HANDELSBANKEN MARKETS SECURITIES, INC.
Legal name: HANDELSBANKEN ASSET MANAGEMENT, USA
CRD #38485 SEC #801-71066 NEW YORK, NY 212-326-5178
SEC Registered Broker-Dealer
Total AUM
$1.5B
Discretionary
$0
Employees
2
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HUNTER, TAMARA JOAN | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | NA | |
| HUNTER, TAMARA JOAN | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | NA | |
| HUNTER, TAMARA JOAN | I | EXECUTIVE REPRESENTATIVE, CHIEF COMPLIANCE OFFICER | NA | |
| LINDEN, BJORN MARTIN | I | BOARD OF DIRECTOR MEMBER | NA | |
| LINDEN, BJORN MARTIN | I | BOARD OF DIRECTOR MEMBER | NA | |
| LINDEN, BJORN MARTIN | I | BOARD OF DIRECTOR MEMBER | NA | |
| MURAKAMI, KENNETH S. | I | BOARD OF DIRECTOR MEMBER | NA | |
| MURAKAMI, KENNETH S. | I | BOARD OF DIRECTOR MEMBER | NA | |
| MURAKAMI, KENNETH S. | I | BOARD OF DIRECTOR MEMBER | NA | |
| NILSSON, STEFAN PER RUNE | I | BOARD OF DIRECTOR MEMBER | NA | |
| NILSSON, STEFAN PER RUNE | I | BOARD OF DIRECTOR MEMBER | NA | |
| NILSSON, STEFAN PER RUNE | I | BOARD OF DIRECTOR MEMBER | NA | |
| SOBEL, RICHARD BRADLEY | I | FINOP | NA | |
| SOBEL, RICHARD BRADLEY | I | FINOP | NA | |
| SOBEL, RICHARD BRADLEY | I | FINOP | NA | |
| SVENSKA HANDELSBANKEN AB (PUBL) | FE | SHAREHOLDER | E | Control |
| SVENSKA HANDELSBANKEN AB (PUBL) | FE | SHAREHOLDER | E | Control |
| SVENSKA HANDELSBANKEN AB (PUBL) | FE | SHAREHOLDER | E | Control |
Registrations
Federal
IA
Mar 8, 2013 REGISTERED
Notice Filings (1)
NY
Address
875 THIRD AVENUE4TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-326-5178