VERITY INVESTMENTS, INC.
CRD #41527 SEC #801-66730 DURHAM, NC 919-490-6717
SEC Registered Broker-Dealer
Total AUM
$107.5M
Discretionary
$107.5M
Employees
--
Clients
0
Accounts
1,741
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MCGILL, SEAN JENNINGS | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| MUNSEY, JEFF ALAN | I | VICE PRESIDENT | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| SIMONSON, AMY LOUISE | I | VICE PRESIDENT/CHIEF FINANCIAL OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEGWART, GORDON THOMAS | I | PRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER | NA | Control |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY ASSET MANAGEMENT | DE | PARENT COMPANY | E | |
| VERITY FINANCIAL GROUP, INC. | DE | PARENT COMPANY | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MCGILL, SEAN JENNINGS | I | VERITY ASSET MANAGEMENT | C | Control |
| MCGILL, SEAN JENNINGS | I | VERITY ASSET MANAGEMENT | C | Control |
| MCGILL, SEAN JENNINGS | I | VERITY ASSET MANAGEMENT | C | Control |
| MCGILL, SEAN JENNINGS | I | VERITY ASSET MANAGEMENT | C | Control |
| MCGILL, SEAN JENNINGS | I | VERITY ASSET MANAGEMENT | C | Control |
| MCGILL, SEAN JENNINGS | I | VERITY ASSET MANAGEMENT | C | Control |
| MCGILL, SEAN JENNINGS | I | VERITY ASSET MANAGEMENT | C | Control |
| MCGILL, SEAN JENNINGS | I | VERITY ASSET MANAGEMENT | C | Control |
| SIMONSON, AMY LOUISE | I | VERITY ASSET MANAGEMENT | C | Control |
| SIMONSON, AMY LOUISE | I | VERITY ASSET MANAGEMENT | C | Control |
| SIMONSON, AMY LOUISE | I | VERITY ASSET MANAGEMENT | C | Control |
| SIMONSON, AMY LOUISE | I | VERITY ASSET MANAGEMENT | C | Control |
| SIMONSON, AMY LOUISE | I | VERITY ASSET MANAGEMENT | C | Control |
| SIMONSON, AMY LOUISE | I | VERITY ASSET MANAGEMENT | C | Control |
| SIMONSON, AMY LOUISE | I | VERITY ASSET MANAGEMENT | C | Control |
| SIMONSON, AMY LOUISE | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY FINANCIAL GROUP, INC. | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
| WEGWART, GORDON THOMAS | I | VERITY ASSET MANAGEMENT | C | Control |
Registrations
Federal
IA
Mar 1, 2007 REGISTERED
Notice Filings (17)
AR AZ FL GA IL KY LA MD NC NJ NY OH PA SC TN TX VA
Address
3100 TOWER BOULEVARDSUITE 808
DURHAM, NC 27707
USA
Phone: 919-490-6717