PRESIDENT, SECRETARY, DIRECTORNA Control
ZIMMER, THEODORE FRANCISIVICE PRESIDENT, SECRETARY, DIRECTORNA Control
ZIMMER, THEODORE FRANCISIVICE PRESIDENT, SECRETARY, DIRECTORNA Control
ZIMMER, THEODORE FRANCISIVICE PRESIDENT, SECRETARY, DIRECTORNA Control
CATHOLIC KNIGHTS FINANCIAL SERVICES, INC.DESHAREHOLDERE Control
CATHOLIC KNIGHTS FINANCIAL SERVICES, INC.DESHAREHOLDERE Control
CATHOLIC KNIGHTS FINANCIAL SERVICES, INC.DESHAREHOLDERE Control
CATHOLIC KNIGHTS FINANCIAL SERVICES, INC.DESHAREHOLDERE Control
CATHOLIC KNIGHTS FINANCIAL SERVICES, INC.DESHAREHOLDERE Control
CATHOLIC ORDER OF FORESTERSDESHAREHOLDERB
CATHOLIC ORDER OF FORESTERSDESHAREHOLDERB
CATHOLIC ORDER OF FORESTERSDESHAREHOLDERB
CATHOLIC ORDER OF FORESTERSDESHAREHOLDERB
CATHOLIC ORDER OF FORESTERSDESHAREHOLDERB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CATHOLIC KNIGHTSDECATHOLIC KNIGHTS FINANCIAL SERVICES, INC.E Control
CATHOLIC KNIGHTSDECATHOLIC KNIGHTS FINANCIAL SERVICES, INC.E Control
CATHOLIC KNIGHTSDECATHOLIC KNIGHTS FINANCIAL SERVICES, INC.E Control
CATHOLIC KNIGHTSDECATHOLIC KNIGHTS FINANCIAL SERVICES, INC.E Control
CATHOLIC KNIGHTSDECATHOLIC KNIGHTS FINANCIAL SERVICES, INC.E Control

Registrations

Federal

IA
Feb 8, 2007 REGISTERED

Notice Filings (1)

WI

Address

1100 WEST WELLS STREET
MILWAUKEE, WI 53233
USA
Phone: 414-278-6550