RIVERSTONE WEALTH MANAGEMENT
CRD #40418 SEC #801-63700 AUSTIN, TX 512-476-5554
SEC Registered Broker-Dealer Disclosures
Total AUM
$161.5M
Discretionary
$107.5M
Employees
11
Clients
1
Accounts
892
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2013 | $380.4M | $215.6M | $164.8M | 23 | 1,200 |
| Nov 2012 | $161.5M | $107.5M | $53.9M | 27 | 900 |
| Jul 2012 | $161.5M | $107.5M | $53.9M | 11 | 900 |
| Feb 2012 | $161.5M | $107.5M | $53.9M | 11 | 900 |
| May 2011 | $145.4M | $36M | $109.4M | -- | -- |
| Apr 2011 | $145.4M | $36M | $109.4M | -- | -- |
| Mar 2011 | $145.4M | $36M | $109.4M | -- | -- |
| Aug 2010 | $112.3M | $28.4M | $84M | -- | -- |
| Jul 2010 | $112.3M | $28.4M | $84M | -- | -- |
| Oct 2009 | $61.7M | $11.7M | $50M | -- | -- |
| Jan 2008 | $72.4M | $967.4K | $71.4M | -- | -- |
| Dec 2007 | $72.4M | $967.4K | $71.4M | -- | -- |
| Jun 2007 | $72.4M | $967.4K | $71.4M | -- | -- |
| May 2007 | $72.4M | $967.4K | $71.4M | -- | -- |
| Mar 2007 | $72.4M | $967.4K | $71.4M | -- | -- |
| Jan 2007 | $67.6M | $1M | $66.6M | -- | -- |
| Jan 2006 | $25M | $0 | $25M | -- | -- |
| Sep 2005 | $25M | $0 | $25M | -- | -- |
DateMar 2013
Total AUM$380.4M
Discretionary$215.6M
Non-Disc.$164.8M
Employees23
Clients1,200
DateNov 2012
Total AUM$161.5M
Discretionary$107.5M
Non-Disc.$53.9M
Employees27
Clients900
DateJul 2012
Total AUM$161.5M
Discretionary$107.5M
Non-Disc.$53.9M
Employees11
Clients900
DateFeb 2012
Total AUM$161.5M
Discretionary$107.5M
Non-Disc.$53.9M
Employees11
Clients900
DateMay 2011
Total AUM$145.4M
Discretionary$36M
Non-Disc.$109.4M
Employees--
Clients--
DateApr 2011
Total AUM$145.4M
Discretionary$36M
Non-Disc.$109.4M
Employees--
Clients--
DateMar 2011
Total AUM$145.4M
Discretionary$36M
Non-Disc.$109.4M
Employees--
Clients--
DateAug 2010
Total AUM$112.3M
Discretionary$28.4M
Non-Disc.$84M
Employees--
Clients--
DateJul 2010
Total AUM$112.3M
Discretionary$28.4M
Non-Disc.$84M
Employees--
Clients--
DateOct 2009
Total AUM$61.7M
Discretionary$11.7M
Non-Disc.$50M
Employees--
Clients--
DateJan 2008
Total AUM$72.4M
Discretionary$967.4K
Non-Disc.$71.4M
Employees--
Clients--
DateDec 2007
Total AUM$72.4M
Discretionary$967.4K
Non-Disc.$71.4M
Employees--
Clients--
DateJun 2007
Total AUM$72.4M
Discretionary$967.4K
Non-Disc.$71.4M
Employees--
Clients--
DateMay 2007
Total AUM$72.4M
Discretionary$967.4K
Non-Disc.$71.4M
Employees--
Clients--
DateMar 2007
Total AUM$72.4M
Discretionary$967.4K
Non-Disc.$71.4M
Employees--
Clients--
DateJan 2007
Total AUM$67.6M
Discretionary$1M
Non-Disc.$66.6M
Employees--
Clients--
DateJan 2006
Total AUM$25M
Discretionary$0
Non-Disc.$25M
Employees--
Clients--
DateSep 2005
Total AUM$25M
Discretionary$0
Non-Disc.$25M
Employees--
Clients--