RIA Intelligence

RIOUX & COMPANY, LLC

CRD #42043 SEC #801-64933 BRISTOL, CT 860-589-8754
SEC Registered
Total AUM
$10.1M
Discretionary
$10.1M
Employees
1
Clients
--
Accounts
200

Firm Details

Organization Type
Limited Liability Company
State of Formation
Connecticut
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
RIOUX, DAVID ARTHURIMANAGING DIRECTOR CCO; CROP; SROP.E Control
RIOUX, DAVID ARTHURIMANAGING DIRECTOR CCO; CROP; SROP.E Control
RIOUX, DAVID ARTHURIMANAGING DIRECTOR CCO; CROP; SROP.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER; CROP; SROP.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER; CROP; SROP.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER; CROP; SROP.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER; CROP; SROP.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER; CROP; SROP.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER.E Control
RIOUX, DAVID, ARTHURIMANAGING DIRECTOR CHIEF COMPLIANCE OFFICER.E Control
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA
RIOUX CAPITAL PARTNERS, LLCDEOWNERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCE Control
RIOUX & COMPANY, LLCDERIOUX CAPITAL PARTNERS, LLCD Control
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
BERNARD F. GRABOWSKIIRIOUX CAPITAL PARTNERS, LLCC
KLOCZKO, MARTHA BURRITTIRIOUX CAPITAL PARTNERS, LLCC

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (3)

CT FL NY

Address

81 N. MAIN STREET
SUITE 5
BRISTOL, CT 06010
United States
Phone: 860-589-8754