STERLING FINANCIAL INVESTMENT GROUP, INC.
CRD #41506 SEC #801-63071 BOCA RATON, FL 561-886-2200
SEC Registered Broker-Dealer
Total AUM
$0
Discretionary
$0
Employees
51
Clients
--
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRAMS, GENE ROBERT | I | CHIEF COMPLIANCE OFFICE/GENERAL COUNSEL | NA | |
| ABRAMSON, MARC LAWRENCE | I | CHIEF LEGAL OFFICER | NA | |
| ABRAMSON, MARC LAWRENCE | I | CHIEF LEGAL OFFICER | NA | |
| CHAPDELAINE, LYNN SABO | I | CHIEF COMPLIANCE OFFICER/CROP | NA | |
| CHAPDELAINE, LYNN SABO | I | CHIEF COMPLIANCE OFFICER/CROP | NA | |
| GARCIA, CHARLES PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GARCIA, CHARLES PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GARCIA, CHARLES PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KORYBUT, ALEXIS CASIMIR | I | PRESIDENT | NA | Control |
| KORYBUT, ALEXIS CASIMIR | I | PRESIDENT | NA | Control |
| KORYBUT, ALEXIS CASIMIR | I | PRESIDENT | NA | Control |
| KUBACH, KIRK ELLIOTT | I | FIN OP | NA | |
| LEVENE, DANIEL ROTH | I | ROP/SROP | NA | |
| MATEICKA, ROBERT CHARLES | I | DIRECTOR OF COMPLIANCE/OPERATIONS/SROP, ROP, CROP | NA | |
| MOODY, DEWITT CARR | I | FIN OP | NA | |
| MOODY, DEWITT CARR | I | FIN OP | NA | |
| RICHARDSON, PAUL REID | I | CHIEF OPERATING OFFICER | NA | |
| RICHARDSON, PAUL REID | I | CHIEF OPERATING OFFICER, SROP/ROP | NA | |
| STERLING FINANCIAL GROUP OF COMPANIES, INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.) | DE | COMPANY | E | Control |
| STERLING FINANCIAL GROUP OF COMPANIES, INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.) | DE | COMPANY | E | Control |
| STERLING FINANCIAL GROUP OF COMPANIES, INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.) | DE | COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GARCIA, CHARLES PATRICK | I | STERLING FINANCIAL GROUP OF COMPANIES INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.( | C | Control |
| GARCIA, CHARLES PATRICK | I | STERLING FINANCIAL GROUP OF COMPANIES INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.( | C | Control |
| GARCIA, CHARLES PATRICK | I | STERLING FINANCIAL GROUP OF COMPANIES INC. (F/K/A STERLING FINANCIAL HOLDINGS INC.( | C | Control |
Registrations
Federal
IA
Dec 17, 2004 REGISTERED
Notice Filings (5)
CA FL IL NY SC
Address
1200 N. FEDERAL HIGHWAYSUITE 400
BOCA RATON, FL 33432
USA
Phone: 561-886-2200