GLOBAL BROKERAGE SERVICES, INC.
CRD #37505 SEC #801-131268 HUNT VALLEY, MD 410-785-4990
SEC Registered Broker-Dealer
Total AUM
$137.3M
Discretionary
$0
Employees
5
Clients
--
Accounts
562
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maryland
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Aug 18, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, THOMAS WESLEY | I | PRESIDENT, CEO, CFO, COO, CLO, CCO | D | Control |
| JOHNSON, THOMAS WESLEY | I | PRESIDENT, CEO, CFO, COO, CLO, CCO | D | Control |
| JOHNSON, THOMAS WESLEY | I | PRESIDENT, CEO, CFO, COO, CLO, CCO | D | Control |
| JOHNSON, THOMAS WESLEY | I | PRESIDENT, CEO, CFO, COO, CLO, CCO | D | Control |
| JOHNSON, THOMAS WESLEY | I | PRESIDENT, CEO, CFO, COO, CLO, CCO | D | Control |
| SWEIGART, WILLIAM BURTON | I | VICE PRESIDENT | D | Control |
| SWEIGART, WILLIAM BURTON | I | VICE PRESIDENT | D | Control |
| SWEIGART, WILLIAM BURTON | I | VICE PRESIDENT | D | Control |
| SWEIGART, WILLIAM BURTON | I | VICE PRESIDENT | D | Control |
| SWEIGART, WILLIAM BURTON | I | VICE PRESIDENT | D | Control |
Registrations
Federal
IA
Aug 18, 2025 REGISTERED
Notice Filings (13)
CO DC DE FL GA IL MD NC NH PA TX VA WI
Address
11350 MCCORMICK ROADEPIII, SUITE 1204
HUNT VALLEY, MD 21031
United States
Phone: 410-785-4990