RIA Intelligence

CHATSWORTH SECURITIES LLC

CRD #40804 SEC #801-120061 GREENWICH, CT 203-629-2612
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
30
Clients
0
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 16, 2020
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FULVIO, GENNARO JOHNIFINOPNA
FULVIO, GENNARO JOHNIFINOPNA
FULVIO, GENNARO JOHNIFINOPNA
DIFIORE, RALPH RAYMONDISENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICERC Control
DIFIORE, RALPH RAYMONDISENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICERC Control
DIFIORE, RALPH RAYMONDISENIOR MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER / AML OFFICERC Control
MACLEAN, DANIEL CRAWFORDISENIOR MANAGING DIRECTORC Control
MACLEAN, DANIEL CRAWFORDISENIOR MANAGING DIRECTORC Control
MACLEAN, DANIEL CRAWFORDISENIOR MANAGING DIRECTORC Control
MATCOVSKY, JOEL JAYISENIOR MANAGING DIRECTORC Control
MATCOVSKY, JOEL JAYISENIOR MANAGING DIRECTORC Control
MATCOVSKY, JOEL JAYISENIOR MANAGING DIRECTORC Control
THE ESTATE OF CURTIS E. GOWDYDEESTATEC
THE ESTATE OF CURTIS E. GOWDYDEESTATEC
THE ESTATE OF CURTIS E. GOWDYDEESTATEC

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GOWDY, GERALDINE, O.ITHE ESTATE OF CURTIS E. GOWDYE
GOWDY, GERALDINE, O.ITHE ESTATE OF CURTIS E. GOWDYE
GOWDY, GERALDINE, O.ITHE ESTATE OF CURTIS E. GOWDYE

Registrations

Federal

IA
Dec 16, 2020 REGISTERED

Address

95 EAST PUTNAM AVENUE
GREENWICH, CT 06830
United States
Phone: 203-629-2612