RIA Intelligence

WOODSTOCK FINANCIAL GROUP, INC.

CRD #38095 SEC #801-65881 WOODSTOCK, GA 770-516-6996
SEC Registered Broker-Dealer
Total AUM
$245.7M
Discretionary
$245.7M
Employees
60
Clients
0
Accounts
1,857

Firm Details

Organization Type
Corporation
State of Formation
Georgia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Nov 9, 2018
Branch Offices
26

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BERTSCHE, WILLIAM DENNISIDIRECTORNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF COMPLIANCE OFFICER OF BDNA
BRANCA, ANTHONY DOUGLASICHIEF OPERATING OFFICERNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
BRUNSON, MORRIS LEONIDIRECTORNA
CASDIA, CHRISTOPHER VINCENTICCO/DIRECTORNA Control
CASDIA, CHRISTOPHER VINCENTICCO/DIRECTORNA Control
CASDIA, CHRISTOPHER VINCENTICHIEF COMPLIANCE OFFICERNA Control
CASDIA, CHRISTOPHER VINCENTICHIEF COMPLIANCE OFFICERNA Control
CASDIA, CHRISTOPHER VINCENTICHIEF COMPLIANCE OFFICERNA Control
CASDIA, CHRISTOPHER VINCENTICCO/DIRECTORNA Control
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
CHALMERS, GEOFFREY TEALEIDIRECTORNA
HERREMA, DANIEL PAULIDIRECT BUSINESS PRINCIPAL / INSURANCE PRINCIPALNA
HERREMA, DANIEL PAULIDIRECT BUSINESS PRINCIPAL / INSURANCE PRINCIPALNA
PERKOWSKI, VALERIE ANNIINSURANCE PRINCIPALNA
PERKOWSKI, VALERIE ANNIINSURANCE PRINCIPALNA
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / CCO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / CCO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEONA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / ROSFPNA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEONA Control
RAIKE, WILLIAM JASPER IIIIROSFPNA Control
RAIKE, WILLIAM JASPER IIIICHIEF COMPLIANCE OFFICER - RIANA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEONA Control
RAIKE, WILLIAM JASPER IIIIROSFPNA Control
RAIKE, WILLIAM JASPER IIIICHIEF COMPLIANCE OFFICER - RIANA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEONA Control
RAIKE, WILLIAM JASPER IIIIROSFPNA Control
RAIKE, WILLIAM JASPER IIIICHIEF COMPLIANCE OFFICER - RIANA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEONA Control
RAIKE, WILLIAM JASPER IIIIROSFPNA Control
RAIKE, WILLIAM JASPER IIIICHIEF COMPLIANCE OFFICER - RIANA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEONA Control
RAIKE, WILLIAM JASPER IIIIROSFPNA Control
RAIKE, WILLIAM JASPER IIIICHIEF COMPLIANCE OFFICER - RIANA Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEONA Control
RAIKE, WILLIAM JASPER IIIIROSFPNA Control
RAIKE, WILLIAM JASPER IIIICHIEF COMPLIANCE OFFICER - RIANA Control
TAYLOR, DENNIS WILLARDIREGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) & CCONA
TAYLOR, DENNIS WILLARDIREGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) & CCONA
TAYLOR, DENNIS WILLARDISENIOR REGISTERED OPTIONS PRINCIPALNA
TAYLOR, DENNIS WILLARDISENIOR REGISTERED OPTIONS PRINCIPALNA
TAYLOR, DENNIS WILLARDISENIOR REGISTERED OPTIONS PRINCIPALNA
TAYLOR, DENNIS WILLARDISENIOR REGISTERED OPTIONS PRINCIPAL / CROPNA
TAYLOR, DENNIS WILLARDISENIOR REGISTERED OPTIONS PRINCIPAL / CROPNA
TAYLOR, DENNIS WILLARDISENIOR REGISTERED OPTIONS PRINCIPAL / CROPNA
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADIADVISORY PRINCIPALNA
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADIADVISORY PRINCIPALNA
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADIMANAGING ADVISORY PRINCIPALNA Control
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADIROSFPNA
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WELTY, DALE CONRADICHIEF COMPLIANCE OFFICER OF RIANA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA Control
WHITLEY, MELISSA LYNNIFINANCIAL OPERATIONS PRINCIPALNA Control
WHITLEY, MELISSA LYNNIFINANCIAL OPERATIONS PRINCIPALNA Control
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA Control
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA Control
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA Control
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA Control
WHITLEY, MELISSA LYNNIFINANCIAL OPERATIONS PRINCIPALNA Control
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA Control
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA Control
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA Control
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
WHITLEY, MELISSA LYNNICHIEF FINANCIAL OFFICER / FINOPNA
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEOE Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / CHIEF COMPLIANCE OFFICERE Control
RAIKE, WILLIAM JASPER IIIICHIEF EXECUTIVE OFFICER / PRESIDENTE Control
RAIKE, WILLIAM JASPER IIIICHIEF EXECUTIVE OFFICER / PRESIDENTE Control
RAIKE, WILLIAM JASPER IIIICHIEF EXECUTIVE OFFICER / PRESIDENTE Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / CHIEF COMPLIANCE OFFICERE Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / CHIEF COMPLIANCE OFFICERE Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / CHIEF COMPLIANCE OFFICERE Control
RAIKE, WILLIAM JASPER IIIIPRESIDENT / CEO / CHIEF COMPLIANCE OFFICERE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
WOODSTOCK HOLDINGS INCDEHOLDING COMPANYE Control
RAIKE, WILLIAM JASPER IIIICEO/PRESIDENTD Control
RAIKE, WILLIAM JASPER IIIICEO/PRESIDENTD Control
RAIKE, WILLIAM JASPER IIIICEO/PRESIDENTD Control
BERTSCHE, WILLIAM DENNISIDIRECTORA
BERTSCHE, WILLIAM DENNISIDIRECTORA
BERTSCHE, WILLIAM DENNISIDIRECTORA
BRUNSON, MORRIS LEONIDIRECTORA
BRUNSON, MORRIS LEONIDIRECTORA
BRUNSON, MORRIS LEONIDIRECTORA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
WOODSTOCK HOLDINGS INC.DEWOODSTOCK FINANCIAL GROUP, INC.E Control
WOODSTOCK HOLDINGS INC.DEWOODSTOCK FINANCIAL GROUP, INC.E Control

Registrations

Federal

IA
Nov 9, 2018 REGISTERED

Notice Filings (43)

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Address

117 TOWNE LAKE PARKWAY
SUITE 200
WOODSTOCK, GA 30188
United States
Phone: 770-516-6996