FINANCIAL SERVICES INTERNATIONAL CORP.
Legal name: FSIC
CRD #37813 SEC #801-64354 BOCA RATON, FL 561-981-1000
SEC Registered Broker-Dealer
Total AUM
$204.3M
Discretionary
$44.9M
Employees
35
Clients
101
Accounts
1,011
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Oct 21, 2020
- Branch Offices
- 4
- LEI
- 91-1663231
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - BD | NA | Control |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - BD | NA | Control |
| ANDRESEN, HENRIK KURT | I | CCO - RIA | NA | |
| ANDRESEN, HENRIK KURT | I | CCO - BD | NA | Control |
| CURRAN, LISA MICHELE | I | EXECUTIVE VICE PRESIDENT/CTO | NA | Control |
| CURRAN, LISA MICHELE | I | EXECUTIVE VICE PRESIDENT/CTO | NA | Control |
| GRIFFITH, GREGORY MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, GREGORY MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, GREGORY MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, GREGORY MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, GREGORY MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, GREGORY MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, GREGORY MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRIFFITH, GREGORY MATHEW | I | CHIEF COMPLIANCE OFFICER | NA | |
| HUNTER, JOSEPH FRANCIS | I | PRESIDENT & FINOPS PRINCIPAL | NA | Control |
| HUNTER, JOSEPH FRANCIS | I | PRESIDENT | NA | Control |
| HUNTER, JOSEPH FRANCIS | I | PRESIDENT | NA | Control |
| HUNTER, JOSEPH FRANCIS | I | PRESIDENT | NA | Control |
| HUNTER, JOSEPH FRANCIS | I | PRESIDENT & FINOPS PRINCIPAL | NA | Control |
| HUNTER, JOSEPH FRANCIS | I | PRESIDENT & FINOPS PRINCIPAL | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO & FINOP | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO B/D | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO B/D | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO & FINOP | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO B/D | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO B/D | NA | Control |
| KELLER, MICHAEL TERRANCE | I | FINOP | NA | |
| KELLER, MICHAEL TERRANCE | I | CCO B/D | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO B/D | NA | Control |
| KELLER, MICHAEL TERRANCE | I | CCO B/D | NA | Control |
| KIM, JAMES GRANT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, JAMES GRANT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, JAMES GRANT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, JAMES GRANT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, JAMES GRANT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, JAMES GRANT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, JAMES GRANT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLOSKEY, MARK THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| MEINHARDT, GREG THOMAS | I | PRESIDENT | NA | |
| PENSKE, MARK HULBERT | I | CEO | NA | Control |
| PENSKE, MARK HULBERT | I | CEO | NA | Control |
| PENSKE, MARK HULBERT | I | CEO | NA | Control |
| PENSKE, MARK HULBERT | I | CEO | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PENSKE, MARK HULBERT | I | CEO/PRESIDENT | NA | Control |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PETERS, ROBERT W | I | FINOPS | NA | |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | NA | |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | NA | |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | NA | |
| ROMERO, MONIQUE VICTORIA | I | FINOP | NA | |
| ROMERO, MONIQUE VICTORIA | I | FINOP | NA | |
| ROMERO, MONIQUE VICTORIA | I | FINOP | NA | |
| ROMERO, MONIQUE VICTORIA | I | FINOP | NA | |
| SCHMIDT, ANDREW PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHMIDT, ANDREW PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHMIDT, ANDREW PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHMIDT, ANDREW PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CCO | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CCO | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | OWNER | E | |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | OWNER | E | |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | OWNER | E | |
| LEE, CANDACE JEAN | I | OWNER | E | |
| LEE, CANDACE JEAN | I | OWNER | E | |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, CANDACE JEAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | OWNER | E | Control |
| LEE, CANDACE JEAN | I | OWNER | D | |
| LEE, CANDACE JEAN | I | OWNER | D | |
| LEE, CANDACE JEAN | I | OWNER | D | |
| LEE, CANDACE JEAN | I | OWNER | D | |
| LEE, CANDACE JEAN | I | OWNER | D | |
| LEE, CANDACE JEAN | I | OWNER | D | |
| LEE, CANDACE JEAN | I | OWNER | D | |
| LEE, CANDACE JEAN | I | OWNER | D | |
| LEE, CANDACE JEAN | I | OWNER | D | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | PRESIDENT / CHIEF FINANCIAL OFFICER | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
| PINGREE, BRENDA ROSE | I | PRESIDENT / CHIEF FINANCIAL OFFICER | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
| PINGREE, BRENDA ROSE | I | PRESIDENT / CHIEF FINANCIAL OFFICER | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
| PINGREE, BRENDA ROSE | I | PRESIDENT / CHIEF FINANCIAL OFFICER | B | Control |
| PINGREE, BRENDA ROSE | I | PRESIDENT / CHIEF FINANCIAL OFFICER | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCIAL AND OPERATIONS PRINCIPAL | B | |
| PINGREE, BRENDA ROSE | I | FINANCE & OPERATIONS PRINCIPAL | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
| PENSKE, MARK HULBERT | I | UNITED ATLANTIC CAPITAL | E | Control |
Registrations
Federal
IA
Oct 21, 2020 REGISTERED
Notice Filings (21)
AR AZ CA CO FL IA ID IL LA MI MN MT NC NE NV NY OR SC TN TX WA
Address
5000 T-REX AVESUITE 300
BOCA RATON, FL 33431
United States
Phone: 561-981-1000