CUTWATER ASSET MANAGEMENT CORP.

Legal name: INSIGHT INVESTMENT

CRD #37214 SEC #801-46649 NEW YORK, NY 212-527-1800

SEC Registered Private Funds

Total AUM

$423.4M

Discretionary

$240.6M

Employees

Clients

Accounts

Firm Details

Organization Type: Corporation
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2018
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BERRIGAN, EDMUND GERALD	I	VICE PRESIDENT	NA	Control
BERRIGAN, EDMUND GERALD	I	MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERALD	I	VICE PRESIDENT	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BERRIGAN, EDMUND GERARD	I	DIRECTOR AND MANAGING DIRECTOR	NA	Control
BLAIR, CAROL KUNA	I	MANAGING DIRECTOR	NA	Control
BLAIR, CAROL KUNA	I	MANAGING DIRECTOR	NA	Control
BLAIR, CAROL KUNA	I	MANAGING DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BRISK, GREGORY ALLAN	I	DIRECTOR	NA	Control
BROWN, WILLIAM THACHER	I	DIRECTOR	NA	Control
BROWN, WILLIAM THACHER	I	DIRECTOR	NA	Control
BUDNICK, NEIL G	I	TREASURER AND DIRECTOR	NA	Control
BUDNICK, NEIL G	I	TREASURER AND DIRECTOR	NA	Control
BUDNICK, NEIL G	I	TREASURER AND DIRECTOR	NA	Control
CHAUDHRI, AHSAN SHAMIM	I	FINANCIAL OPERATIONS PINCIPAL	NA
CHAUDHRI, AHSAN SHAMIM	I	FINANCIAL OPERATIONS PINCIPAL	NA
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	SECRETARY	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	CHIEF LEGAL OFFICER	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	CHIEF LEGAL OFFICER	NA	Control
CHUBINSKY, LEONARD ISRAEL	I	CHIEF LEGAL OFFICER	NA	Control
CORSO, CLIFFORD DEAN	I	PRESIDENT, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD DEAN	I	PRESIDENT, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD DEAN	I	PRESIDENT, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD DEAN	I	PRESIDENT, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD DEAN	I	PRESIDENT, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	PRESIDENT, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	PRESIDENT, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD DEAN	I	PRESIDENT, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD DEAN	I	CEO, CHIEF COMPLIANCE OFFICER, DIRECTOR	NA	Control
CORSO, CLIFFORD, DEAN	I	CEO	NA	Control
CORSO, CLIFFORD, DEAN	I	CEO	NA	Control
CORSO, CLIFFORD, DEAN	I	CEO	NA	Control
CORSO, CLIFFORD, DEAN	I	CEO	NA	Control
CORSO, CLIFFORD, DEAN	I	CEO	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	CEO	NA	Control
CORSO, CLIFFORD, DEAN	I	CEO	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
CORSO, CLIFFORD, DEAN	I	CHIEF EXECUTIVE OFFICER	NA	Control
DUNTON, GARY CHARLES	I	CHAIRMAN, DIRECTOR	NA	Control
DUNTON, GARY CHARLES	I	CHAIRMAN, DIRECTOR	NA	Control
DUNTON, GARY CHARLES	I	CHAIRMAN, DIRECTOR	NA	Control
ELIOT, JONATHAN	I	DIRECTOR	NA	Control
ELIOT, JONATHAN	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FALLON WILLIAM CHARLES	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FARQUHARSON, CHARLES BOWEN	I	DIRECTOR	NA	Control
FERA, SHARON ANN	I	VICE PRESIDENT	NA	Control
FERA, SHARON ANN	I	VICE PRESIDENT	NA	Control
FERA, SHARON ANN	I	VICE PRESIDENT	NA	Control
GELMAN, SETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
GELMAN, SETH	I	CHIEF COMPLIANCE OFFICER	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
HARRIS, MITCHELL EVAN	I	CHAIRMAN	NA	Control
MCCOLLUM, TREVOR DAVID	I	MANAGING DIRECTOR	NA
MORRIS, MARC DANA	I	TREASURER AND DIRECTOR	NA
MORRIS, MARC DANA	I	TREASURER AND DIRECTOR	NA
MORRIS, MARC DANA	I	TREASURER AND DIRECTOR	NA
MORRIS, MARC DANA	I	TREASURER AND DIRECTOR	NA
MORRIS, MARC, DANA	I	DIRECTOR	NA
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
NAUPHAL, ABDALLAH HABIB	I	DIRECTOR	NA	Control
PAGANO, DANIELLE, MARIA	I	DIRECTOR	NA	Control
PAGANO, DANIELLE, MARIA	I	DIRECTOR	NA	Control
ROBERT T. CLAIBORNE	I	DIRECTOR	NA	Control
ROBERT T. CLAIBORNE	I	DIRECTOR	NA	Control
ROBERT T. CLAIBORNE	I	DIRECTOR	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SCHACHINGER, JOSEPH RALPH SR	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
SEVELY, JOSEPH LOWNDES	I	TREASURER AND DIRECTOR	NA
SEVELY, JOSEPH LOWNDES	I	TREASURER AND DIRECTOR	NA
SEVELY, JOSEPH LOWNDES	I	TREASURER AND DIRECTOR	NA
SEVELY, JOSEPH LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OPERATIONS OFFICER	NA	Control
SEVELY, JOSEPH LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OPERATIONS OFFICER	NA	Control
SEVELY, JOSEPH LOWNDES	I	DIRECTOR AND CHIEF FINANCIAL OPERATIONS OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SHULMAN, ROBIN, JAYNE	I	CHIEF COMPLIANCE OFFICER	NA	Control
STORCH, ERIC DANIEL	I	VICE PRESIDENT	NA	Control
STORCH, ERIC DANIEL	I	VICE PRESIDENT	NA	Control
VOLTZ, SUSAN ANNE	I	VICE PRESIDENT	NA	Control
VOLTZ, SUSAN ANNE	I	DIRECTOR	NA	Control
VOLTZ, SUSAN ANNE	I	VICE PRESIDENT	NA	Control
WALZ, RICHARD JOHN	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
WALZ, RICHARD JOHN	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
WALZ, RICHARD JOHN	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
WALZ, RICHARD JOHN	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
WALZ, RICHARD JOHN	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
WALZ, RICHARD JOHN	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
WALZ, RICHARD JOHN	I	CHIEF COMPLIANCE OFFICER	NA
WALZ, RICHARD JOHN	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
WALZ, RICHARD JOHN	I	FINANCIAL OPERATIONS PRINCIPAL	NA	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
CUTWATER HOLDINGS, LLC	DE	OWNER	E	Control
MBIA ASSET MANAGEMENT LLC	DE	OWNER	E	Control
MBIA ASSET MANAGEMENT LLC	DE	OWNER	E	Control
MBIA ASSET MANAGEMENT LLC	DE	OWNER	E	Control
MBIA ASSET MANAGEMENT LLC	DE	OWNER	E	Control
MBIA ASSET MANAGEMENT LLC	DE	OWNER	E	Control
MBIA ASSET MANAGEMENT LLC	DE	OWNER	E	Control
MBIA ASSET MANAGEMENT LLC	DE	OWNER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT LLC	E	Control
MBIA INC.	DE	MBIA ASSET MANAGEMENT LLC	E	Control
MBIA INC.	DE	MBIA CAPITAL MANAGEMENT CORP.	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
MBIA INC.	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON	DE	CUTWATER HOLDINGS, LLC	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
THE BANK OF NEW YORK MELLON CORPORATION	DE	THE BANK OF NEW YORK MELLON	E	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control
WARBURG PINCUS PRIVATE EQUITY X, L.P. AND AFFILIATES	DE	MBIA INC.	C	Control

Registrations

Federal

Mar 31, 2018 REGISTERED

Notice Filings (51)

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