HOTOVEC, POMERANZ & CO., INC.
Legal name: HOTOVEC, POMERANZ & CO.
CRD #41178 SEC #801-58007 SAN FRANCISCO, CA 415-901-1600
SEC Registered Broker-Dealer
Total AUM
$23.5M
Discretionary
$22.5M
Employees
5
Clients
--
Accounts
104
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOTOVEC, THOMAS FRANCIS | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | |
| MCCLENON, CHARLES GREGORY | I | DIRECTOR OF RESEARCH | NA | Control |
| VANDERWAL, JOHN MARTIN | I | CHIEF COMPLIANCE OFFICER | NA | |
| HPC VENTURES, LLC | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HOTOVEC, STEVEN DAVID | I | HPC VENTURES LLC | D | Control |
| POMERANZ, JEFFREY JAMES | I | HPC VENTURES LLC | D | Control |
Registrations
Federal
IA
Mar 29, 2002 REGISTERED
Notice Filings (1)
CA
Address
44 MONTGOMERY STREETSUITE 800
SAN FRANCISCO, CA 94104
USA
Phone: 415-901-1600