WEXFORD CLEARING SERVICES CORPORATION
CRD #39310 SEC #801-55790 NEW YORK, NY 212-778-7041
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
51
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CROWLEY, KENNETH PATRICK JR | I | DIRECTOR | NA | Control |
| CROWLEY, KENNETH PATRICK JR | I | DIRECTOR | NA | Control |
| CROWLEY, KENNETH PATRICK JR | I | DIRECTOR | NA | Control |
| GLASER, GREGG STEVEN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| HEBNER, DAVID ALLAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| HEBNER, DAVID ALLAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| HEBNER, DAVID ALLAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| HEBNER, DAVID ALLAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| HEBNER, DAVID ALLAN | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| HORAN, WILLIAM JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| HORAN, WILLIAM JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| HORAN, WILLIAM JOHN | I | DIRECTOR, CHIEF FINANCIAL OFFICER | NA | Control |
| JAMISON, PATRICIA ANN | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| JAMISON, PATRICIA ANN | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| JAMISON, PATRICIA ANN | I | COO, CFO, EVP AND MEMBER, BOARD OF MANAGERS | NA | Control |
| JAMISON, PATRICIA ANN | I | PRESIDENT, CEO, COO, EVP AND MEMBER, BOARD OF MANAGERS | NA | Control |
| JAMISON, PATRICIA ANN | I | PRESIDENT, CEO, COO, EVP AND MEMBER, BOARD OF MANAGERS | NA | Control |
| JAMISON, PATRICIA ANN | I | PRESIDENT, CEO, COO, EVP AND MEMBER, BOARD OF MANAGERS | NA | Control |
| JAMISON, PATRICIA ANN | I | PRESIDENT, CEO, COO, EVP AND MEMBER, BOARD OF MANAGERS | NA | Control |
| JAMISON, PATRICIA ANN | I | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | NA | Control |
| KARCICH, JOSEPH FRANCIS II | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | |
| KARCICH, JOSEPH FRANCIS II | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | |
| KARCICH, JOSEPH FRANCIS II | I | DIRECTOR, CHAIRMAN OF THE BOARD | NA | |
| MCGUIRE, DENNIS MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGUIRE, DENNIS MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGUIRE, DENNIS MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MCGUIRE, DENNIS MICHAEL | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MESSINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| MESSINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| MESSINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| MESSINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| MESSINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| MESSINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| MESSINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| MESSINA, JOHN ANDREW | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| MONDAY, DAVID LEE | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MONDAY, DAVID LEE | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MONDAY, DAVID LEE | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MONDAY, DAVID LEE | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MONDAY, DAVID LEE | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| MURPHY, ALAN WARREN | I | MUNICIPAL REPRESENTATIVE | NA | |
| MURPHY, ALAN WARREN | I | MUNICIPAL REPRESENTATIVE | NA | |
| MURPHY, ALAN WARREN | I | MUNICIPAL REPRESENTATIVE | NA | |
| NOBLE, CRAIG ALAN | I | MUNICIPAL REPRESENTATIVE | NA | |
| NOBLE, CRAIG ALAN | I | MUNICIPAL REPRESENTATIVE | NA | |
| NOBLE, CRAIG ALAN | I | MUNICIPAL REPRESENTATIVE | NA | |
| NOBLE, CRAIG ALAN | I | MUNICIPAL REPRESENTATIVE | NA | |
| NOBLE, CRAIG ALAN | I | MUNICIPAL REPRESENTATIVE | NA | |
| SCHLITZER, EDWARD | I | PRESIDENT | NA | Control |
| SCHLITZER, EDWARD | I | PRESIDENT | NA | Control |
| SCHLITZER, EDWARD | I | PRESIDENT | NA | Control |
| VERRA, RUDOLPH ROCCO | I | SENIOR VICE PRESIDENT- CROP | NA | Control |
| VERRA, RUDOLPH ROCCO | I | SENIOR VICE PRESIDENT- CROP | NA | Control |
| VERRA, RUDOLPH ROCCO | I | SENIOR VICE PRESIDENT- CROP | NA | Control |
| VERRA, RUDOLPH ROCCO | I | SENIOR VICE PRESIDENT- CROP | NA | Control |
| VERRA, RUDOLPH ROCCO | I | SENIOR VICE PRESIDENT- CROP | NA | Control |
| VERRA, RUDOLPH ROCCO | I | SENIOR VICE PRESIDENT- CROP | NA | Control |
| VERRA, RUDOLPH ROCCO | I | SENIOR VICE PRESIDENT- CROP | NA | Control |
| VERRA, RUDOLPH ROCCO | I | SENIOR VICE PRESIDENT- CROP | NA | Control |
| WALDMAN, PAUL MITCHELL | I | SECRETARY | NA | |
| WALDMAN, PAUL MITCHELL | I | SECRETARY | NA | |
| WALDMAN, PAUL MITCHELL | I | SECRETARY | NA | |
| WALDMAN, PAUL MITCHELL | I | SECRETARY | NA | |
| WALDMAN, PAUL MITCHELL | I | SECRETARY | NA | |
| WALDMAN, PAUL MITCHELL | I | SECRETARY | NA | |
| WALDMAN, PAUL MITCHELL | I | SECRETARY | NA | |
| WALDMAN, PAUL MITCHELL | I | SECRETARY | NA | |
| PRUDENTIAL SECURITIES INCORPORATED | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL SECURITIES INCORPORATED | DE | SOLE SHAREHOLDER | E | Control |
| PRUDENTIAL SECURITIES INCORPORATED | DE | SOLE SHAREHOLDER | E | Control |
| WACHOVIA SECURITIES, LLC | DE | SOLE MEMBER | E | Control |
| WACHOVIA SECURITIES, LLC | DE | SOLE MEMBER | E | Control |
| WACHOVIA SECURITIES, LLC | DE | SOLE MEMBER | E | Control |
| WACHOVIA SECURITIES, LLC | DE | SOLE MEMBER | E | Control |
| WACHOVIA SECURITIES, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EVEREN CAPITAL CORPORATION | DE | WACHOVIA SECURITIES HOLDINGS, LLC | E | Control |
| EVEREN CAPITAL CORPORATION | DE | WACHOVIA SECURITIES HOLDINGS, LLC | E | Control |
| EVEREN CAPITAL CORPORATION | DE | WACHOVIA SECURITIES HOLDINGS, LLC | E | Control |
| EVEREN CAPITAL CORPORATION | DE | WACHOVIA SECURITIES HOLDINGS, LLC | E | Control |
| EVEREN CAPITAL CORPORATION | DE | WACHOVIA SECURITIES HOLDINGS, LLC | E | Control |
| PRUCO, INC. | DE | PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, INC. | E | Control |
| PRUCO, INC. | DE | PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, INC. | E | Control |
| PRUCO, INC. | DE | PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | E | Control |
| PRUCO, INC. | DE | PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | E | Control |
| PRUCO, INC. | DE | PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | E | Control |
| PRUCO, INC. | DE | PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | E | Control |
| PRUCO, INC. | DE | PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | E | Control |
| PRUCO, INC. | DE | PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, INC. | E | Control |
| PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, INC. | DE | PRUDENTIAL SECURITIES GROUP INC. | E | Control |
| PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, INC. | DE | PRUDENTIAL SECURITIES GROUP INC. | E | Control |
| PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, INC. | DE | PRUDENTIAL SECURITIES GROUP INC. | E | Control |
| PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | DE | PRUDENTIAL SECURITIES GROUP INC. | E | Control |
| PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | DE | PRUDENTIAL SECURITIES GROUP INC. | E | Control |
| PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | DE | PRUDENTIAL SECURITIES GROUP INC. | E | Control |
| PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | DE | PRUDENTIAL SECURITIES GROUP INC. | E | Control |
| PRUDENTIAL CAPITAL AND INVESTMENT SERVICES, LLC | DE | PRUDENTIAL SECURITIES GROUP INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUCO, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUCO, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUCO, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUCO, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUCO, INC. | E | Control |
| PRUDENTIAL FINANCIAL, INC. | DE | PRUCO, INC. | E | Control |
| PRUDENTIAL SECURITIES GROUP INC. | DE | PRUDENTIAL SECURITIES INCORPORATED | E | Control |
| PRUDENTIAL SECURITIES GROUP INC. | DE | PRUDENTIAL SECURITIES INCORPORATED | E | Control |
| PRUDENTIAL SECURITIES GROUP INC. | DE | PRUDENTIAL SECURITIES INCORPORATED | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | PRUCO, INC. | E | Control |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | DE | PRUCO, INC. | E | Control |
| WACHOVIA CORPORATION | DE | EVEREN CAPITAL CORPORATION | E | Control |
| WACHOVIA CORPORATION | DE | EVEREN CAPITAL CORPORATION | E | Control |
| WACHOVIA CORPORATION | DE | EVEREN CAPITAL CORPORATION | E | Control |
| WACHOVIA CORPORATION | DE | EVEREN CAPITAL CORPORATION | E | Control |
| WACHOVIA CORPORATION | DE | EVEREN CAPITAL CORPORATION | E | Control |
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | DE | WACHOVIA SECURITIES | E | Control |
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | DE | WACHOVIA SECURITIES | E | Control |
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | DE | WACHOVIA SECURITIES | E | Control |
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | DE | WACHOVIA SECURITIES | E | Control |
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | DE | WACHOVIA SECURITIES | E | Control |
| WACHOVIA SECURITIES HOLDINGS, LLC | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | D | Control |
| WACHOVIA SECURITIES HOLDINGS, LLC | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | D | Control |
| WACHOVIA SECURITIES HOLDINGS, LLC | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | D | Control |
| WACHOVIA SECURITIES HOLDINGS, LLC | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | D | Control |
| WACHOVIA SECURITIES HOLDINGS, LLC | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | D | Control |
| PRUDENTIAL SECURITIES GROUP INC. | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | C | Control |
| PRUDENTIAL SECURITIES GROUP INC. | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | C | Control |
| PRUDENTIAL SECURITIES GROUP INC. | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | C | Control |
| PRUDENTIAL SECURITIES GROUP INC. | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | C | Control |
| PRUDENTIAL SECURITIES GROUP INC. | DE | WACHOVIA SECURITIES FINANCIAL HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 26, 2002 REGISTERED
Notice Filings (2)
KY NJ
Address
ONE NEW YORK PLAZA, 11TH FLOORNEW YORK, NY 10292-0129
USA
Phone: 212-778-7041