H.C. WAINWRIGHT & CO., INC.
Legal name: WAINWRIGHT H C & CO INC
CRD #375 SEC #801-37725 BOSTON, MA 617-227-3100
SEC Registered Broker-Dealer
Total AUM
$94.5M
Discretionary
$94.5M
Employees
51
Clients
0
Accounts
184
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUCKLEY, ANNE PAUL | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| YARDUMIAN, STEPHEN ROBERT | I | CHIEF FINANCIAL OFFICER | NA | |
| H. C. WAINWRIGHT HOLDING CORP. ("WHC") | DE | SOLE SHAREHOLDER | E | |
| WEISMAN, SCOTT ALAN | I | PRESIDENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ZWAN, BRYAN J. | I | ZG CONSULTING, LLC | E | Control |
| BARRETT, STEPHEN DALTON | I | H.C. WAINWRIGHT HOLDING CORP. ("WHC") | C | Control |
| CLARK, ROBERT LEE | I | H.C. WAINWRIGHT HOLDING CORP. ("WHC") | C | Control |
| ZG CONSULTING, LLC | DE | H.C. WAINWRIGHT HOLDING CORPORATION | C | Control |
Registrations
Federal
IA
Apr 2, 2002 REGISTERED
Notice Filings (8)
CA GA MA MD NH RI TX VT
Address
ONE BOSTON PLACEBOSTON, MA 2108
USA
Phone: 617-227-3100