RAMIUS SECURITIES LLC
CRD #41076 SEC #801-56361 NEW YORK, NY 212-845-7900
SEC Registered Broker-Dealer
Total AUM
$15.3M
Discretionary
$15.3M
Employees
51
Clients
--
Accounts
78
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUM, MARC LEWIS | I | GENERAL COUNSEL | NA | |
| BRICKMAN, KEITH DOUGLAS | I | DIRECTOR, INSTITUTIONAL SALES AND TRADING | NA | |
| COHEN, PETER ANTHONY | I | PRESIDENT | NA | Control |
| COHEN, PETER ANTHONY | I | PRESIDENT | NA | Control |
| DRAGOS, JOHN ANTHONY | I | SROP | NA | |
| FIORELLO, JOHN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOGGIA, ANDREW KENT | I | FINOP | NA | |
| OGILVIE, MARRAN HUMPHREY | I | CROP | NA | |
| OGILVIE, MARRAN HUMPHREY | I | CHIEF LEGAL OFFICER & SROP | NA | |
| SOLOMON, JEFFREY MARC | I | EXECUTIVE VICE PRESIDENT | NA | |
| SOLOMON, JEFFREY MARC | I | EXECUTIVE VICE PRESIDENT | NA | |
| STARK, MORGAN B | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STARK, MORGAN B | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| STROBER, ANDREW MARK | I | CHIEF FINANCIAL OFFICER | NA | |
| RAMIUS CAPITAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| RAMIUS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| C4S & CO., LLC | DE | RAMIUS CAPITAL GROUP, LLC | C | Control |
| COHEN, PETER ANTHONY | I | C4S & CO., LLC | C | Control |
| COHEN, PETER ANTHONY | I | C4S & CO., LLC | C | Control |
| SOLOMON, JEFFREY MARC | I | C4S & CO., LLC | C | Control |
| STARK, MORGAN B | I | C4S & CO., LLC | C | Control |
| STARK, MORGAN B | I | C4S & CO., LLC | C | Control |
| STRAUSS, THOMAS WOLFF | I | C4S & CO., LLC | C | Control |
| STRAUSS, THOMAS WOLFF | I | C4S & CO., LLC | C | Control |
Registrations
Federal
IA
Mar 27, 2009 REGISTERED
Notice Filings (8)
CA CT DC GA MA NJ NY OK
Address
599 LEXINGTON AVE21ST FLOOR
NEW YORK, NY 10022
United States
Phone: 212-845-7900