RIA Intelligence

GRUNTAL & CO., L.L.C.

CRD #372 SEC #801-20517 NEW YORK, NY 212-820-8200
SEC Registered Broker-Dealer
Total AUM
$809M
Discretionary
$176.6M
Employees
501
Clients
--
Accounts
2,304

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 7, 2001
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BATTIPAGLIA, JOSEPH VINCENTIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
BRADLEY, RALPH HAMILTONIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
DESROCHES, GENEVIEVE ANNICROPNA
DUNLEAVY, EDWARD EUSTACEIDIRECTOR, EXECUTIVE VICE PRESIDENTNA Control
FEENEY, JOHN THOMASIDIRECTORNA Control
GOTTMANN, HENRY DAVIDIDIRECTOR, VICE CHAIRMANNA Control
GREYSER, STEPHEN ABELIDIRECTORNA Control
JOHNSON, ROSEMARYIDIRECTOR, EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICERNA Control
PELLEGRINO, JOHN RICHTERISENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, SROPNA
RAPPAPORT, DAVID RISENIOR VICE PRESIDENT, GENERAL COUNSEL AND SECRETARYNA
RITTEREISER, ROBERT PETERIDIRECTOR, CHAIRMAN, CEONA Control
SIBER, ERIC HEATHISENIOR VP, NATIONAL SALES MANAGER PCGNA
STARR, JOHN HENRYIDIRECTORNA Control
GRUNTAL FINANCIAL, L.L.C.DEINTEREST HOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ORANGE STONE, LLCDEGRUNAL FINANCIAL, L.L.C.F Control
THE HOME INSURANCE COMPANYDEGRUNTAL FINANCIAL, L.L.C.F Control
THE 2000 GROUP LLCDEGRUNTAL FINANCIAL, L.L.C.E Control
RITTEREISER, ROBERT PETERITHE 2000 GROUP LLCC Control

Registrations

Federal

IA
Jun 7, 2001 REGISTERED

Notice Filings (40)

AK AL AR CA CT DC DE GA IA ID IL IN KS LA MD ME MN MO MS MT NC NE NH NM NV NY OH OK OR PR RI SC SD TN TX UT VA VT WA WV

Address

ONE LIBERTY PLAZA
NEW YORK, NY 10006
USA
Phone: 212-820-8200