SORSBY FINANCIAL CORP.
Legal name: SORSBY FINANCIAL CORP
CRD #39437 SEC #801-65995 CHICAGO, IL 312-751-0469
SEC Registered Broker-Dealer
Total AUM
$19.6M
Discretionary
$18.5M
Employees
5
Clients
0
Accounts
16
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNEY, LINDA LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURNEY, LINDA LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURNEY, LINDA LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURNEY, LINDA LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| BURNEY, LINDA LEIGH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SORSBY, CHARLES CAWTHON | I | PRESIDENT | E | Control |
| SORSBY, CHARLES CAWTHON | I | PRESIDENT | E | Control |
| SORSBY, CHARLES CAWTHON | I | PRESIDENT | E | Control |
| SORSBY, CHARLES CAWTHON | I | PRESIDENT | E | Control |
| SORSBY, CHARLES CAWTHON | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 31, 2009 REGISTERED
Notice Filings (1)
IL
Address
676 N MICHIGAN AVE STE 3140CHICAGO, IL 60611-2848
United States
Phone: 312-751-0469