KAUFMAN BROS., L.P.
CRD #37909 SEC #801-60899 NEW YORK, NY 212-292-8118
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- Other (specify) (LIMITED PARTNERSHIP)
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 18, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNANI, YOUSSEF | I | MANAGING DIRECTOR - CORPORATE FINANCE | NA | |
| BENNANI, YOUSSEF | I | MANAGING DIRECTOR - CORPORATE FINANCE | NA | |
| FEINMAN, ROBERT STEVEN | I | DIRECTOR - PRIVATE CLIENT GROUP | NA | |
| FEINMAN, ROBERT STEVEN | I | DIRECTOR - PRIVATE CLIENT GROUP | NA | |
| GROVER, VIKRAM PAUL | I | MANAGING DIRECTOR - RESEARCH | NA | |
| GROVER, VIKRAM PAUL | I | MANAGING DIRECTOR - RESEARCH | NA | |
| KAUFMAN, CRAIG DOUGLAS | I | CEO | NA | Control |
| KAUFMAN, CRAIG DOUGLAS | I | CEO | NA | Control |
| KAUFMAN, JEFFREY HAL | I | DIRECTOR - INSTITUTIONAL SALES | NA | |
| KAUFMAN, JEFFREY HAL | I | DIRECTOR - INSTITUTIONAL SALES | NA | |
| KAUFMAN, ROBERT JAY | I | PRESIDENT | NA | Control |
| KAUFMAN, ROBERT JAY | I | PRESIDENT | NA | Control |
| RIZZO, JOHN MICHAEL | I | CFO | NA | |
| RIZZO, JOHN MICHAEL | I | CFO | NA | |
| THOMAS, TIMOTHY JOHN | I | CCO | NA | |
| THOMAS, TIMOTHY JOHN | I | CCO | NA | |
| KB MANAGEMENT LLC | DE | GP | D | Control |
| KB MANAGEMENT LLC | DE | GP | D | Control |
| DUH, EUGENE CY | I | LP | B | |
| DUH, EUGENE CY | I | LP | B | |
| MK INVESTMENT CO. LLC | DE | LP | B | |
| MK INVESTMENT CO. LLC | DE | LP | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BENNANI, YOUSSEF | I | KB MANAGEMENT, LLC | F | |
| BENNANI, YOUSSEF | I | KB MANAGEMENT, LLC | F | |
| DUH, EUGENE CY | I | MK INVESTMENT CO. LLC | F | |
| DUH, EUGENE CY | I | MK INVESTMENT CO. LLC | F | |
| GROVER, VIKRAM PAUL | I | KB MANAGEMENT, LLC | F | |
| GROVER, VIKRAM PAUL | I | KB MANAGEMENT, LLC | F | |
| KAUFMAN, MICHAEL D | I | MK INVESTMENT CO. LLC | E | |
| KAUFMAN, MICHAEL D | I | MK INVESTMENT CO. LLC | E | |
| KAUFMAN, CRAIG DOUGLAS | I | KB MANAGEMENT LLC | C | Control |
| KAUFMAN, CRAIG DOUGLAS | I | KB MANAGEMENT LLC | C | Control |
| KAUFMAN, ROBERT JAY | I | KB MANAGEMENT LLC | C | Control |
| KAUFMAN, ROBERT JAY | I | KB MANAGEMENT LLC | C | Control |
Registrations
Federal
IA
Apr 18, 2002 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PR RI SC SD TN TX UT VA VT WA WI WV
Address
800 THIRD AVENUE25TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-292-8118