NFP ADVISOR SERVICES, LLC
CRD #42046 SEC #801- AUSTIN, TX 512-697-6000
SEC Registered Broker-Dealer Disclosures
Total AUM
$12.3B
Discretionary
$7.7B
Employees
1,159
Clients
--
Accounts
54,412
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 27, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGSTROM, JOHN DERRICK | I | VP ADVISORY SERVICES | NA | |
| BERGSTROM, JOHN DERRICK | I | VP ADVISORY SERVICES | NA | |
| BERGSTROM, JOHN DERRICK | I | VICE PRESIDENT ADVISORY SERVICES | NA | |
| BERGSTROM, JOHN DERRICK | I | VICE PRESIDENT | NA | |
| BERGSTROM, JOHN DERRICK | I | VP ADVISORY SERVICES | NA | |
| BERGSTROM, JOHN DERRICK | I | VP ADVISORY SERVICES | NA | |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BIBLIOWICZ, JESSICA MARILYN | I | CHAIRMAN, DIRECTOR | NA | Control |
| BLANKENSHIP, MICHAEL BLAINE | I | DIRECTOR ADVISORY SERVICES | NA | Control |
| BLANKENSHIP, MICHAEL BLAINE | I | DIRECTOR ADVISORY SERVICES | NA | Control |
| BLANKENSHIP, MICHAEL BLAINE | I | DIRECTOR ADVISORY SERVICES | NA | Control |
| BRADBERRY, DORAN ESTUS JR | I | VP, CONTROLLER, FINOP | NA | |
| BRADBERRY, DORAN ESTUS JR | I | VP, CONTROLLER, FINOP | NA | |
| BRADBERRY, DORAN ESTUS JR | I | VP, CONTROLLER, FINOP | NA | |
| BRADBERRY, DORAN ESTUS JR | I | VP, CONTROLLER, FINOP | NA | |
| CALLAHAN, RICHARD BRUCE | I | DIRECTOR | NA | Control |
| CALLAHAN, RICHARD BRUCE | I | DIRECTOR | NA | Control |
| CALLAHAN, RICHARD BRUCE | I | DIRECTOR | NA | Control |
| CALLAHAN, RICHARD BRUCE | I | DIRECTOR | NA | Control |
| CARTER, ROBERT RANDOLPH | I | DIRECTOR | NA | Control |
| CARTER, ROBERT RANDOLPH | I | DIRECTOR | NA | Control |
| CARTER, ROBERT RANDOLPH | I | DIRECTOR | NA | Control |
| CARTER, ROBERT RANDOLPH | I | DIRECTOR | NA | Control |
| CARTER, ROBERT RANDOLPH | I | DIRECTOR | NA | Control |
| CARTER, ROBERT RANDOLPH | I | DIRECTOR | NA | Control |
| CARTER, ROBERT RANDOLPH | I | DIRECTOR | NA | Control |
| CARTER, ROBERT RANDOLPH | I | DIRECTOR | NA | Control |
| COVENTRY, BRIAN DAVID | I | VICE PRESIDENT | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| DENBY, SUSANNE MARIE | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| FEGLEY, GARY JAMES | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| FEGLEY, GARY JAMES | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| FEGLEY, GARY JAMES | I | PRESIDENT, SECRETARY, TREASURER | NA | Control |
| FEGLEY, GARY JAMES | I | EXEC VICE PRESIDENT-INVESTMENT & ADVISORY SVCS | NA | Control |
| FEGLEY, GARY JAMES | I | EXEC VICE PRESIDENT-INVESTMENT & ADVISORY SVCS | NA | Control |
| FEGLEY, GARY JAMES | I | EXEC VICE PRESIDENT-INVESTMENT & ADVISORY SVCS | NA | Control |
| FORSYTHE, MICHAEL JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER, TREASURER | NA | Control |
| FORSYTHE, MICHAEL JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER, TREASURER | NA | Control |
| FORSYTHE, MICHAEL JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER, TREASURER | NA | Control |
| FORSYTHE, MICHAEL JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER, TREASURER | NA | Control |
| FORSYTHE, MICHAEL JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER | NA | Control |
| FORSYTHE, MICHAEL JOSEPH | I | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, CONTROLLER, TREASURER | NA | Control |
| FREED, LORI MICHELLE | I | VICE PRESIDENT | NA | |
| FREED, LORI MICHELLE | I | VICE PRESIDENT | NA | |
| GELDER, JAMES RODERICK | I | DIRECTOR | NA | Control |
| GELDER, JAMES RODERICK | I | DIRECTOR | NA | Control |
| GELDER, JAMES RODERICK | I | DIRECTOR | NA | Control |
| GELDER, JAMES RODERICK | I | DIRECTOR | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SENIOR VICE PRESIDENT TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| GROSVENOR, MARK D | I | SVP, TECHNOLOGY | NA | Control |
| HAMMOND, DOUGLAS W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS W | I | CHAIRMAN, DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS W | I | DIRECTOR | NA | Control |
| HAMMOND, DOUGLAS W | I | DIRECTOR | NA | Control |
| HERRING, ALEXANDER MARTENS | I | VICE PRESIDENT | NA | |
| HERRING, ALEXANDER MARTENS | I | VICE PRESIDENT | NA | |
| JANECEK, DAVID MATTHEW | I | DIRECTOR | NA | |
| JANSEN, ROBERT ANTOINE | I | VICE PRESIDENT | NA | |
| JANSEN, ROBERT ANTOINE | I | VICE PRESIDENT | NA | |
| JONES, KENNETH DEAN | I | VICE PRESIDENT INVESTMENT PRODUCTS | NA | |
| KEIDAN, RICHARD DALE | I | DIRECTOR | NA | Control |
| KEIDAN, RICHARD DALE | I | DIRECTOR | NA | Control |
| KEIDAN, RICHARD DALE | I | DIRECTOR | NA | Control |
| KEIDAN, RICHARD DALE | I | DIRECTOR | NA | Control |
| LECLAIR, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | Control |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | Control |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | Control |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | Control |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | Control |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | Control |
| LECLAIR, KRISTEN SANDERS | I | SVP, ADVISORY & INVESTMENT SERVICES | NA | Control |
| LONG, ANNEMARIE VERONICA | I | DIRECTOR | NA | |
| LONG, ANNEMARIE VERONICA | I | DIRECTOR | NA | |
| LONG, ANNEMARIE VERONICA | I | DIRECTOR | NA | |
| LONG, ANNEMARIE VERONICA | I | DIRECTOR | NA | |
| LONG, ANNEMARIE VERONICA | I | DIRECTOR | NA | |
| LONG, ANNEMARIE VERONICA | I | DIRECTOR | NA | |
| MCGOUGH, DODD LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOUGH, DODD LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOUGH, DODD LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGOUGH, DODD LEE | I | VICE PRESIDENT-COMPLIANCE & SALES PRACTICES | NA | Control |
| MCGOUGH, DODD LEE | I | SENIOR VICE PRESIDENT- DEVELOPMENT | NA | Control |
| MCGOUGH, DODD LEE | I | SENIOR VICE PRESIDENT | NA | |
| MCGOUGH, DODD LEE | I | VICE PRESIDENT-COMPLIANCE & SALES PRACTICES | NA | Control |
| MCGOUGH, DODD LEE | I | SENIOR VICE PRESIDENT | NA | |
| MCGOUGH, DODD LEE | I | SENIOR VICE PRESIDENT-DEVELOPMENT | NA | |
| MCGOUGH, DODD LEE | I | SENIOR VICE PRESIDENT-DEVELOPMENT | NA | |
| MCGOUGH, DODD LEE | I | SENIOR VICE PRESIDENT-DEVELOPMENT | NA | |
| MCGOUGH, DODD LEE | I | VICE PRESIDENT-COMPLIANCE & SALES PRACTICES | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | NA | Control |
| MONTGOMERY, JEFFREY ALAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MORALES, KURT EMMANUEL | I | CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | VICE PRESIDENT, CONTROLLER, TREASURER | NA | Control |
| MORALES, KURT EMMANUEL | I | VICE PRESIDENT, CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | VICE PRESIDENT, CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | VICE PRESIDENT, CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| MORALES, KURT EMMANUEL | I | CONTROLLER, FINANCIAL PRINCIPAL | NA | Control |
| NORWOOD, ROBERT BREDT | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| NORWOOD, ROBERT BREDT | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY | NA | |
| NORWOOD, ROBERT BREDT | I | GENERAL COUNSEL | NA | |
| NORWOOD, ROBERT BREDT | I | GENERAL COUNSEL | NA | |
| NORWOOD, ROBERT BREDT | I | GENERAL COUNSEL | NA | |
| OSTERBERG, PAUL ROGER | I | SENIOR VICE PRESIDENT | NA | Control |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL ROSS | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | VP, ADVISORY SERIVCES COMPLIANCE OFFICER | NA | |
| PEDLOW, MICHAEL ROSS | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL ROSS | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL ROSS | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL ROSS | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| PEDLOW, MICHAEL ROSS | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| POER, JAMES LYNN | I | SENIOR VICE PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | VICE PRESIDENT ADVISORY SERVICES | NA | Control |
| POER, JAMES LYNN | I | SENIOR VICE PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | SENIOR VICE PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | SENIOR VICE PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | VICE PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | VICE PRESIDENT-ADVISORY SERVICES | NA | Control |
| POER, JAMES LYNN | I | VICE PRESIDENT-ADVISORY SERVICES | NA | Control |
| POER, JAMES LYNN | I | VICE PRESIDENT-ADVISORY SERVICES | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, DIRECTOR | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT, BOARD OF DIRECTORS | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| POER, JAMES LYNN | I | PRESIDENT | NA | Control |
| PONTZER, HERBERT ALOYSIUS | I | SENIOR VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | NA | Control |
| PONTZER, HERBERT ALOYSIUS | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PONTZER, HERBERT ALOYSIUS | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PONTZER, HERBERT ALOYSIUS | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | CHIEF OPERATIONS OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | VICE PRESIDENT-CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | VICE PRESIDENT-CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | VICE PRESIDENT-CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | PRESIDENT, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| PROPES, BRIAN CLINTON | I | VICE PRESIDENT-CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | SVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | SVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | SVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | SVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | SVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | SVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | SVP - COO | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| VANDERHEYDEN, JOHN PATRICK | I | EVP, CHIEF OPERATING OFFICER | NA | Control |
| WACHS, GARY DAVID | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| WACHS, GARY DAVID | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| WACHS, GARY DAVID | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| WACHS, GARY DAVID | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| WHISNANT, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| WHISNANT, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| WHISNANT, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| WHISNANT, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| WHISNANT, KRISTEN SANDERS | I | SENIOR VICE PRESIDENT, ADVISORY & INVESTMENT SERVICES | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| YIN, YIN | I | CONTROLLER | NA | |
| NATIONAL FINANCIAL PARTNERS | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS | DE | SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NATIONAL FINANCIAL PARTNERS CORP | DE | 100% SHAREHOLDER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| NFP ADVISOR SERVICES HOLDINGS D, INC | DE | SOLE MEMBER | E | Control |
| PARTNERS HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| PARTNERS HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| PARTNERS HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
| PARTNERS HOLDINGS, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO ADVISORS IV, L.P. | DE | APOLLO INVESTMENT FUND IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| APOLLO CAPITAL MANAGEMENT IV, INC. | DE | APOLLO ADVISORS IV, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS | DE | MADISON DEARBORN PARTNERS VI-A&C, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| MADISON DEARBORN PARTNERS VI-A&C, L.P. | DE | MADISON DEARBORN PARTNERS VI-A,, L.P. | F | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| APOLLO INVESTMENT FUND IV, L.P. | DE | NATIONAL FINANCIAL PARTNERS | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | PATRIOT INVESTMENT HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| MADISON DEARBORN CAPITAL PARTNERS VI-A, L.P. | DE | NFP HOLDINGS, LLC | E | Control |
| NATIONAL FINANCIAL PARTNERS | DE | PARTNERS HOLDINGS, INC. | E | Control |
| NATIONAL FINANCIAL PARTNERS | DE | PARTNERS HOLDINGS, INC. | E | Control |
| NATIONAL FINANCIAL PARTNERS | DE | PARTNERS HOLDINGS, INC. | E | Control |
| NATIONAL FINANCIAL PARTNERS | DE | PARTNERS HOLDINGS, INC. | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS A, INC | DE | NFP ADVISOR SERVICES HOLDINGS B, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS B, INC | DE | NFP ADVISOR SERVICES HOLDINGS C, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP ADVISOR SERVICES HOLDINGS C, INC | DE | NFP ADVISOR SERVICES HOLDINGS D, INC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP HOLDINGS, LLC | DE | NFP PARENT CO, LLC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| NFP PARENT CO, LLC | DE | NFP ADVISOR SERVICES HOLDINGS A, INC | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS A. CORP. | DE | PATRIOT INTERMEDIATE HOLDINGS B. CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INTERMEDIATE HOLDINGS B. CORP. | DE | NATIONAL FINANCIAL PARTNERS CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
| PATRIOT INVESTMENT HOLDINGS, LLC | DE | PATRIOT INTERMEDIATE HOLDINGS A. CORP. | E | Control |
Registrations
Federal
IA
Jul 27, 2016 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
1250 CAPITAL OF TEXAS HIGHWAY S.2-125
AUSTIN, TX 78746
United States
Phone: 512-697-6000