SANTANDER INVESTMENT SECURITIES INC.
CRD #37216 SEC #801-70715 NEW YORK, NY 212-407-7812
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
170
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 18, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACHON TUNON, MARCO ANTONIO | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| ACHON TUNON, MARCO ANTONIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS | NA | Control |
| AGUIRRE, JOSE A | I | DIRECTOR | NA | Control |
| AGUIRRE, JOSE A | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| AGUIRRE, JOSE A | I | DIRECTOR | NA | Control |
| AGUIRRE, JOSE A | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| AGUIRRE, JOSE A | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| AGUIRRE, JOSE A | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| AGUIRRE, JOSE A | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| AGUIRRE, JOSE A | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| AGUIRRE, JOSE A | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| AGUIRRE, JOSE A | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER/CHIEF RISK OFFICER/GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER/CHIEF RISK OFFICER/GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER/CHIEF RISK OFFICER/GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER/CHIEF RISK OFFICER/GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER AND GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER/CHIEF RISK OFFICER/GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER/CHIEF RISK OFFICER/GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER/CHIEF RISK OFFICER/GENERAL COUNSEL | NA | Control |
| BATHON, JAMES HOWARD | I | CHIEF LEGAL OFFICER/CHIEF RISK OFFICER/GENERAL COUNSEL | NA | Control |
| BERENGUER NETO, JOSE DE MENEZES | I | DIRECTOR | NA | Control |
| BERENGUER NETO, JOSE DE MENEZES | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| BERENGUER NETO, JOSE DE MENEZES | I | DIRECTOR | NA | Control |
| BERENGUER NETO, JOSE DE MENEZES | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| BLANCO, ROMAN | I | MEMBER, BOARD OF DIRECTORS (CHAIRMAN/DIRECTOR) | NA | Control |
| BLANCO, ROMAN | I | MEMBER, BOARD OF DIRECTORS (CHAIRMAN/DIRECTOR) | NA | Control |
| BLANCO, ROMAN | I | MEMBER, BOARD OF DIRECTORS (CHAIRMAN/DIRECTOR) | NA | Control |
| BLANCO, ROMAN | I | MEMBER, BOARD OF DIRECTORS (CHAIRMAN/DIRECTOR) | NA | Control |
| BLANCO, ROMAN | I | MEMBER, BOARD OF DIRECTORS (CHAIRMAN/DIRECTOR) | NA | Control |
| BLANCO, ROMAN | I | MEMBER, BOARD OF DIRECTORS (CHAIRMAN/DIRECTOR) | NA | Control |
| BOYLE, CHANDRA VANESSA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BOYLE, CHANDRA VANESSA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CAMPOS, ROBERTO | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| CASTELLO, JOSE | I | DIRECTOR | NA | Control |
| CASTELLO, JOSE | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| CASTELLO, JOSE | I | DIRECTOR | NA | Control |
| CASTELLO, JOSE | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| CASTELLO, JOSE | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| CASTELLO, JOSE | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| CASTELLO, JOSE | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| CASTELLO, JOSE | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| CASTELLO, JOSE | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| CASTELLO, JOSE | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| CASTELLO, JOSE | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| CASTELLO, JOSE | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DE LAS HERAS, GONZALO | I | DIRECTOR; CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| DE LAS HERAS, GONZALO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DE LAS HERAS, GONZALO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DE LAS HERAS, GONZALO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DE LAS HERAS, GONZALO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DE LERA, FRANCISCO | I | DIRECTOR; VICE CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| DE LERA, FRANCISCO | I | DIRECTOR (VICE CHAIRMAN OF BOARD OF DIRECTORS) | NA | Control |
| DE LERA, FRANCISCO | I | DIRECTOR; VICE CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| DE LERA, FRANCISCO | I | DIRECTOR (VICE CHAIRMAN OF BOARD OF DIRECTORS) | NA | Control |
| DE SOUSA, LUIS PAULO | I | MEMBER, BOARD OF DIRECTORS (VICE CHAIRMAN/DIRECTOR) | NA | Control |
| DE SOUSA, LUIS PAULO | I | MEMBER, BOARD OF DIRECTORS (VICE CHAIRMAN/DIRECTOR) | NA | Control |
| DE SOUSA, LUIS PAULO | I | MEMBER, BOARD OF DIRECTORS (VICE CHAIRMAN/DIRECTOR) | NA | Control |
| DE SOUSA, LUIS PAULO | I | MEMBER, BOARD OF DIRECTORS (VICE CHAIRMAN/DIRECTOR) | NA | Control |
| DE SOUSA, LUIS PAULO | I | MEMBER, BOARD OF DIRECTORS (VICE CHAIRMAN/DIRECTOR) | NA | Control |
| DE SOUSA, LUIS PAULO | I | MEMBER, BOARD OF DIRECTORS (VICE CHAIRMAN/DIRECTOR) | NA | Control |
| DEGORTARI, JORGE LUIS | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DEGORTARI, JORGE LUIS | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DEGORTARI, JORGE LUIS | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DEGORTARI, JORGE LUIS | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DEGORTARI, JORGE LUIS | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DEGORTARI, JORGE LUIS | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DELANEY, WILLIAM ALOYSIUS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FISHMAN, ALAN HENRY | I | MEMBER, BOARD OF DIRECTORS (BOARD CHAIRMAN; NON-EMPLOYEE DIRECTOR) | NA | Control |
| FONSECA VIADER, JAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| FONSECA VIADER, JAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| FONSECA VIADER, JAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| FONSECA VIADER, JAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| GRISI CHECA, HECTOR BLAS | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| GRISI CHECA, HECTOR BLAS | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| GRISI CHECA, HECTOR BLAS | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| GRISI CHECA, HECTOR BLAS | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| GRISI CHECA, HECTOR BLAS | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| HENNESSY, JOHN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| HENNESSY, JOHN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| HENNESSY, JOHN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| HENNESSY, JOHN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| HENNESSY, JOHN | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| HENNESSY, JOHN | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| ICAZA, RODOLFO EDUARDO | I | DIRECTOR | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KAUFMAN, ARNOLD PAUL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAGOS ESPINOSA, ADOLFO | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| LAGOS ESPINOSA, ADOLFO | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| LAGOS, ADOLFO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LAGOS, ADOLFO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LAGOS, ADOLFO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LAGOS, ADOLFO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LAGOS, ADOLFO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LAGOS, ADOLFO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LAGOSESPINOSA, ADOLFO | I | DIRECTOR | NA | Control |
| LAGOSESPINOSA, ADOLFO | I | DIRECTOR | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LEW, SERGIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| LIPSITZ, MICHAEL | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MALDONADO, JAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| MAO, YUAN-PEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAO, YUAN-PEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAO, YUAN-PEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAO, YUAN-PEI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MENDIVE, IGNACIO | I | DIRECTOR; PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| MENDIVE, IGNACIO | I | DIRECTOR; PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MENDIVE, IGNACIO | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER; MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MINUESA ASENSIO, JUAN ANTONIO | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORAN SANCHEZ, JORGE | I | CHAIRMAN, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MORAN SANCHEZ, JORGE | I | CHAIRMAN, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MORAN SANCHEZ, JORGE | I | CHAIRMAN, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MORAN SANCHEZ, JORGE | I | CHAIRMAN, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MORAN SANCHEZ, JORGE | I | CHAIRMAN, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MORAN SANCHEZ, JORGE | I | CHAIRMAN, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MORAN SANCHEZ, JORGE | I | CHAIRMAN, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| MUNOZ ELORZA, FELIX | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUNOZ ELORZA, FELIX | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PAPA LAENS, FEDERICO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| PEDREIRA, JOSE | I | DIRECTOR | NA | Control |
| PEDREIRA, JOSE | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| PEDREIRA, JOSE | I | DIRECTOR | NA | Control |
| PEDREIRA, JOSE | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| QUIRANTE, JOAQUIN | I | DIRECTOR | NA | Control |
| QUIRANTE, JOAQUIN | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| QUIRANTE, JOAQUIN | I | DIRECTOR | NA | Control |
| QUIRANTE, JOAQUIN | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| QUIRANTE, JOAQUIN | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| QUIRANTE, JOAQUIN | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| QUIRANTE, JOAQUIN | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| QUIRANTE, JOAQUIN | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| QUIRANTE, JOAQUIN | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| QUIRANTE, JOAQUIN | I | CHAIRMAN, BOARD OF DIRECTORS | NA | Control |
| QUIRANTE, JOAQUIN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| RAINER, WILLIAM JOEL | I | CHAIRMAN, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RO, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUBINO, ROBERT CHRISTOPHER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| RUBINO, ROBERT CHRISTOPHER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| RUIZ BARCELO, SILVIA | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| RUIZ BARCELO, SILVIA | I | DIRECTOR | NA | Control |
| RUIZ BARCELO, SILVIA | I | DIRECTOR (MEMBER OF BOARD OF DIRECTORS) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| RUIZ SENA, XAVIER | I | MEMBER, BOARD OF DIRECTORS (NON-EMPLOYEE DIRECTOR) | NA | Control |
| SANCHEZ, ALBERTO ALONSO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| SANCHEZ, ALBERTO ALONSO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| SANCHEZ, ALBERTO ALONSO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| SANCHEZ, ALBERTO ALONSO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| SANCHEZ, ALBERTO ALONSO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| SEMPERE ENTRAMBASAGUAS, FRANCISCO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| SEMPERE ENTRAMBASAGUAS, FRANCISCO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| SEMPERE ENTRAMBASAGUAS, FRANCISCO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| SEMPERE ENTRAMBASAGUAS, FRANCISCO | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| TOOMEY, RICHARD A. JR. | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| VERDE, JUAN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| VERDE, JUAN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| VERDE, JUAN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| VERDE, JUAN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| VERDE, JUAN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| VERDE, JUAN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| VERDE, JUAN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| VERDE, JUAN | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| YANES LUCIANI, JUAN ANDRES | I | MEMBER, BOARD OF DIRECTORS (DIRECTOR) | NA | Control |
| ZHU, HONGMEI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZHU, HONGMEI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZHU, HONGMEI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZHU, HONGMEI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZHU, HONGMEI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZHU, HONGMEI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZHU, HONGMEI | I | CHIEF FINANCIAL OFFICER | NA | Control |
| BANCO SANTANDER, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER HOLDINGS USA, INC. | DE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
| SANTANDER INVESTMENT I, S.A. | FE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
| BANCO SANTANDER, S.A. | FE | SANTANDER INVESTMENT I, S.A. | E | Control |
Registrations
Federal
IA
Dec 18, 2019 REGISTERED
Notice Filings (3)
NY PR TX
Address
45 EAST 53RD STREETNEW YORK, NY 10022-4604
United States
Phone: 212-407-7812