RIA Intelligence

OSAIC FA, INC.

CRD #3978 SEC #801-42530 FORT WAYNE, IN 800-237-3813
SEC Registered Broker-Dealer Disclosures
Total AUM
$37.1B
Discretionary
$10B
Employees
1,607
Clients
--
Accounts
103,063

AUM Over Time

DateJan 2025
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateNov 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateOct 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateOct 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateSep 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateSep 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateAug 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateJun 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateMay 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateMay 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateMar 2024
Total AUM$37.1B
Discretionary$10B
Non-Disc.$27.1B
Employees1,607
Clients3,800
DateMar 2024
Total AUM$32.6B
Discretionary$8.3B
Non-Disc.$24.3B
Employees1,690
Clients3,700
DateFeb 2024
Total AUM$32.6B
Discretionary$8.3B
Non-Disc.$24.3B
Employees1,690
Clients3,700
DateJan 2024
Total AUM$32.6B
Discretionary$8.3B
Non-Disc.$24.3B
Employees1,690
Clients3,700
DateJan 2024
Total AUM$32.6B
Discretionary$8.3B
Non-Disc.$24.3B
Employees1,690
Clients3,700
DateDec 2023
Total AUM$32.6B
Discretionary$8.3B
Non-Disc.$24.3B
Employees1,690
Clients3,700
DateSep 2023
Total AUM$32.6B
Discretionary$8.3B
Non-Disc.$24.3B
Employees1,690
Clients3,700
DateJun 2023
Total AUM$32.6B
Discretionary$8.3B
Non-Disc.$24.3B
Employees1,690
Clients3,700
DateMar 2023
Total AUM$32.6B
Discretionary$8.3B
Non-Disc.$24.3B
Employees1,690
Clients3,700
DateFeb 2023
Total AUM$36.8B
Discretionary$9.2B
Non-Disc.$27.6B
Employees1,710
Clients4,000
DateOct 2022
Total AUM$36.8B
Discretionary$9.2B
Non-Disc.$27.6B
Employees1,710
Clients4,000
DateAug 2022
Total AUM$36.8B
Discretionary$9.2B
Non-Disc.$27.6B
Employees1,710
Clients4,000
DateJul 2022
Total AUM$36.8B
Discretionary$9.2B
Non-Disc.$27.6B
Employees1,710
Clients4,000
DateMay 2022
Total AUM$36.8B
Discretionary$9.2B
Non-Disc.$27.6B
Employees1,710
Clients4,000
DateApr 2022
Total AUM$36.8B
Discretionary$9.2B
Non-Disc.$27.6B
Employees1,710
Clients4,000
DateMar 2022
Total AUM$36.8B
Discretionary$9.2B
Non-Disc.$27.6B
Employees1,710
Clients4,000
DateMar 2022
Total AUM$30.7B
Discretionary$7.4B
Non-Disc.$23.3B
Employees1,817
Clients3,500
DateOct 2021
Total AUM$30.7B
Discretionary$7.4B
Non-Disc.$23.3B
Employees1,817
Clients3,500
DateJul 2021
Total AUM$30.7B
Discretionary$7.4B
Non-Disc.$23.3B
Employees1,817
Clients3,500
DateApr 2021
Total AUM$30.7B
Discretionary$7.4B
Non-Disc.$23.3B
Employees1,817
Clients3,500
DateMar 2021
Total AUM$30.7B
Discretionary$7.4B
Non-Disc.$23.3B
Employees1,817
Clients3,500
DateMar 2021
Total AUM$30.7B
Discretionary$7.4B
Non-Disc.$23.3B
Employees1,817
Clients3,500
DateDec 2020
Total AUM$26.8B
Discretionary$6.4B
Non-Disc.$20.4B
Employees1,894
Clients4,000
DateSep 2020
Total AUM$26.8B
Discretionary$6.4B
Non-Disc.$20.4B
Employees1,894
Clients4,000
DateJun 2020
Total AUM$26.8B
Discretionary$6.4B
Non-Disc.$20.4B
Employees1,894
Clients4,000
DateJun 2020
Total AUM$26.8B
Discretionary$6.4B
Non-Disc.$20.4B
Employees1,894
Clients4,000
DateApr 2020
Total AUM$26.8B
Discretionary$6.4B
Non-Disc.$20.4B
Employees1,894
Clients4,000
DateMar 2020
Total AUM$26.8B
Discretionary$6.4B
Non-Disc.$20.4B
Employees1,894
Clients4,000
DateJan 2020
Total AUM$22.3B
Discretionary$4.1B
Non-Disc.$18.2B
Employees1,995
Clients4,000
DateJan 2020
Total AUM$22.3B
Discretionary$4.1B
Non-Disc.$18.2B
Employees1,995
Clients4,000
DateOct 2019
Total AUM$22.3B
Discretionary$4.1B
Non-Disc.$18.2B
Employees1,995
Clients4,000
DateOct 2019
Total AUM$22.3B
Discretionary$4.1B
Non-Disc.$18.2B
Employees1,995
Clients4,000
DateAug 2019
Total AUM$22.3B
Discretionary$4.1B
Non-Disc.$18.2B
Employees1,995
Clients4,000
DateJun 2019
Total AUM$22.3B
Discretionary$4.1B
Non-Disc.$18.2B
Employees1,995
Clients4,000
DateApr 2019
Total AUM$22.3B
Discretionary$4.1B
Non-Disc.$18.2B
Employees1,995
Clients4,000
DateMar 2019
Total AUM$22.3B
Discretionary$4.1B
Non-Disc.$18.2B
Employees1,995
Clients4,000
DateJan 2019
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateDec 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateNov 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateOct 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateOct 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateOct 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateSep 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateAug 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateJul 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateJul 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateJul 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateApr 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateApr 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateMar 2018
Total AUM$20.4B
Discretionary$3.6B
Non-Disc.$16.7B
Employees2,080
Clients67,300
DateJan 2018
Total AUM$15.3B
Discretionary$2.4B
Non-Disc.$12.9B
Employees2,119
Clients0
DateOct 2017
Total AUM$15.3B
Discretionary$2.4B
Non-Disc.$12.9B
Employees2,119
Clients0
DateSep 2017
Total AUM$15.3B
Discretionary$2.4B
Non-Disc.$12.9B
Employees1,406
Clients60,800
DateJul 2017
Total AUM$15.3B
Discretionary$2.4B
Non-Disc.$12.9B
Employees1,406
Clients60,800
DateJul 2017
Total AUM$15.3B
Discretionary$2.4B
Non-Disc.$12.9B
Employees1,406
Clients60,800
DateApr 2017
Total AUM$15.3B
Discretionary$2.4B
Non-Disc.$12.9B
Employees1,406
Clients60,800
DateMar 2017
Total AUM$15.3B
Discretionary$2.4B
Non-Disc.$12.9B
Employees1,406
Clients60,800
DateFeb 2017
Total AUM$13.5B
Discretionary$1.4B
Non-Disc.$12.1B
Employees1,517
Clients57,000
DateFeb 2017
Total AUM$13.5B
Discretionary$1.4B
Non-Disc.$12.1B
Employees1,517
Clients57,000
DateOct 2016
Total AUM$13.5B
Discretionary$1.4B
Non-Disc.$12.1B
Employees1,517
Clients57,000
DateAug 2016
Total AUM$13.5B
Discretionary$1.4B
Non-Disc.$12.1B
Employees1,517
Clients57,000
DateMay 2016
Total AUM$13.5B
Discretionary$1.4B
Non-Disc.$12.1B
Employees1,517
Clients57,000
DateApr 2016
Total AUM$13.5B
Discretionary$1.4B
Non-Disc.$12.1B
Employees1,517
Clients57,000
DateMar 2016
Total AUM$13.5B
Discretionary$1.4B
Non-Disc.$12.1B
Employees1,517
Clients57,000
DateOct 2015
Total AUM$12.5B
Discretionary$961.9M
Non-Disc.$11.6B
Employees1,480
Clients50,900
DateOct 2015
Total AUM$12.5B
Discretionary$961.9M
Non-Disc.$11.6B
Employees1,480
Clients50,900
DateAug 2015
Total AUM$12.5B
Discretionary$961.9M
Non-Disc.$11.6B
Employees1,480
Clients50,900
DateJul 2015
Total AUM$12.5B
Discretionary$961.9M
Non-Disc.$11.6B
Employees1,480
Clients50,900
DateJun 2015
Total AUM$12.5B
Discretionary$961.9M
Non-Disc.$11.6B
Employees1,480
Clients50,900
DateMar 2015
Total AUM$12.5B
Discretionary$961.9M
Non-Disc.$11.6B
Employees1,480
Clients50,900
DateOct 2014
Total AUM$10.8B
Discretionary$392.1M
Non-Disc.$10.4B
Employees1,453
Clients44,200
DateJul 2014
Total AUM$10.8B
Discretionary$392.1M
Non-Disc.$10.4B
Employees1,453
Clients44,200
DateApr 2014
Total AUM$10.8B
Discretionary$392.1M
Non-Disc.$10.4B
Employees1,453
Clients44,200
DateApr 2014
Total AUM$10.8B
Discretionary$392.1M
Non-Disc.$10.4B
Employees1,453
Clients44,200
DateMar 2014
Total AUM$10.8B
Discretionary$392.1M
Non-Disc.$10.4B
Employees1,453
Clients44,200
DateJan 2014
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateJan 2014
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateOct 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateOct 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateSep 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateAug 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateJul 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateJul 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateJun 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateApr 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateMar 2013
Total AUM$9.4B
Discretionary$156.5M
Non-Disc.$9.2B
Employees1,419
Clients40,100
DateFeb 2013
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees1,460
Clients44,000
DateJan 2013
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees1,460
Clients44,000
DateDec 2012
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees1,460
Clients44,000
DateOct 2012
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees--
Clients44,000
DateOct 2012
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees--
Clients44,000
DateJul 2012
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees--
Clients44,000
DateJul 2012
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees--
Clients44,000
DateApr 2012
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees--
Clients44,000
DateMar 2012
Total AUM$7.7B
Discretionary$0
Non-Disc.$7.7B
Employees--
Clients44,000
DateFeb 2012
Total AUM$7.3B
Discretionary$0
Non-Disc.$7.3B
Employees--
Clients44,000
DateDec 2011
Total AUM$7.3B
Discretionary$0
Non-Disc.$7.3B
Employees--
Clients39,000
DateDec 2011
Total AUM$7.3B
Discretionary$0
Non-Disc.$7.3B
Employees--
Clients39,000
DateDec 2011
Total AUM$7.3B
Discretionary$0
Non-Disc.$7.3B
Employees--
Clients39,000
DateAug 2011
Total AUM$7.3B
Discretionary$0
Non-Disc.$7.3B
Employees--
Clients--
DateMay 2011
Total AUM$7.3B
Discretionary$0
Non-Disc.$7.3B
Employees--
Clients--
DateMay 2011
Total AUM$7.3B
Discretionary$0
Non-Disc.$7.3B
Employees--
Clients--
DateMar 2011
Total AUM$7.3B
Discretionary$0
Non-Disc.$7.3B
Employees--
Clients--
DateFeb 2011
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateJan 2011
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateJun 2010
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateJan 2010
Total AUM$5.5B
Discretionary$0
Non-Disc.$5.5B
Employees--
Clients--
DateMar 2008
Total AUM$7.5B
Discretionary$0
Non-Disc.$7.5B
Employees--
Clients--
DateDec 2007
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateAug 2007
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateAug 2007
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateAug 2007
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateMay 2007
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateApr 2007
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateMar 2007
Total AUM$6.7B
Discretionary$0
Non-Disc.$6.7B
Employees--
Clients--
DateMar 2006
Total AUM$5.9B
Discretionary$0
Non-Disc.$5.9B
Employees--
Clients--
DateDec 2005
Total AUM$5.3B
Discretionary$0
Non-Disc.$5.3B
Employees--
Clients--
DateNov 2005
Total AUM$5.3B
Discretionary$0
Non-Disc.$5.3B
Employees--
Clients--
DateOct 2005
Total AUM$5.3B
Discretionary$0
Non-Disc.$5.3B
Employees--
Clients--
DateSep 2005
Total AUM$5.3B
Discretionary$0
Non-Disc.$5.3B
Employees--
Clients--
DateSep 2005
Total AUM$5.3B
Discretionary$0
Non-Disc.$5.3B
Employees--
Clients--
DateJun 2005
Total AUM$5.3B
Discretionary$0
Non-Disc.$5.3B
Employees--
Clients--
DateMay 2005
Total AUM$5.3B
Discretionary$0
Non-Disc.$5.3B
Employees--
Clients--
DateAug 2004
Total AUM$4.6B
Discretionary$0
Non-Disc.$4.6B
Employees--
Clients--
DateAug 2004
Total AUM$4.6B
Discretionary$0
Non-Disc.$4.6B
Employees--
Clients--
DateAug 2004
Total AUM$4.6B
Discretionary$0
Non-Disc.$4.6B
Employees--
Clients--
DateJun 2004
Total AUM$4.6B
Discretionary$0
Non-Disc.$4.6B
Employees--
Clients--
DateMay 2004
Total AUM$4.6B
Discretionary$0
Non-Disc.$4.6B
Employees--
Clients--
DateApr 2004
Total AUM$4.6B
Discretionary$0
Non-Disc.$4.6B
Employees--
Clients--
DateMar 2004
Total AUM$4.6B
Discretionary$0
Non-Disc.$4.6B
Employees--
Clients--
DateDec 2003
Total AUM$3.9B
Discretionary$0
Non-Disc.$3.9B
Employees--
Clients--
DateOct 2003
Total AUM$3.9B
Discretionary$0
Non-Disc.$3.9B
Employees--
Clients--
DateMar 2002
Total AUM$4.8B
Discretionary$1.6B
Non-Disc.$3.2B
Employees--
Clients--
DateOct 2001
Total AUM$3.3B
Discretionary$0
Non-Disc.$3.3B
Employees--
Clients--
DateJun 2001
Total AUM$3.3B
Discretionary$0
Non-Disc.$3.3B
Employees--
Clients--
DateJun 2001
Total AUM$3.3B
Discretionary$0
Non-Disc.$3.3B
Employees--
Clients--