POST OAK CAPITAL ADVISORS, INC.
Legal name: POST OAK CAPITAL ADVISORS, INC
CRD #37942 SEC #801-62191 HOUSTON, TX 713-840-8700
SEC Registered Broker-Dealer
Total AUM
$200M
Discretionary
$0
Employees
10
Clients
--
Accounts
50
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 17, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNETTE, CYNTHIA LEA | I | FINOP/CFO | NA | Control |
| LERNER, ALLAN RONALD | I | GENERAL PRINCIPAL | NA | Control |
| NUNN, RICHARD ANDREW | I | FINANCIAL OPERATIONS PRINCIPAL | NA | |
| GRAUBART, DONALD MARSHALL | I | PRESIDENT/CEO/TREASURER/SECRETARY | E | Control |
| GRAUBART, DONALD MARSHALL | I | PRESIDENT/CEO/TREASURER/SECRETARY | E | Control |
Registrations
Federal
IA
Jun 17, 2004 REGISTERED
Notice Filings (1)
TX
Address
4265 SAN FELIPESUITE 1250
HOUSTON, TX 77027
USA
Phone: 713-840-8700