RIA Intelligence

ALLSTATE ASSURANCE COMPANY

CRD #39 SEC #801-8164 NORTHBROOK, IL 847-402-6461
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--

Firm Details

Organization Type
Other (specify) (INSURANCE COMPANY)
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 22, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BURNELL, LISA ANNIASSISTANT VICE PRESIDENT, COMPLIANCE OFFICERNA Control
EVANS, THOMAS, WILLIAMISENIOR VICE PRESIDENTNA Control
EVANS, THOMAS, WILLIAMISENIOR VICE PRESIDENTNA Control
GARDNER, KAREN CASSIDYIVICE PRESIDENT-TAXNA Control
GARDNER, KAREN CASSIDYIVICE PRESIDENT-TAXNA Control
GARDNER, KAREN CASSIDYIVICE PRESIDENT-TAXNA Control
GLABE, MARLA, FRIEDMANISENIOR VICE PRESIDENTNA Control
GLACY, ANSON, JIVICE PRESIDENTNA Control
GLACY, ANSON, JIVICE PRESIDENTNA Control
GOLL, MARIANIASSISTANT VICE PRESIDENT, FINANCIAL OPS PRINICPALNA Control
HUNTER, JOHN ROGERIPRESIDENTNA Control
LEES, SUSAN LESUEURIASSISTANT SECRETARYNA Control
LOUNDS, JOHN, CARLIDIRECTOR; SENIOR VICE PRESIDENTNA Control
LOUNDS, JOHN, CARLIDIRECTOR; SENIOR VICE PRESIDENTNA Control
MCCARTHY, JOHN KEVINIDIRECTOR, SENIOR VICE PRESIDENTNA Control
MCCARTHY, JOHN, KEVINIDIRECTOR; SENIOR VICE PRESIDENTNA Control
PARK, ROBERT, LESLIEIASSISTANT VICE PRESIDENT & DEPUTY CHIEF COMPLIANCE OFFICERNA Control
PAUL, BARRY SAJOWITZIASSISTANT TREASURERNA Control
PILCH, SAMUEL, HENRYIGROUP VICE PRESIDENT AND CONTROLLERNA Control
PILCH, SAMUEL, HENRYIGROUP VICE PRESIDENT AND CONTROLLERNA Control
PINTOZZI, JOHN, CHARLESIDIRECTOR; SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICERNA Control
ROTH, SUSAN, NANCEICHIEF COMPLIANCE OFFICERNA Control
SHEBIK, STEVEN, EIDIRECTOR; SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICERNA Control
SIMONSON, ERIC, ALLENISENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SIMONSON, ERIC, ALLENISENIOR VICE PRESIDENT AND CHIEF INVESTMENT OFFICERNA Control
SLAWIN, KEVIN, ROURKEIDIRECTORNA Control
SYLLA, CASEY, JICHAIRMAN OF THE BOARD; PRESIDENTNA Control
SYLLA, CASEY, JICHAIRMAN OF THE BOARD; PRESIDENTNA Control
TEICHNER, BRUCE, ALLENIASSISTANT GENERAL COUNSEL AND ASSISTANT SECRETARYNA
TEICHNER, BRUCE, ALLENIASSISTANT GENERAL COUNSEL AND ASSISTANT SECRETARYNA
VELOTTA, MICHAEL JOSEPHIDIRECTOR, GENERAL COUNSEL, SECRETARYNA Control
VELOTTA, MICHAEL, JOSEPHIDIRECTOR; GENERAL COUNSEL AND SECRETARYNA Control
VELOTTA, MICHAEL, JOSEPHIDIRECTOR; GENERAL COUNSEL AND SECRETARYNA Control
VERNEY, STEVEN, CARLITREASURERNA Control
WELCH, DOUGLAS, BERTINIVICE PRESIDENTNA Control
WILSON, THOMAS JOSEPH III1536385NA Control
ZILS, JAMES PHILIPITREASURERNA Control
ZILS, JAMES, PHILIPITREASURERNA Control
ALLSTATE LIFE INSURANCE COMPANYDESHAREHOLDERE Control
ALLSTATE LIFE INSURANCE COMPANYDESHAREHOLDERE Control
ALLSTATE LIFE INSURANCE COMPANYDESTOCKHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ALLSTATE INSURANCE COMPANYDEALLSTATE LIFE INSURANCE COMPANYE Control
ALLSTATE INSURANCE COMPANYDEALLSTATE LIFE INSURANCE COMPANYE Control
THE ALLSTATE CORPORATIONDEALLSTATE INSURANCE COMPANYE Control
THE ALLSTATE CORPORATIONDEALLSTATE INSURANCE COMPANYE Control

Registrations

Federal

IA
Mar 22, 2002 REGISTERED

Address

3100 SANDERS ROAD
SUITE J5B
NORTHBROOK, IL 60062
USA
Phone: 847-402-6461