CREDIT UNION BROKERAGE SERVICES, INC.
Legal name: CREDIT UNION BROKERAGE SERVICES,INC.
CRD #37548 SEC #801-60635 AUBURN, MA 508-832-0080
SEC Registered Broker-Dealer
Total AUM
$89M
Discretionary
$0
Employees
--
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAULFIELD, JOHN R | I | TREASURER & DIRECTOR | NA | Control |
| CAULFIELD, JOHN R | I | TREASURER & DIRECTOR | NA | Control |
| CAULFIELD, JOHN R | I | VICE CHAIRMAN/DIRECTOR | NA | Control |
| CAULFIELD, JOHN R | I | VICE CHAIRMAN/DIRECTOR | NA | Control |
| CAULFIELD, JOHN R | I | VICE CHAIRMAN/DIRECTOR | NA | Control |
| COFSKE, DAVID W | I | DIRECTOR | NA | Control |
| COFSKE, DAVID W | I | DIRECTOR | NA | Control |
| DRAPER, ROLAND | I | DIRECTOR | NA | Control |
| DRAPER, ROLAND | I | DIRECTOR | NA | Control |
| DRAPER, ROLAND | I | CHAIRMEN/DIRECTOR | NA | Control |
| DRAPER, ROLAND | I | CHAIRMEN/DIRECTOR | NA | Control |
| DRAPER, ROLAND | I | CHAIRMEN/DIRECTOR | NA | Control |
| GASS, THERESA | I | TREASURER | NA | Control |
| GLASSMAN, GARY ALLEN | I | PRESIDENT & CEO | NA | Control |
| GLASSMAN, GARY ALLEN | I | PRESIDENT & CEO | NA | Control |
| JAMES, DENYSE NICOLE | I | SECRETARY & DIRECTOR | NA | Control |
| JAMES, DENYSE NICOLE | I | SECRETARY & DIRECTOR | NA | Control |
| JAMES, DENYSE NICOLE | I | TREASURER & DIRECTOR | NA | Control |
| JAMES, DENYSE NICOLE | I | TREASURER & DIRECTOR | NA | Control |
| RANDALL, KENNETH WAYNE | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| RICHARD, PAUL | I | CLERK | NA | |
| SANTORA, DENNIS J | I | HANDLES BOOKS & RECORDS | NA | |
| SANTORA, DENNIS J | I | HANDLES BOOKS & RECORDS | NA | |
| SANTORA, DENNIS J | I | HANDLES BOOKS & RECORDS | NA | |
| SANTORA, DENNIS J | I | HANDLES BOOKS & RECORDS | NA | |
| SANTORA, DENNIS J | I | HANDLES BOOKS & RECORDS | NA | |
| WRIGHT, RICHARD E | I | CHAIRMAN & DIRECTOR | NA | Control |
| WRIGHT, RICHARD E | I | CHAIRMAN & DIRECTOR | NA | Control |
| WRIGHT, RICHARD E | I | DIRECTOR | NA | Control |
| WRIGHT, RICHARD E | I | DIRECTOR | NA | Control |
| CENTRAL CREDIT UNION FUND, INC. | DE | SHAREHOLDER | E | Control |
| CENTRAL CREDIT UNION FUND, INC. | DE | SHAREHOLDER | E | Control |
| CENTRAL CREDIT UNION FUND, INC. | DE | SHAREHOLDER | E | Control |
| CENTRAL CREDIT UNION FUND, INC. | DE | SHAREHOLDER | E | Control |
| CENTRAL CREDIT UNION FUND, INC. | DE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
May 3, 2002 REGISTERED
Notice Filings (2)
MA VA
Address
15 MIDSTATE DRIVESUITE 215
AUBURN, MA 1501
USA
Phone: 508-832-0080