EFG CAPITAL INTERNATIONAL CORP.
CRD #40118 SEC #801-120569 MIAMI, FL 305-482-8000
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
104
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2021
- Branch Offices
- 0
- LEI
- 25490012MSZOF3NK4272
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABATE, HANS ANTON | I | SENIOR VICE PRESIDENT, MUNI PRINCIPAL | NA | |
| ABATE, HANS ANTON | I | SENIOR VICE PRESIDENT, MUNI PRINCIPAL | NA | |
| ABATE, HANS ANTON | I | SENIOR VICE PRESIDENT, MUNI PRINCIPAL | NA | |
| ALVAREZ, MARCELO A | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ALVAREZ, MARCELO A | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ALVAREZ, MARCELO A | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ALVAREZ, MARCELO A | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ALVAREZ, MARCELO A | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ALVAREZ, MARCELO A | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ALVAREZ, MARCELO A | I | VICE CHAIRMAN OF THE BOARD | NA | Control |
| ARGUMEDO, GUILLERMO ARTURO | I | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL, COMPLIANCE OFFICER | NA | |
| ARGUMEDO, GUILLERMO ARTURO | I | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | NA | |
| ARGUMEDO, GUILLERMO ARTURO | I | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | NA | |
| ARGUMEDO, GUILLERMO ARTURO | I | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | NA | |
| ARGUMEDO, GUILLERMO ARTURO | I | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | NA | |
| ARGUMEDO, GUILLERMO ARTURO | I | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | NA | |
| ARGUMEDO, GUILLERMO ARTURO | I | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | NA | |
| CAMPANO, SIXTO | I | CEO | NA | Control |
| CAMPANO, SIXTO | I | CEO | NA | Control |
| CAMPANO, SIXTO | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| CAMPANO, SIXTO | I | CEO, CHIEF COMPLIANCE OFFICER | NA | Control |
| CAMPANO, SIXTO | I | CEO | NA | Control |
| CAMPANO, SIXTO | I | PRESIDENT AND CHIEF OPERATIONS OFFICER, SROP/CROP, CHEIF COMPLIANCE OFFICER | NA | Control |
| CAMPANO, SIXTO | I | PRESIDENT AND CHIEF OPERATIONS OFFICER, SROP/CROP, CHEIF COMPLIANCE OFFICER | NA | Control |
| COSCARELLI, MARCELO ALVIM | I | CEO | NA | Control |
| COSCARELLI, MARCELO ALVIM | I | CEO | NA | Control |
| COSCARELLI, MARCELO ALVIM | I | CEO | NA | Control |
| COSCARELLI, MARCELO ALVIM | I | CEO | NA | Control |
| CUONI, JEAN PIERRE | I | DIRECTOR | NA | Control |
| CUONI, JEAN PIERRE | I | DIRECTOR | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD, PRESIDENT | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD, PRESIDENT | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, PRESIDENT | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD, PRESIDENT | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| ECHEVARRIA, VICTOR MANUEL | I | CHAIRMAN OF THE BOARD | NA | Control |
| GADALAMARIA, JACOBO ANTONIO JR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GADALAMARIA, JACOBO ANTONIO JR | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| GADALAMARIA, JACOBO ANTONIO JR | I | PRESIDENT | NA | Control |
| GADALAMARIA, JACOBO ANTONIO JR | I | DIRECTOR | NA | Control |
| HOWELL, LAWRENCE DAMON | I | DIRECTOR | NA | Control |
| HOWELL, LAWRENCE DAMON | I | DIRECTOR | NA | Control |
| LEDER, CRISTINA MARIE | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| LEDER, CRISTINA MARIE | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| LEDER, CRISTINA MARIE | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| LEDER, CRISTINA MARIE | I | PRINCIPAL FINANCIAL OFFICER | NA | |
| MASSENS, JUAN CARLOS | I | SENIOR VICE PRESIDENT, FINOP | NA | |
| MASSENS, JUAN CARLOS | I | SENIOR VICE PRESIDENT, FINOP | NA | |
| MASSENS, JUAN CARLOS | I | FINOP, MUNI PRIN. | NA | |
| MASSENS, JUAN CARLOS | I | FINOP, MUNI PRIN. | NA | |
| MASSENS, JUAN CARLOS | I | SENIOR VICE PRESIDENT, FINOP | NA | |
| MASSENS, JUAN CARLOS | I | FINOP, MUNI PRIN. | NA | |
| MASSENS, JUAN CARLOS | I | FINOP, MUNI PRIN. | NA | |
| MESQUITA, SILVANA SOBRAL | I | AMLCO | NA | |
| MESQUITA, SILVANA SOBRAL | I | AMLCO | NA | |
| MESQUITA, SILVANA SOBRAL | I | AMLCO | NA | |
| MESQUITA, SILVANA SOBRAL | I | AMLCO | NA | |
| SALAS, NICHOLAS PATRICK | I | COMPLIANCE OFFICER | NA | |
| SANCHEZ, ZELAINE RUBIO | I | VICE PRESIDENT - COMPLIANCE OFFICER | NA | |
| SANCHEZ, ZELAINE RUBIO | I | VICE PRESIDENT - COMPLIANCE OFFICER | NA | |
| SANCHEZ, ZELAINE RUBIO | I | VICE PRESIDENT - COMPLIANCE OFFICER | NA | |
| SANCHEZ, ZELAINE RUBIO | I | VICE PRESIDENT - COMPLIANCE OFFICER | NA | |
| SANCHEZ, ZELAINE RUBIO | I | VICE PRESIDENT - COMPLIANCE OFFICER | NA | |
| SANTIAGO, SAMANTHA CRYSTAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANTIAGO, SAMANTHA CRYSTAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANTIAGO, SAMANTHA CRYSTAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| SANTIAGO, SAMANTHA CRYSTAL | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHAEFER, NOEMI CARMEN | I | SENIOR VICE PRESIDENT, HEAD OF OPERATIONS | NA | |
| SCHAEFER, NOEMI CARMEN | I | SENIOR VICE PRESIDENT, HEAD OF OPERATIONS | NA | |
| SCHAEFER, NOEMI CARMEN | I | SENIOR VICE PRESIDENT, HEAD OF OPERATIONS, CHIEF COMPLIANCE OFFICER | NA | |
| TUESTA, MARCO A | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| TUESTA, MARCO A | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| TUESTA, MARCO A | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| TUESTA, MARCO A | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| EFG BANK | FE | PARENT | E | Control |
| EFG CAPITAL HOLDINGS CORP. | DE | PARENT | E | Control |
| EFG CAPITAL HOLDINGS CORP. | DE | PARENT | E | Control |
| EFG CAPITAL HOLDINGS CORP. | DE | PARENT | E | Control |
| EFG CAPITAL HOLDINGS CORP. | DE | PARENT | E | Control |
| EFG INTERNATIONAL | FE | PARENT | E | Control |
| EFG INTERNATIONAL | FE | PARENT | E | Control |
| EFG INTERNATIONAL | FE | PARENT | E | Control |
| EFG INTERNATIONAL | FE | PARENT | E | Control |
| EFG INTERNATIONAL | FE | PARENT | E | Control |
| EFG INTERNATIONAL | FE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BANCO BTG PACTUAL SA | FE | BTGP-BSI LIMITED | E | Control |
| BANCO BTG PACTUAL SA | FE | BTGP-BSI LIMITED | E | Control |
| BANCO BTG PACTUAL SA | FE | BTGP-BSI LIMITED | E | Control |
| BANCO BTG PACTUAL SA | FE | BTGP-BSI LIMITED | E | Control |
| BTG PACTUAL HOLDING FINANCEIRA LTDA | FE | BANCO BTG PACTUAL SA | E | Control |
| BTG PACTUAL HOLDING FINANCEIRA LTDA | FE | BANCO BTG PACTUAL SA | E | Control |
| BTG PACTUAL HOLDING SA | FE | BTG PACTUAL HOLDING FINANCEIRA LTDA | E | Control |
| BTG PACTUAL HOLDING SA | FE | BTG PACTUAL HOLDING FINANCEIRA LTDA | E | Control |
| BTG PACTUAL HOLDING SA | FE | BTG PACTUAL HOLDING FINANCEIRA LTDA | E | Control |
| BTG PACTUAL HOLDING SA | FE | BTG PACTUAL HOLDING FINANCEIRA LTDA | E | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP | FE | EFG BANK | E | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP S.A GENEVA | FE | EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA | E | Control |
| EFG EUROPEAN FINANCIAL GROUP LTD | FE | EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA | E | Control |
| EFG EUROPEAN FINANCIAL GROUP LTD (MALTA) | FE | EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA | E | Control |
| EFG EUROPEAN FINANCIAL GROUP LTD (MALTA) | FE | EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA | E | Control |
| EFG EUROPEAN FINANCIAL GROUP LTD (MALTA) | FE | PRIVATE FINANCIAL HOLDINGS LIMITED (BERMUDA) | E | Control |
| EFG INTERNATIONAL AG | FE | EFG CAPITAL HOLDINGS CORP. | E | Control |
| EFG INTERNATIONAL AG ZURICH | FE | EFG CAPITAL HOLDINGS CORP. | E | Control |
| EFG INTERNATIONAL AG ZURICH | FE | EFG CAPITAL HOLDINGS CORP. | E | Control |
| EFG INTERNATIONAL AG ZURICH | FE | EFG CAPITAL HOLDINGS CORP. | E | Control |
| EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA | FE | EFG BANK EUROPEAN FINANCIAL GROUP SA GENEVA | E | Control |
| EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA | FE | EFG BANK EUROPEAN FINANCIAL GROUP SA GENEVA | E | Control |
| EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA | FE | EFG EUROPEAN FINANCIAL GROUP LTD, MALTA | E | Control |
| EUROPEAN FINANCIAL GROUP EFG (LUXEMBOURG) SA | FE | EFG BANK EUROPEAN FINANCIAL GROUP SA | E | Control |
| PRIVATE FINANCIAL HOLDINGS LTD | FE | EFG EUROPEAN FINANCIAL GROUP LTD | E | Control |
| PRIVATE FINANCIAL HOLDINGS LTD (BERMUDA) | FE | EFG EUROPEAN FINANCIAL GROUP LTD MALTA | E | Control |
| PRIVATE FINANCIAL HOLDINGS LTD (BERMUDA) | FE | EFG EUROPEAN FINANCIAL GROUP LTD MALTA | E | Control |
| PRIVATE FINANCIAL HOLDINGS LTD (BERMUDA) | FE | DISCRETIONARY AND IRREVOCABLE TRUSTS | E | Control |
| BDD 2 TRUST | FE | PRIVATE FINANCIAL HOLDINGS LIMITED | D | Control |
| BTG PACTUAL G7 HOLDING SA | FE | BTG PACTUAL HOLDING SA | D | Control |
| BTG PACTUAL G7 HOLDING SA | FE | BTG PACTUAL HOLDING SA | D | Control |
| BTG PACTUAL HOLDING FINANCEIRA LTDA | FE | BANCO BTG PACTUAL S.A | D | Control |
| BTG PACTUAL HOLDING FINANCEIRA LTDA | FE | BANCO BTG PACTUAL S.A | D | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP | FE | EFG INTERNATIONAL | D | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP | FE | EFG INTERNATIONAL | D | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP | FE | EFG INTERNATIONAL | D | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP | FE | EFG INTERNATIONAL | D | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP | FE | EFG INTERNATIONAL | D | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP | FE | EFG INTERNATIONAL | D | Control |
| BTGP - BSI LIMITED | FE | EFG INTERNATIONAL AG ZURICH | C | Control |
| BTGP - BSI LIMITED | FE | EFG INTERNATIONAL AG ZURICH | C | Control |
| BTGP - BSI LIMITED | FE | EFG INTERNATIONAL AG | C | Control |
| BTGP - BSI LIMITED | FE | EFG INTERNATIONAL AG | C | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP S.A GENEVA | FE | EFG INTERNATIONAL AG ZURICH | C | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP S.A GENEVA | FE | EFG INTERNATIONAL AG ZURICH | C | Control |
| EFG BANK EUROPEAN FINANCIAL GROUP SA | FE | EFG INTERNATIONAL AG | C | Control |
| ESTEVES, ANDRE SANTOS | I | BTG PACTUAL HOLDING S.A. | C | Control |
| ESTEVES, ANDRE SANTOS | I | BTG PACTUAL G7 HOLDING SA | C | |
| ESTEVES, ANDRE SANTOS | I | BTG PACTUAL HOLDING SA | C | |
| SALLOUTI, ROBERTO BALLS | I | BTG PACTUAL G7 HOLDING SA | C | Control |
| SALLOUTI, ROBERTO BALLS | I | BTG PACTUAL G7 HOLDING SA | C | Control |
Registrations
Federal
IA
Mar 11, 2021 REGISTERED
Notice Filings (13)
AK AZ CA CT DE FL IL MA NC NJ NY OK TX
Address
701 BRICKELL AVE.9TH FLOOR & SUITE 1350
MIAMI, FL 33131
United States
Phone: 305-482-8000