LOCKWOOD CAPITAL MANAGEMENT, INC
CRD #40655 SEC #801-51863 MALVERN, PA 610-695-9150
SEC Registered
Total AUM
$1.3B
Discretionary
$1.3B
Employees
--
Clients
0
Accounts
7,034
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BICKET, PATRICIA ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA, ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA, ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA, ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA, ANN | I | SECRETARY | NA | Control |
| BICKET, PATRICIA, ANN | I | SECRETARY | NA | Control |
| BRUECKNER, RICHARD FREDERICK | I | DIRECTOR | NA | Control |
| BRUECKNER, RICHARD FREDERICK | I | DIRECTOR | NA | Control |
| BRUECKNER, RICHARD FREDERICK | I | DIRECTOR | NA | Control |
| BRUECKNER, RICHARD, FREDERICK | I | DIRECTOR | NA | Control |
| BRUECKNER, RICHARD, FREDERICK | I | DIRECTOR | NA | Control |
| BRUECKNER, RICHARD, FREDERICK | I | DIRECTOR | NA | Control |
| BRUECKNER, RICHARD, FREDERICK | I | DIRECTOR | NA | Control |
| BRUECKNER, RICHARD, FREDERICK | I | DIRECTOR | NA | Control |
| BURDETTE, JAMES ROY JR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| BURDETTE, JAMES ROY JR | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| CUTCLIFF, CHAD, JAMES | I | CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | |
| CUTCLIFF, CHAD, JAMES | I | CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | |
| CUTCLIFF, CHAD, JAMES | I | CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | |
| CUTCLIFF, CHAD, JAMES | I | CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | |
| CUTCLIFF, CHAD, JAMES | I | VICE PRESIDENT, TREASURER | NA | |
| CUTCLIFF, CHAD, JAMES | I | CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | |
| CUTCLIFF, CHAD, JAMES | I | CHIEF FINANCIAL OFFICER, VICE PRESIDENT | NA | |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH C | I | ASST. SECRETARY | NA | Control |
| DETWILER, ELIZABETH, C | I | ASST. SECRETARY | NA | Control |
| DUDDIE, ROBERT JOSEPH | I | CHIEF OPERATIONS OFFICER/VP | NA | Control |
| DUDDIE, ROBERT JOSEPH | I | CHIEF OPERATIONS OFFICER/VP | NA | Control |
| GIZZI, EMIL | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| GIZZI, EMIL | I | CHIEF FINANCIAL OFFICER/FINOP | NA | Control |
| HEINIMAN, THOMAS ARTHUR | I | VICE PRESIDENT | NA | Control |
| HEINIMAN, THOMAS ARTHUR | I | VICE PRESIDENT | NA | Control |
| HINTZKE, DENISE, MARIE | I | VICE PRESIDENT | NA | |
| HINTZKE, DENISE, MARIE | I | VICE PRESIDENT | NA | |
| LOGUE, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOGUE, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOGUE, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOGUE, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOGUE, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOGUE, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOGUE, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LOGUE, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTRANGELO, RALPH MICHAEL | I | DIRECTOR | NA | Control |
| MASTRO, THOMAS J. | I | TREASURER | NA | Control |
| MASTRO, THOMAS J. | I | TREASURER | NA | Control |
| MASTRO, THOMAS J. | I | TREASURER | NA | Control |
| MASTRO, THOMAS J. | I | TREASURER | NA | Control |
| MASTRO, THOMAS J. | I | TREASURER | NA | Control |
| MCCLELLAN, CHRISTINA MARIE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ORTIZ, EDGAR | I | VICE PRESIDENT | NA | Control |
| ORTIZ, EDGAR | I | VICE PRESIDENT | NA | Control |
| RAPPOLD, CHARLES EDWARD II | I | DIRECTOR | NA | Control |
| RAPPOLD, CHARLES EDWARD II | I | DIRECTOR | NA | Control |
| REINHART, LEONARD ALAN | I | DIRECTOR/VP | NA | Control |
| REINHART, LEONARD ALAN | I | DIRECTOR/VP | NA | Control |
| REINHART, LEONARD, ALAN | I | PRESIDENT, DIRECTOR | NA | Control |
| REINHART, LEONARD, ALAN | I | PRESIDENT, DIRECTOR | NA | Control |
| RICCIARDI, FRED J | I | DIRECTOR | NA | Control |
| RICCIARDI, FRED J | I | DIRECTOR | NA | Control |
| ROBINSON, DONALD, GEORGE | I | CHIEF INVESTMENT OFFICER, VICE PRESIDENT | NA | Control |
| ROBINSON, DONALD, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ROBINSON, DONALD, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ROBINSON, DONALD, GEORGE | I | CHIEF INVESTMENT OFFICER, VICE PRESIDENT | NA | Control |
| ROBINSON, DONALD, GEORGE | I | CHIEF INVESTMENT OFFICER, VICE PRESIDENT | NA | Control |
| ROBINSON, DONALD, GEORGE | I | PRESIDENT, MANAGING DIRECTOR | NA | Control |
| ROBINSON, DONALD, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ROBINSON, DONALD, GEORGE | I | PRESIDENT, CHIEF INVESTMENT OFFICER | NA | Control |
| ROGAN, BRIAN GERARD | I | DIRECTOR | NA | Control |
| ROGAN, BRIAN GERARD | I | DIRECTOR | NA | Control |
| SEUFFERT, JAMES, JOSEPH | I | DIRECTOR | NA | Control |
| SEUFFERT, JAMES, JOSEPH | I | DIRECTOR | NA | Control |
| SEUFFERT, JAMES, JOSEPH | I | DIRECTOR | NA | Control |
| SEUFFERT, JAMES, JOSEPH | I | PRESIDENT/DIRECTOR | NA | Control |
| SEUFFERT, JAMES, JOSEPH | I | DIRECTOR, VICE PRESIDENT | NA | Control |
| SEUFFERT, JAMES, JOSEPH | I | VICE PRESIDENT | NA | Control |
| SEUFFERT, JAMES, JOSEPH | I | DIRECTOR | NA | Control |
| SEUFFERT, JAMES, JOSEPH | I | DIRECTOR | NA | Control |
| SHEA, BRIAN, THOMAS | I | CHAIRMAN, DIRECTOR | NA | Control |
| SHEA, BRIAN, THOMAS | I | CHAIRMAN, DIRECTOR | NA | Control |
| SHEA, BRIAN, THOMAS | I | CHAIRMAN, DIRECTOR | NA | Control |
| SHEA, BRIAN, THOMAS | I | CHAIRMAN, DIRECTOR | NA | Control |
| SHEA, BRIAN, THOMAS | I | CHAIRMAN, DIRECTOR | NA | Control |
| SHEA, BRIAN, THOMAS | I | CHAIRMAN | NA | Control |
| SHEA, BRIAN, THOMAS | I | CHAIRMAN, DIRECTOR | NA | Control |
| SHEA, BRIAN, THOMAS | I | CHAIRMAN, DIRECTOR | NA | Control |
| SISLER, HEATHER | I | ASST. SECRETARY | NA | Control |
| SISLER, HEATHER | I | ASST. SECRETARY | NA | Control |
| SISLER, HEATHER | I | ASST. SECRETARY | NA | Control |
| SISLER, HEATHER | I | ASST. SECRETARY | NA | Control |
| WALLESTAD, DENNIS, ALLEN | I | DIRECTOR | NA | Control |
| WALLESTAD, DENNIS, ALLEN | I | DIRECTOR | NA | Control |
| WALLESTAD, DENNIS, ALLEN | I | DIRECTOR | NA | Control |
| WALLESTAD, DENNIS, ALLEN | I | DIRECTOR | NA | Control |
| WALLESTAD, DENNIS, ALLEN | I | DIRECTOR | NA | Control |
| WALLESTAD, DENNIS, ALLEN | I | DIRECTOR | NA | Control |
| WALLESTAD, DENNIS, ALLEN | I | DIRECTOR | NA | Control |
| WALLESTAD, DENNIS, ALLEN | I | DIRECTOR | NA | Control |
| WORTHAM, LEE | I | DIRECTOR | NA | Control |
| WORTHAM, LEE | I | DIRECTOR | NA | Control |
| ZANGRE, ANTHONY | I | VICE PRESIDENT | NA | Control |
| ZANGRE, ANTHONY | I | VICE PRESIDENT | NA | Control |
| ZANGRE, ANTHONY | I | VICE PRESIDENT | NA | Control |
| ZANGRE, ANTHONY | I | VICE PRESIDENT | NA | Control |
| ZANGRE, ANTHONY | I | VICE PRESIDENT | NA | Control |
| LFG, INC. | DE | PARENT CORPORATION | E | Control |
| LFG, INC. | DE | PARENT CORPORATION | E | Control |
| THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES | DE | PARENT CORPORATION | E | Control |
| THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES | DE | PARENT CORPORATION | E | Control |
| THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES | DE | PARENT CORPORATION | E | Control |
| THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES | DE | PARENT CORPORATION | E | Control |
| THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES | DE | PARENT CORPORATION | E | Control |
| THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES | DE | PARENT CORPORATION | E | Control |
| THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES | DE | PARENT CORPORATION | E | Control |
| THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES | DE | PARENT CORPORATION | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PERSHING LLC | DE | BNY SEPARATE ACCOUNT SERVICES, INC. | E | Control |
| PERSHING LLC | DE | BNY SEPARATE ACCOUNT SERVICES, INC. | E | Control |
| PERSHING LLC | DE | BNY SEPARATE ACCOUNT SERVICES, INC. | E | Control |
| PERSHING LLC | DE | BNY SEPARATE ACCOUNT SERVICES, INC. | E | Control |
| PERSHING LLC | DE | BNY SEPARATE ACCOUNT SERVICES, INC. | E | Control |
| THE BANK OF NEW YORK | DE | THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES, INC. | E | Control |
| THE BANK OF NEW YORK | DE | LFG, INC. | E | Control |
| THE BANK OF NEW YORK | DE | LFG, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | PERSHING LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | PERSHING LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | THE BANK OF NEW YORK SEPARATE ACCOUNT SERVICES, INC. | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | PERSHING LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | PERSHING LLC | E | Control |
| THE BANK OF NEW YORK MELLON CORPORATION | DE | PERSHING LLC | E | Control |
Registrations
Federal
IA
Apr 30, 2010 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
10 VALLEY STREAM PARKWAYMALVERN, PA 19355
United States
Phone: 610-695-9150