OSAIC FS, INC.
CRD #3870 SEC #801-23151 FORT WAYNE, IN 800-237-3813
SEC Registered Broker-Dealer Disclosures
Total AUM
$4.5B
Discretionary
$1.2B
Employees
655
Clients
--
Accounts
21,454
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jan 2025 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Nov 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Oct 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Oct 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Sep 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Sep 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Aug 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Aug 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Jun 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| May 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| May 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Mar 2024 | $4.5B | $1.2B | $3.2B | 655 | 300 |
| Mar 2024 | $3.9B | $1B | $2.9B | 726 | 400 |
| Feb 2024 | $3.9B | $1B | $2.9B | 726 | 400 |
| Jan 2024 | $3.9B | $1B | $2.9B | 726 | 400 |
| Jan 2024 | $3.9B | $1B | $2.9B | 726 | 400 |
| Dec 2023 | $3.9B | $1B | $2.9B | 726 | 400 |
| Sep 2023 | $3.9B | $1B | $2.9B | 726 | 400 |
| Jun 2023 | $3.9B | $1B | $2.9B | 726 | 400 |
| Mar 2023 | $3.9B | $1B | $2.9B | 726 | 400 |
| Feb 2023 | $4.9B | $1.2B | $3.6B | 796 | 600 |
| Oct 2022 | $4.9B | $1.2B | $3.6B | 796 | 600 |
| Aug 2022 | $4.9B | $1.2B | $3.6B | 796 | 600 |
| Jul 2022 | $4.9B | $1.2B | $3.6B | 796 | 600 |
| Apr 2022 | $4.9B | $1.2B | $3.6B | 796 | 600 |
| Mar 2022 | $4.9B | $1.2B | $3.6B | 796 | 600 |
| Mar 2022 | $4.1B | $960.6M | $3.1B | 884 | 300 |
| Jan 2022 | $4.1B | $960.6M | $3.1B | 884 | 300 |
| Oct 2021 | $4.1B | $960.6M | $3.1B | 884 | 300 |
| Jul 2021 | $4.1B | $960.6M | $3.1B | 884 | 300 |
| Mar 2021 | $4.1B | $960.6M | $3.1B | 884 | 300 |
| Mar 2021 | $4.1B | $960.6M | $3.1B | 884 | 300 |
| Dec 2020 | $3.4B | $666.9M | $2.7B | 943 | 300 |
| Sep 2020 | $3.4B | $666.9M | $2.7B | 943 | 300 |
| Jun 2020 | $3.4B | $666.9M | $2.7B | 943 | 300 |
| Jun 2020 | $3.4B | $666.9M | $2.7B | 943 | 300 |
| Apr 2020 | $3.4B | $666.9M | $2.7B | 943 | 300 |
| Mar 2020 | $3.4B | $666.9M | $2.7B | 943 | 300 |
| Jan 2020 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Jan 2020 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Oct 2019 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Aug 2019 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Jun 2019 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| May 2019 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Apr 2019 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Apr 2019 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Mar 2019 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Mar 2019 | $2.8B | $482.2M | $2.3B | 938 | 400 |
| Jan 2019 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Nov 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Oct 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Oct 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Sep 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Aug 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Jul 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Jul 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Jul 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Apr 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Apr 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Mar 2018 | $2.8B | $727.8M | $2.1B | 1,017 | 13,500 |
| Jan 2018 | $2.1B | $445.5M | $1.7B | 1,062 | 0 |
| Oct 2017 | $2.1B | $445.5M | $1.7B | 1,062 | 0 |
| Sep 2017 | $2.1B | $445.5M | $1.7B | 586 | 12,400 |
| Jul 2017 | $2.1B | $445.5M | $1.7B | 586 | 12,400 |
| Jul 2017 | $2.1B | $445.5M | $1.7B | 586 | 12,400 |
| Mar 2017 | $2.1B | $445.5M | $1.7B | 586 | 12,400 |
| Feb 2017 | $1.5B | $328.1M | $1.2B | 571 | 10,200 |
| Oct 2016 | $1.5B | $328.1M | $1.2B | 571 | 10,200 |
| Aug 2016 | $1.5B | $328.1M | $1.2B | 571 | 10,200 |
| Jun 2016 | $1.5B | $328.1M | $1.2B | 571 | 10,200 |
| May 2016 | $1.5B | $328.1M | $1.2B | 571 | 10,200 |
| Apr 2016 | $1.5B | $328.1M | $1.2B | 571 | 10,200 |
| Mar 2016 | $1.5B | $328.1M | $1.2B | 571 | 10,200 |
| Mar 2016 | $1.5B | $413.2M | $1.1B | 562 | 8,900 |
| Jan 2016 | $1.5B | $413.2M | $1.1B | 562 | 8,900 |
| Oct 2015 | $1.5B | $413.2M | $1.1B | 562 | 8,900 |
| Sep 2015 | $1.5B | $413.2M | $1.1B | 562 | 8,900 |
| Jul 2015 | $1.5B | $413.2M | $1.1B | 562 | 8,900 |
| Jul 2015 | $1.5B | $413.2M | $1.1B | 562 | 8,900 |
| Mar 2015 | $1.5B | $413.2M | $1.1B | 562 | 8,900 |
| Dec 2014 | $1.4B | $331.6M | $1.1B | 546 | 8,520 |
| Dec 2014 | $1.4B | $331.6M | $1.1B | 546 | 8,520 |
| Oct 2014 | $1.4B | $331.6M | $1.1B | 546 | 8,520 |
| Mar 2014 | $1.4B | $331.6M | $1.1B | 546 | 8,520 |
| Jan 2014 | $1.1B | $118.3M | $984M | 563 | 7,200 |
| Jan 2014 | $1.1B | $118.3M | $984M | 563 | 7,200 |
| Oct 2013 | $1.1B | $118.3M | $984M | 563 | 7,200 |
| Aug 2013 | $1.1B | $118.3M | $984M | 563 | 7,200 |
| Aug 2013 | $1.1B | $118.3M | $984M | 563 | 7,200 |
| Jun 2013 | $1.1B | $118.3M | $984M | 563 | 7,200 |
| Apr 2013 | $1.1B | $118.3M | $984M | 563 | 7,200 |
| Mar 2013 | $1.1B | $118.3M | $984M | 563 | 7,200 |
| Feb 2013 | $917.4M | $136.2M | $781.2M | 581 | 6,700 |
| Jan 2013 | $917.4M | $136.2M | $781.2M | 581 | 6,700 |
| Dec 2012 | $917.4M | $136.2M | $781.2M | 581 | 6,700 |
| Dec 2012 | $917.4M | $136.2M | $781.2M | 581 | 6,700 |
| Nov 2012 | $917.4M | $136.2M | $781.2M | 581 | 6,700 |
| Oct 2012 | $917.4M | $136.2M | $781.2M | 501 | 6,700 |
| Oct 2012 | $917.4M | $136.2M | $781.2M | 501 | 6,700 |
| Jul 2012 | $917.4M | $136.2M | $781.2M | 501 | 6,700 |
| Apr 2012 | $917.4M | $136.2M | $781.2M | 501 | 6,700 |
| Mar 2012 | $917.4M | $136.2M | $781.2M | 501 | 6,700 |
| Feb 2012 | $859.9M | $118.9M | $741M | 501 | 6,700 |
| Dec 2011 | $859.9M | $118.9M | $741M | 501 | 6,000 |
| Nov 2011 | $859.9M | $118.9M | $741M | 501 | 6,000 |
| May 2011 | $859.9M | $118.9M | $741M | 501 | -- |
| Mar 2011 | $859.9M | $118.9M | $741M | 501 | -- |
| Mar 2011 | $805.3M | $121.1M | $684.2M | 501 | -- |
| Jul 2010 | $805.3M | $121.1M | $684.2M | 501 | -- |
| May 2010 | $805.3M | $121.1M | $684.2M | 501 | -- |
| Mar 2009 | $618.3M | $129.6M | $488.7M | 501 | -- |
| Sep 2008 | $1.3B | $198M | $1.1B | 501 | -- |
| Sep 2008 | $1.3B | $198M | $1.1B | 501 | -- |
| Mar 2008 | $1.3B | $198M | $1.1B | 501 | -- |
| Jan 2008 | $736.1M | $180.6M | $555.5M | 501 | -- |
| Mar 2007 | $736.1M | $180.6M | $555.5M | 501 | -- |
| Dec 2006 | $517.9M | $112.3M | $405.6M | 501 | -- |
| Mar 2006 | $517.9M | $112.3M | $405.6M | 501 | -- |
| Feb 2006 | $383.8M | $40M | $343.7M | 501 | -- |
| Jun 2005 | $383.8M | $40M | $343.7M | 501 | -- |
| Mar 2004 | $216.4M | $45.7M | $170.7M | 501 | -- |
| Dec 2003 | $109M | $16M | $93M | 501 | -- |
| Apr 2002 | $22.8M | $0 | $22.8M | 501 | -- |
| Oct 2001 | $22.8M | $0 | $22.8M | 501 | -- |
DateJan 2025
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateNov 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateOct 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateOct 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateSep 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateSep 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateAug 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateAug 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateJun 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateMay 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateMay 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateMar 2024
Total AUM$4.5B
Discretionary$1.2B
Non-Disc.$3.2B
Employees655
Clients300
DateMar 2024
Total AUM$3.9B
Discretionary$1B
Non-Disc.$2.9B
Employees726
Clients400
DateFeb 2024
Total AUM$3.9B
Discretionary$1B
Non-Disc.$2.9B
Employees726
Clients400
DateJan 2024
Total AUM$3.9B
Discretionary$1B
Non-Disc.$2.9B
Employees726
Clients400
DateJan 2024
Total AUM$3.9B
Discretionary$1B
Non-Disc.$2.9B
Employees726
Clients400
DateDec 2023
Total AUM$3.9B
Discretionary$1B
Non-Disc.$2.9B
Employees726
Clients400
DateSep 2023
Total AUM$3.9B
Discretionary$1B
Non-Disc.$2.9B
Employees726
Clients400
DateJun 2023
Total AUM$3.9B
Discretionary$1B
Non-Disc.$2.9B
Employees726
Clients400
DateMar 2023
Total AUM$3.9B
Discretionary$1B
Non-Disc.$2.9B
Employees726
Clients400
DateFeb 2023
Total AUM$4.9B
Discretionary$1.2B
Non-Disc.$3.6B
Employees796
Clients600
DateOct 2022
Total AUM$4.9B
Discretionary$1.2B
Non-Disc.$3.6B
Employees796
Clients600
DateAug 2022
Total AUM$4.9B
Discretionary$1.2B
Non-Disc.$3.6B
Employees796
Clients600
DateJul 2022
Total AUM$4.9B
Discretionary$1.2B
Non-Disc.$3.6B
Employees796
Clients600
DateApr 2022
Total AUM$4.9B
Discretionary$1.2B
Non-Disc.$3.6B
Employees796
Clients600
DateMar 2022
Total AUM$4.9B
Discretionary$1.2B
Non-Disc.$3.6B
Employees796
Clients600
DateMar 2022
Total AUM$4.1B
Discretionary$960.6M
Non-Disc.$3.1B
Employees884
Clients300
DateJan 2022
Total AUM$4.1B
Discretionary$960.6M
Non-Disc.$3.1B
Employees884
Clients300
DateOct 2021
Total AUM$4.1B
Discretionary$960.6M
Non-Disc.$3.1B
Employees884
Clients300
DateJul 2021
Total AUM$4.1B
Discretionary$960.6M
Non-Disc.$3.1B
Employees884
Clients300
DateMar 2021
Total AUM$4.1B
Discretionary$960.6M
Non-Disc.$3.1B
Employees884
Clients300
DateMar 2021
Total AUM$4.1B
Discretionary$960.6M
Non-Disc.$3.1B
Employees884
Clients300
DateDec 2020
Total AUM$3.4B
Discretionary$666.9M
Non-Disc.$2.7B
Employees943
Clients300
DateSep 2020
Total AUM$3.4B
Discretionary$666.9M
Non-Disc.$2.7B
Employees943
Clients300
DateJun 2020
Total AUM$3.4B
Discretionary$666.9M
Non-Disc.$2.7B
Employees943
Clients300
DateJun 2020
Total AUM$3.4B
Discretionary$666.9M
Non-Disc.$2.7B
Employees943
Clients300
DateApr 2020
Total AUM$3.4B
Discretionary$666.9M
Non-Disc.$2.7B
Employees943
Clients300
DateMar 2020
Total AUM$3.4B
Discretionary$666.9M
Non-Disc.$2.7B
Employees943
Clients300
DateJan 2020
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateJan 2020
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateOct 2019
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateAug 2019
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateJun 2019
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateMay 2019
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateApr 2019
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateApr 2019
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateMar 2019
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateMar 2019
Total AUM$2.8B
Discretionary$482.2M
Non-Disc.$2.3B
Employees938
Clients400
DateJan 2019
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateNov 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateOct 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateOct 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateSep 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateAug 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateJul 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateJul 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateJul 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateApr 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateApr 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateMar 2018
Total AUM$2.8B
Discretionary$727.8M
Non-Disc.$2.1B
Employees1,017
Clients13,500
DateJan 2018
Total AUM$2.1B
Discretionary$445.5M
Non-Disc.$1.7B
Employees1,062
Clients0
DateOct 2017
Total AUM$2.1B
Discretionary$445.5M
Non-Disc.$1.7B
Employees1,062
Clients0
DateSep 2017
Total AUM$2.1B
Discretionary$445.5M
Non-Disc.$1.7B
Employees586
Clients12,400
DateJul 2017
Total AUM$2.1B
Discretionary$445.5M
Non-Disc.$1.7B
Employees586
Clients12,400
DateJul 2017
Total AUM$2.1B
Discretionary$445.5M
Non-Disc.$1.7B
Employees586
Clients12,400
DateMar 2017
Total AUM$2.1B
Discretionary$445.5M
Non-Disc.$1.7B
Employees586
Clients12,400
DateFeb 2017
Total AUM$1.5B
Discretionary$328.1M
Non-Disc.$1.2B
Employees571
Clients10,200
DateOct 2016
Total AUM$1.5B
Discretionary$328.1M
Non-Disc.$1.2B
Employees571
Clients10,200
DateAug 2016
Total AUM$1.5B
Discretionary$328.1M
Non-Disc.$1.2B
Employees571
Clients10,200
DateJun 2016
Total AUM$1.5B
Discretionary$328.1M
Non-Disc.$1.2B
Employees571
Clients10,200
DateMay 2016
Total AUM$1.5B
Discretionary$328.1M
Non-Disc.$1.2B
Employees571
Clients10,200
DateApr 2016
Total AUM$1.5B
Discretionary$328.1M
Non-Disc.$1.2B
Employees571
Clients10,200
DateMar 2016
Total AUM$1.5B
Discretionary$328.1M
Non-Disc.$1.2B
Employees571
Clients10,200
DateMar 2016
Total AUM$1.5B
Discretionary$413.2M
Non-Disc.$1.1B
Employees562
Clients8,900
DateJan 2016
Total AUM$1.5B
Discretionary$413.2M
Non-Disc.$1.1B
Employees562
Clients8,900
DateOct 2015
Total AUM$1.5B
Discretionary$413.2M
Non-Disc.$1.1B
Employees562
Clients8,900
DateSep 2015
Total AUM$1.5B
Discretionary$413.2M
Non-Disc.$1.1B
Employees562
Clients8,900
DateJul 2015
Total AUM$1.5B
Discretionary$413.2M
Non-Disc.$1.1B
Employees562
Clients8,900
DateJul 2015
Total AUM$1.5B
Discretionary$413.2M
Non-Disc.$1.1B
Employees562
Clients8,900
DateMar 2015
Total AUM$1.5B
Discretionary$413.2M
Non-Disc.$1.1B
Employees562
Clients8,900
DateDec 2014
Total AUM$1.4B
Discretionary$331.6M
Non-Disc.$1.1B
Employees546
Clients8,520
DateDec 2014
Total AUM$1.4B
Discretionary$331.6M
Non-Disc.$1.1B
Employees546
Clients8,520
DateOct 2014
Total AUM$1.4B
Discretionary$331.6M
Non-Disc.$1.1B
Employees546
Clients8,520
DateMar 2014
Total AUM$1.4B
Discretionary$331.6M
Non-Disc.$1.1B
Employees546
Clients8,520
DateJan 2014
Total AUM$1.1B
Discretionary$118.3M
Non-Disc.$984M
Employees563
Clients7,200
DateJan 2014
Total AUM$1.1B
Discretionary$118.3M
Non-Disc.$984M
Employees563
Clients7,200
DateOct 2013
Total AUM$1.1B
Discretionary$118.3M
Non-Disc.$984M
Employees563
Clients7,200
DateAug 2013
Total AUM$1.1B
Discretionary$118.3M
Non-Disc.$984M
Employees563
Clients7,200
DateAug 2013
Total AUM$1.1B
Discretionary$118.3M
Non-Disc.$984M
Employees563
Clients7,200
DateJun 2013
Total AUM$1.1B
Discretionary$118.3M
Non-Disc.$984M
Employees563
Clients7,200
DateApr 2013
Total AUM$1.1B
Discretionary$118.3M
Non-Disc.$984M
Employees563
Clients7,200
DateMar 2013
Total AUM$1.1B
Discretionary$118.3M
Non-Disc.$984M
Employees563
Clients7,200
DateFeb 2013
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees581
Clients6,700
DateJan 2013
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees581
Clients6,700
DateDec 2012
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees581
Clients6,700
DateDec 2012
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees581
Clients6,700
DateNov 2012
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees581
Clients6,700
DateOct 2012
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees501
Clients6,700
DateOct 2012
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees501
Clients6,700
DateJul 2012
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees501
Clients6,700
DateApr 2012
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees501
Clients6,700
DateMar 2012
Total AUM$917.4M
Discretionary$136.2M
Non-Disc.$781.2M
Employees501
Clients6,700
DateFeb 2012
Total AUM$859.9M
Discretionary$118.9M
Non-Disc.$741M
Employees501
Clients6,700
DateDec 2011
Total AUM$859.9M
Discretionary$118.9M
Non-Disc.$741M
Employees501
Clients6,000
DateNov 2011
Total AUM$859.9M
Discretionary$118.9M
Non-Disc.$741M
Employees501
Clients6,000
DateMay 2011
Total AUM$859.9M
Discretionary$118.9M
Non-Disc.$741M
Employees501
Clients--
DateMar 2011
Total AUM$859.9M
Discretionary$118.9M
Non-Disc.$741M
Employees501
Clients--
DateMar 2011
Total AUM$805.3M
Discretionary$121.1M
Non-Disc.$684.2M
Employees501
Clients--
DateJul 2010
Total AUM$805.3M
Discretionary$121.1M
Non-Disc.$684.2M
Employees501
Clients--
DateMay 2010
Total AUM$805.3M
Discretionary$121.1M
Non-Disc.$684.2M
Employees501
Clients--
DateMar 2009
Total AUM$618.3M
Discretionary$129.6M
Non-Disc.$488.7M
Employees501
Clients--
DateSep 2008
Total AUM$1.3B
Discretionary$198M
Non-Disc.$1.1B
Employees501
Clients--
DateSep 2008
Total AUM$1.3B
Discretionary$198M
Non-Disc.$1.1B
Employees501
Clients--
DateMar 2008
Total AUM$1.3B
Discretionary$198M
Non-Disc.$1.1B
Employees501
Clients--
DateJan 2008
Total AUM$736.1M
Discretionary$180.6M
Non-Disc.$555.5M
Employees501
Clients--
DateMar 2007
Total AUM$736.1M
Discretionary$180.6M
Non-Disc.$555.5M
Employees501
Clients--
DateDec 2006
Total AUM$517.9M
Discretionary$112.3M
Non-Disc.$405.6M
Employees501
Clients--
DateMar 2006
Total AUM$517.9M
Discretionary$112.3M
Non-Disc.$405.6M
Employees501
Clients--
DateFeb 2006
Total AUM$383.8M
Discretionary$40M
Non-Disc.$343.7M
Employees501
Clients--
DateJun 2005
Total AUM$383.8M
Discretionary$40M
Non-Disc.$343.7M
Employees501
Clients--
DateMar 2004
Total AUM$216.4M
Discretionary$45.7M
Non-Disc.$170.7M
Employees501
Clients--
DateDec 2003
Total AUM$109M
Discretionary$16M
Non-Disc.$93M
Employees501
Clients--
DateApr 2002
Total AUM$22.8M
Discretionary$0
Non-Disc.$22.8M
Employees501
Clients--
DateOct 2001
Total AUM$22.8M
Discretionary$0
Non-Disc.$22.8M
Employees501
Clients--