LANDOAK SECURITIES, LLC
CRD #41123 SEC #801-57603 KNOXVILLE, TN 865-531-0000
SEC Registered Broker-Dealer
Total AUM
$37M
Discretionary
$0
Employees
5
Clients
10
Accounts
331
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 8, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAXLEY, JOHN DOUGLAS | I | CCO, FINOP | NA | Control |
| BAXLEY, JOHN DOUGLAS | I | CCO, FINOP | NA | Control |
| BAXLEY, JOHN DOUGLAS | I | CCO, FINOP | NA | Control |
| MATTHEWS, CHARLES CHRISTOPHER | I | FINOP / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| MATTHEWS, CHARLES CHRISTOPHER | I | FINOP / CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| MARTIN, PATRICK LANSING | I | CHIEF MANAGER/OWNER | E | Control |
| MARTIN, PATRICK LANSING | I | CHIEF MANAGER/OWNER | E | Control |
| MARTIN, PATRICK LANSING | I | CHIEF MANAGER/OWNER | E | Control |
| MARTIN, PATRICK LANSING | I | CHIEF MANAGER/OWNER | E | Control |
| MARTIN, PATRICK LANSING | I | CHIEF MANAGER/OWNER | E | Control |
| ATKINS, MIKE ALLEN | I | SECRETARY/OWNER | C | Control |
| ATKINS, MIKE ALLEN | I | SECRETARY/OWNER | C | Control |
| ATKINS, MIKE ALLEN | I | SECRETARY/OWNER | C | Control |
| ATKINS, MIKE ALLEN | I | SECRETARY/OWNER | C | Control |
| MARTIN, PATRICK LANSING | I | CHIEF MANAGER/OWNER | C | Control |
| COX, MICHAEL EDWARD | I | PLANNER/OWNER | B | Control |
| POPE, JEROME ANDREW | I | COMPLIANCE OFF., FIN/OP./OWNER | B | Control |
| RATHER, LYTLE ALEXANDER | I | PLANNER/OWNER | B | Control |
Registrations
Federal
IA
Mar 8, 2007 REGISTERED
Notice Filings (11)
AL FL GA IL IN KY MD NC SC TN VA
Address
10267 KINGSTON PIKEKNOXVILLE, TN 37922
USA
Phone: 865-531-0000