WESTPORT CAPITAL MARKETS, LLC
CRD #41562 SEC #801-53842 WESTPORT, CT 203-222-8933
SEC Registered Broker-Dealer
Total AUM
$321.8M
Discretionary
$84.7M
Employees
10
Clients
1
Accounts
253
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Jun 22, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAHER, MARISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| MAHER, MARISA | I | CHIEF COMPLIANCE OFFICER | NA | |
| OHERRON, JONATHAN JR | I | MANAGING DIRECTOR, ROP,CROP,SROP | NA | |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | E | Control |
| OHERRON, JONATHAN JR | I | LLC PRESIDENT | E | Control |
| OHERRON, JONATHAN JR | I | LLC PRESIDENT | E | Control |
| OHERRON, JONATHAN JR | I | LLC PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OHERRON, JONATHAN JR | I | LLC PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| OHERRON, JONATHAN JR | I | LLC PRESIDENT | E | Control |
| OHERRON, JONATHAN JR | I | CHIEF COMPLIANCE OFFICER | E | Control |
| OHERRON, JONATHAN JR | I | LLC PRESIDENT | E | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MCCLURE, CHRISTOPHER EDWARD | I | PRESIDENT & CEO, CFO, FINOP, CHIEF COMPLIANCE OFFICER | D | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
| MLV & CO FINANCIAL LLC | DE | OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MCNICOLL & CO LLC | DE | MLV & CO FINANCIAL LLC | E | |
| MCNICOLL & CO LLC | DE | MLV & CO FINANCIAL LLC | E | |
| MCNICOLL & CO LLC | DE | MLV & CO FINANCIAL LLC | E | |
| MCNICOLL & CO LLC | DE | MLV & CO FINANCIAL LLC | E | |
| MCNICOLL & CO LLC | DE | MLV & CO FINANCIAL LLC | E | |
| MCNICOLL & CO LLC | DE | MLV & CO FINANCIAL LLC | E | |
| MCNICOLL & CO LLC | DE | MLV & CO FINANCIAL LLC | E | |
| MCNICOLL & CO LLC | DE | MLV & CO FINANCIAL LLC | E |
Registrations
Federal
IA
Jun 22, 2020 REGISTERED
Notice Filings (11)
CT FL ME MI MN NE NH NJ NY TX VA
Address
257 RIVERSIDE AVENUEWESTPORT, CT 06880
United States
Phone: 203-222-8933