FELDMAN SECURITIES GROUP L.L.C.
Legal name: FELDMAN SECURITIES GROUP LLC
CRD #39385 SEC #801-54195 CHICAGO, IL 312-444-1755
SEC Registered Broker-Dealer
Total AUM
$1.2B
Discretionary
$0
Employees
10
Clients
--
Accounts
74
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 14, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOMEZ, JENNIFER CAROLINE | I | VICE PRESIDENT | NA | Control |
| GOMEZ, JENNIFER CAROLINE | I | VICE PRESIDENT | NA | Control |
| GOMEZ, JENNIFER CAROLINE | I | VICE PRESIDENT | NA | Control |
| MARNELL, PAUL JOSEPH | I | MANAGING DIRECTOR CFO & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARNELL, PAUL JOSEPH | I | MANAGING DIRECTOR CFO & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARNELL, PAUL JOSEPH | I | MANAGING DIRECTOR CFO & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARNELL, PAUL JOSEPH | I | MANAGING DIRECTOR CFO & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARNELL, PAUL JOSEPH | I | CFO/COMPLIANCE OFFICER | NA | Control |
| MARNELL, PAUL JOSEPH | I | MANAGING DIRECTOR CFO & CHIEF COMPLIANCE OFFICER | NA | Control |
| MARNELL, PAUL JOSEPH | I | CFO/COMPLIANCE OFFICER | NA | Control |
| MARNELL, PAUL JOSEPH | I | MANAGING DIRECTOR CFO&COMPLIANCE OFFICER | NA | Control |
| MCNAMARA, BRIAN MCCORMICK | I | MANAGING DIRECTOR & PORFOLIO MANAGER | NA | Control |
| MCNAMARA, BRIAN MCCORMICK | I | MANAGING DIRECTOR & PORFOLIO MANAGER | NA | Control |
| MCNAMARA, BRIAN MCCORMICK | I | MANAGING DIRECTOR & PORFOLIO MANAGER | NA | Control |
| YOUNG, BRADLEY WILLIAM | I | PRINCIPAL/OWNER | E | Control |
| YOUNG, BRADLEY WILLIAM | I | PRINCIPAL/OWNER | E | Control |
| YOUNG, BRADLEY WILLIAM | I | PRINCIPAL/OWNER | E | Control |
| YOUNG, BRADLEY WILLIAM | I | PRINCIPAL/OWNER | E | Control |
| YOUNG, BRADLEY WILLIAM | I | PRINCIPAL/OWNER | E | Control |
| YOUNG, BRADLEY WILLIAM | I | PRINCIPAL/OWNER | E | Control |
| YOUNG, BRADLEY WILLIAM | I | PRINCIPAL/OWNER | E | Control |
| YOUNG, BRADLEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| YOUNG, BRADLEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| YOUNG, BRADLEY, WILLIAM | I | CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | E | Control |
| DEFELICE, GREGORY ANTHONY | I | PRINCIPAL/CO-OWNER | D | Control |
| YOUNG, BRADLEY WILLIAM | I | PRINCIPAL/CO-OWNER | D | Control |
Registrations
Federal
IA
Feb 14, 2007 REGISTERED
Notice Filings (7)
FL IL KS LA MN TX WI
Address
20 N WACKER DRSUITE 1775
CHICAGO, IL 60606
USA
Phone: 312-444-1755