RIA Intelligence

GREENBERG FINANCIAL GROUP

CRD #38747 SEC #801-36988 TUCSON, AZ 520-544-4909
SEC Registered
Total AUM
$331.2M
Discretionary
$302.9M
Employees
10
Clients
51
Accounts
1,178

Firm Details

Organization Type
Corporation
State of Formation
Arizona
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 10, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FINE, MARC BARRYIPRINCIPALNA Control
FINE, MARC BARRYIPRINCIPALNA Control
Glick, ToddIVICE PRESIDENTNA Control
Glick, ToddIVICE PRESIDENTNA Control
Glick, ToddIVICE PRESIDENTNA Control
Greenberg, Dylan, JacobIPRESIDENTNA Control
Greenberg, Dylan, JacobIPRESIDENTNA Control
Greenberg, Dylan, JacobIPRESIDENTNA Control
HAMRA, DAVID ALANIPRINCIPAL/SECRETARYNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEIVICE PRESIDENTNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
MAXWELL, SUSAN JANEICHIEF COMPLIANCE OFFICERNA Control
RUPPRECHT, KEVIN EDWARDICHIEF COMPLIANCE OFFICERNA Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENICHIEF COMPLIANCE OFFICERE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN STEVENIPRESIDENTE Control
GREENBERG, DEAN, STEVENICEOE Control
GREENBERG, DEAN, STEVENICEOE Control
GREENBERG, DEAN, STEVENICEOE Control
LAUSENG, HEATH ORINIVICE PRESIDENTA Control
LAUSENG, HEATH ORINIVICE PRESIDENTA Control

Registrations

Federal

IA
Sep 10, 2025 REGISTERED

Notice Filings (11)

AZ CA FL KY MI MN NV NY OH OR WA

Address

4511 N CAMPBELL AVE #255
TUCSON, AZ 85718-6423
United States
Phone: 520-544-4909