RIA Intelligence

USALLIANZ SECURITIES, INC.

CRD #40875 SEC #801-56316 MINNEAPOLIS, MN 888-446-5872
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
51
Clients
25
Accounts
--

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 13, 2006
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ADRIAN, SHARON LEEIPRESIDENT, CHIEF MARKETING OFFICERNA Control
BIZER, KRISTI KAYIVICE PRESIDENT OPERATIONS, CFO, FINOPNA Control
BIZER, KRISTI KAYIVICE PRESIDENT OPERATIONS, CFO, FINOPNA Control
BLASING, LISA LYNNICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA Control
BLASING, LISA LYNNICOMPLIANCE REGISTERED OPTIONS PRINCIPALNA Control
BURNS, MICHAEL DENNISICHIEF COMPLIANCE OFFICERNA Control
BURNS, MICHAEL DENNISICHIEF COMPLIANCE OFFICERNA Control
BURNS, MICHAEL DENNISICHIEF COMPLIANCE OFFICERNA Control
BURNS, MICHAEL DENNISICHIEF COMPLIANCE OFFICERNA Control
FARLEY, MICHAEL WILLIAMIDIRECTORNA Control
FARLEY, MICHAEL WILLIAMIDIRECTORNA Control
FOLEY, PATRICK MICHAELICHAIRMAN OF THE BOARDNA Control
FOLEY, PATRICK MICHAELICHAIRMAN OF THE BOARDNA Control
FOLEY, PATRICK MICHAELICHAIRMAN OF THE BOARDNA Control
FOLEY, PATRICK MICHAELICHAIRMAN OF THE BOARDNA Control
FOLEY, SHARON LEEIPRESIDENT, CHIEF MARKETING OFFICER, DIRECTORNA Control
FOLEY, SHARON LEEIPRESIDENT, CHIEF MARKETING OFFICER, DIRECTORNA Control
GARDNER, TRACY HOHENSEEIPRESIDENT, CEO, COO, CHIEF COMPLIANCE OFFICERNA Control
HAGBERG, DANIEL JOHNIVICE PRESIDENT, MARKETINGNA Control
HOWELL, RUTH ANNETTEICHIEF COMPLIANCE OFFICERNA Control
HOWELL, RUTH ANNETTEICHIEF COMPLIANCE OFFICERNA Control
HUGHES, MARGERY GARYIDIRECTORNA Control
HUGHES, MARGERY GARYIDIRECTORNA Control
INGERSOLL, THADDEUS WINTHROP IIIICOMPLIANCE MANAGER, SENIOR REGISTERED OPTIONS PRINCIPALNA Control
INGERSOLL, THADDEUS WINTHROP IIIICOMPLIANCE MANAGER, SENIOR REGISTERED OPTIONS PRINCIPALNA Control
KANCANS, JOHN ANDREWICHIEF COMPLIANCE OFFICERNA Control
KAVANAUGH, JASON PATRICKISENIOR VICE PRESIDENT OF MARKETINGNA Control
KAVANAUGH, JASON PATRICKISENIOR VICE PRESIDENT OF MARKETINGNA Control
MACDONALD, ROBERT WILLIAMIDIRECTORNA Control
MACDONALD, ROBERT WILLIAMIDIRECTORNA Control
ROSENBAUM, PHILIP BRENTITREASURERNA Control
ROSENBAUM, PHILIP BRENTITREASURERNA Control
SCHERBARTH, STEVEN RICHARDISENIOR VICE PRESIDENT - SALES AND MARKETINGNA Control
SCHERBARTH, STEVEN RICHARDISENIOR VICE PRESIDENT - SALES AND MARKETINGNA Control
SCHERBARTH, STEVEN RICHARDISENIOR VICE PRESIDENT - SALES AND MARKETING, CHIEF MARKETING OFFICERNA Control
SCHERBARTH, STEVEN RICHARDISENIOR VICE PRESIDENT - SALES AND MARKETING, CHIEF MARKETING OFFICERNA Control
TRENTOR, JOHN DAVIDIVICE PRESIDENT, OPERATIONSNA Control
TRENTOR, JOHN DAVIDISECRETARY, CAO, DIRECTORNA Control
TRENTOR, JOHN DAVIDISECRETARY, CAO, DIRECTORNA Control
TRENTOR, JOHN DAVIDISECRETARY, CAO, DIRECTORNA Control
TRENTOR, JOHN DAVIDISECRETARY, CAO, DIRECTORNA Control
TUFFORD, ANDREW JAMESICHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, CAO, DIRECTORNA Control
TUFFORD, ANDREW JAMESICHIEF FINANCIAL OFFICER, TREASURER, SECRETARY, CAO, DIRECTORNA Control
TUFFORD, ANDREW JAMESICHIEF FINANCIAL OFFICER, TREASURERNA Control
TUFFORD, ANDREW JAMESICHIEF FINANCIAL OFFICER, TREASURERNA Control
TUFFORD, ANDREW JAMESICHIEF FINANCIAL OFFICER, TREASURERNA Control
TUFFORD, ANDREW JAMESICHIEF FINANCIAL OFFICER, TREASURERNA Control
TYSON, LYNN CARLTONIPRESIDENT, DIRECTORNA Control
TYSON, LYNN CARLTONIPRESIDENT, DIRECTORNA Control
TYSON, LYNN CARLTONIPRESIDENT, DIRECTORNA Control
TYSON, LYNN CARLTONIPRESIDENT, DIRECTORNA Control
VITIELLO, VINCENT GERARDICHAIRMAN OF THE BOARDNA Control
VITIELLO, VINCENT GERARDICHAIRMAN OF THE BOARDNA Control
WALTHER, COREY JAYIVICE PRESIDENT MARKETINGNA Control
WALTHER, COREY JAYIVICE PRESIDENT MARKETINGNA Control
ZESBAUGH, MARK ALLENISECRETARY/CHAIRMANNA Control
ZESBAUGH, MARK ALLENISECRETARY/CHAIRMANNA Control
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICADESHAREHOLDERE Control
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICADESHAREHOLDERE Control
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICADESHAREHOLDERE Control
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICADESHAREHOLDERE Control
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICADESHAREHOLDERE Control
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICADESHAREHOLDERE Control
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICADESHAREHOLDERE Control
LIFEUSA HOLDING, INC.DESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ALLIANZ AKTIENGESELLSCHAFTFEALLIANZ OF AMERICA INC.E Control
ALLIANZ AKTIENGESELLSCHAFTFEALLIANZ OF AMERICA INC.E Control
ALLIANZ AKTIENGESELLSCHAFTFEALLIANZ OF AMERICA INC.E Control
ALLIANZ AKTIENGESELLSCHAFTFEALLIANZ OF AMERICA INC.E Control
ALLIANZ AKTIENGESELLSCHAFTFEALLIANZ OF AMERICA INC.E Control
ALLIANZ AKTIENGESELLSCHAFTFEALLIANZ OF AMERICA INC.E Control
ALLIANZ AKTIENGESELLSCHAFTFEALLIANZ OF AMERICA INC.E Control
ALLIANZ OF AMERICA, INC.DEALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAE Control
ALLIANZ OF AMERICA, INC.DEALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAE Control
ALLIANZ OF AMERICA, INC.DEALLIANZ LIFE INSURANCE COE Control
ALLIANZ OF AMERICA, INC.DEALLIANZ LIFE INSURANCE COE Control
ALLIANZ OF AMERICA, INC.DEALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAE Control
ALLIANZ OF AMERICA, INC.DEALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAE Control
ALLIANZ OF AMERICA, INC.DEALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAE Control

Registrations

Federal

IA
Jan 13, 2006 REGISTERED

Notice Filings (49)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

5701 GOLDEN HILLS DRIVE
MINNEAPOLIS, MN 55416
USA
Phone: 888-446-5872