JESUP & LAMONT SECURITIES CORP.
CRD #39056 SEC #801-67010 NEW YORK, NY 212-307-2660
SEC Registered Broker-Dealer
Total AUM
$26M
Discretionary
$26M
Employees
51
Clients
26
Accounts
250
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLEMENTS, MICHAEL TODD | I | CHIEF COMPLIANCE OFFICER | NA | |
| DEGROAT, STEPHEN JOSEPH | I | DIRECTOR,CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | Control |
| DEGROAT, STEPHEN JOSEPH | I | DIRECTOR,CHAIRMAN, CHIEF EXECUTIVE OFFICER | NA | Control |
| DIRUSSA, KEVIN GERARD | I | EXECUTIVE MANAGING DIRECTOR / HEAD OF CAPITAL MARKETS | NA | Control |
| DIRUSSA, KEVIN GERARD | I | EXECUTIVE MANAGING DIRECTOR / HEAD OF CAPITAL MARKETS | NA | Control |
| DIRUSSA, KEVIN GERARD | I | EXECUTIVE MANAGING DIRECTOR / HEAD OF CAPITAL MARKETS | NA | Control |
| FELLUS, JAMES BENJAMIN | I | CEO, PRESIDENT | NA | Control |
| FELLUS, JAMES BENJAMIN | I | CEO, PRESIDENT | NA | Control |
| GAETA, ROBERT BYRON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAIPTMAN, PAUL STUART | I | MANAGING DIRECTOR, INSURANCE | NA | Control |
| GAIPTMAN, PAUL STUART | I | MANAGING DIRECTOR, INSURANCE | NA | Control |
| GAIPTMAN, PAUL STUART | I | MANAGING DIRECTOR, INSURANCE | NA | Control |
| HOLUB, WILLIAM C | I | FINOP, CFO, CHIEF OPERATING OFFICER | NA | Control |
| HOLUB, WILLIAM C | I | FINOP, CFO, CHIEF OPERATING OFFICER | NA | Control |
| HOLUB, WILLIAM C | I | FINOP, CFO, CHIEF OPERATING OFFICER | NA | Control |
| HOLUB, WILLIAM C | I | FINOP, CFO, CHIEF OPERATING OFFICER | NA | Control |
| MORENO, WILLIAM FRANCIS | I | FINOP/CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, SROP | NA | Control |
| MORENO, WILLIAM FRANCIS | I | FINOP/CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, PRESIDENT, SROP | NA | Control |
| PETRYCKI, MICHAEL CARL | I | VICE CHAIRMAN EQUITY CAPITAL MARKETS | NA | Control |
| PETRYCKI, MICHAEL CARL | I | VICE CHAIRMAN EQUITY CAPITAL MARKETS | NA | Control |
| PETRYCKI, MICHAEL CARL | I | VICE CHAIRMAN EQUITY CAPITAL MARKETS | NA | Control |
| RYAN, MAUREEN ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, MAUREEN ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, MAUREEN ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RYAN, MAUREEN ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEICHSELBAUM, ALAN | I | CEO | NA | Control |
| EMPIRE FINANCIAL HOLDING COMPANY | DE | OWNER | E | Control |
| EMPIRE FINANCIAL HOLDING COMPANY | DE | OWNER | E | Control |
| JESUP AND LAMONT, INC | DE | OWNER | E | Control |
| JESUP AND LAMONT, INC | DE | OWNER | E | Control |
| JESUP AND LAMONT, INC | DE | OWNER | E | Control |
| JESUP AND LAMONT, INC | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EFH PARTNERS, LLC | DE | JESUP AND LAMONT, INC | C | Control |
| EFH PARTNERS, LLC | DE | JESUP AND LAMONT, INC | C | Control |
| EFH PARTNERS, LLC | DE | JESUP AND LAMONT, INC | C | Control |
| EFH PARTNERS, LLC | DE | JESUP AND LAMONT, INC | C | Control |
Registrations
Federal
IA
May 14, 2010 REGISTERED
Notice Filings (38)
AK AL AZ CA CO CT DE FL GA IL KS KY LA MA MD ME MI MN MO MT NC NE NH NJ NV NY OH OK PA RI SC SD TN TX VA VT WA WI
Address
623 5TH AVENUE, 17TH FLOORNEW YORK, NY 10022
United States
Phone: 212-307-2660