HEATHER AGENCY, INC.
CRD #398 SEC #801-61111 CHRISTIANA, DE 302-454-7758
SEC Registered Broker-Dealer
Total AUM
$200M
Discretionary
$0
Employees
--
Clients
51
Accounts
3,000
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 24, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RIDINGS, C LESLIE JR | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Apr 24, 2002 REGISTERED
Notice Filings (2)
DE PA
Address
56 WEST MAIN STREET SUITE 109CHRISTIANA, DE 19702
USA
Phone: 302-454-7758