CAREY, THOMAS, HOOVER, & BREAULT, INC.
CRD #38367 SEC #801-71122 WICHITA, KS 316-634-2222
SEC Registered Broker-Dealer
Total AUM
$140.6M
Discretionary
$140.6M
Employees
--
Clients
0
Accounts
1,115
Firm Details
- Organization Type
- Corporation
- State of Formation
- Kansas
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 7, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BREAULT, JEFFREY ALLEN | I | TREASURER/FINOP | NA | Control |
| BREAULT, JEFFREY ALLEN | I | TREASURER/FINOP | NA | Control |
| BREAULT, JEFFREY ALLEN | I | TREASURER/FINOP | NA | Control |
| CAREY, JOHN RIGBY | I | PRESIDENT | NA | Control |
| CAREY, JOHN RIGBY | I | PRESIDENT | NA | Control |
| CAREY, JOHN RIGBY | I | PRESIDENT | NA | Control |
| HOOVER, THOMAS PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, THOMAS PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOVER, THOMAS PAUL | I | CHIEF COMPLIANCE OFFICER-BD, SECRETARY | NA | Control |
| THOMAS, STEPHEN DOUGLAS | I | VICE-PRESIDENT | NA | Control |
| THOMAS, STEPHEN DOUGLAS | I | VICE-PRESIDENT | NA | Control |
| THOMAS, STEPHEN DOUGLAS | I | CHIEF COMPLIANCE OFFICER-IA, VICE-PRESIDENT | NA | Control |
| CTHB INVESTMENTS, INC. | DE | SHAREHOLDER | E | Control |
| CTHB INVESTMENTS, INC. | DE | SHAREHOLDER | E | Control |
| CTHB INVESTMENTS, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BREAULT, JEFFREY ALLEN | I | CTHB INVESTMENTS, INC. | C | Control |
| BREAULT, JEFFREY ALLEN | I | CTHB INVESTMENTS, INC. | C | Control |
| BREAULT, JEFFREY ALLEN | I | CTHB INVESTMENTS, INC. | C | Control |
| CAREY, JOHN RIGBY | I | CTHB INVESTMENTS, INC. | C | Control |
| CAREY, JOHN RIGBY | I | CTHB INVESTMENTS, INC. | C | Control |
| CAREY, JOHN RIGBY | I | CTHB INVESTMENTS, INC. | C | Control |
| HOOVER, THOMAS PAUL | I | CTHB INVESTMENTS, INC | C | Control |
| HOOVER, THOMAS PAUL | I | CTHB INVESTMENTS, INC | C | Control |
| HOOVER, THOMAS PAUL | I | CTHB INVESTMENTS, INC | C | Control |
| THOMAS, STEPHEN DOUGLAS | I | CTHB INVESTMENTS, INC. | C | Control |
| THOMAS, STEPHEN DOUGLAS | I | CTHB INVESTMENTS, INC. | C | Control |
| THOMAS, STEPHEN DOUGLAS | I | CTHB INVESTMENTS, INC. | C | Control |
Registrations
Federal
IA
Dec 7, 2010 REGISTERED
Notice Filings (5)
KS LA MO OK TX
Address
8080 E. CENTRALSUITE 200
WICHITA, KS 67206
United States
Phone: 316-634-2222