RIA Intelligence

OBERWEIS SECURITIES, INC.

CRD #42060 SEC #801-61392 LISLE, IL 630-577-2300
SEC Registered Broker-Dealer
Total AUM
$6.1M
Discretionary
$0
Employees
--
Clients
26
Accounts
37

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Sep 27, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
YOKOSAWA, MARTIN LAURIISHAREHOLDER, SENIOR VICE PRESIDENTNA
YOKOSAWA, MARTIN LAURIISHAREHOLDER, SENIOR VICE PRESIDENTNA
OBERWEIS, JAMES WALTERIPRESIDENT, DIRECTORD Control
OBERWEIS, JAMES WALTERIPRESIDENT, DIRECTORD Control
OBERWEIS, JAMES WALTERIPRESIDENT, DIRECTORD Control
OBERWEIS, JAMES WALTERIPRESIDENT, DIRECTORD Control
OBERWEIS, JAMES WALTERIPRESIDENT, DIRECTORD Control
OBERWEIS, JAMES DONALDISHAREHOLDERB
OBERWEIS, JAMES DONALDISHAREHOLDERB
OBERWEIS, JAMES DONALDISHAREHOLDERB
OBERWEIS, JAMES DONALDISHAREHOLDERB
OBERWEIS, JAMES DONALDISHAREHOLDERB
JOYCE, PATRICK BRIANIDIRECTOR, EXEC. V.P., CFO, TREASURER, SECRETARY, CHIEF COMPLIANCE OFFICERA Control
JOYCE, PATRICK BRIANIDIRECTOR, EXEC. V.P., CFO, TREASURER, SECRETARY, CHIEF COMPLIANCE OFFICERA Control
JOYCE, PATRICK BRIANIDIRECTOR, EXEC. V.P., CFO, TREASURER, SECRETARY, CHIEF COMPLIANCE OFFICERA Control
JOYCE, PATRICK BRIANIDIRECTOR, EXEC. V.P., CFO, TREASURER, SECRETARYA Control
JOYCE, PATRICK BRIANIDIRECTOR, EXEC. V.P., CFO, TREASURER, SECRETARY, CHIEF COMPLIANCE OFFICERA Control
OBERWEIS, JULIE KAYISHAREHOLDERA
OBERWEIS, JULIE KAYISHAREHOLDERA
OBERWEIS, JULIE KAYISHAREHOLDERA
OBERWEIS, JULIE KAYISHAREHOLDERA
OBERWEIS, JULIE KAYISHAREHOLDERA
YOKOSAWA, MARTIN LAURIISHAREHOLDER, SENIOR VICE PRESIDENTA
YOKOSAWA, MARTIN LAURIISHAREHOLDER, SENIOR VICE PRESIDENTA

Registrations

Federal

IA
Sep 27, 2005 REGISTERED

Notice Filings (1)

IL

Address

3333 WARRENVILLE ROAD
SUITE 500
LISLE, IL 60532
USA
Phone: 630-577-2300