CEROS FINANCIAL SERVICES, INC.
Legal name: ASSET MANAGEMENT SERVICES
CRD #37869 SEC #801-72142 ROCKVILLE, MD 866-842-3356
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AYERS-RIGSBY, MARY CATHERINE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AYERS-RIGSBY, MARY CATHERINE | I | MANAGING DIRECTOR | NA | Control |
| HAUSMAN, MARK CLEMENT JR | I | PRESIDENT/CFO/DIR./COO/CHIEF COMPLIANCE OFFICER | NA | Control |
| HAUSMAN, MARK CLEMENT JR | I | PRESIDENT/CFO/DIR./COO/CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSS, MARKUS | I | CHAIRMAN | NA | Control |
| ROSS, MARKUS | I | CHAIRMAN | NA | Control |
| CEROS HOLDING AG | FE | SHAREHOLDER | E | Control |
| CEROS HOLDING AG | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COPIAHOLDING AG | FE | CEROS HOLDING AG | C | Control |
| COPIAHOLDING AG | FE | CEROS HOLDING AG | C | Control |
| ROSS, MARKUS | I | CEROS HOLDING AG FKA TELOS GERANCE DE BIEN | C | Control |
| ROSS, MARKUS | I | CEROS HOLDING AG FKA TELOS GERANCE DE BIEN | C | Control |
Registrations
Federal
IA
Jan 24, 2011 REGISTERED
Notice Filings (2)
MA MD
Address
1445 RESEARCH BLVDSUITE 530
ROCKVILLE, MD 20850
United States
Phone: 866-842-3356