SUNBELT SECURITIES, INC.
Legal name: SUNBELT SECURITIES
CRD #42180 SEC #801-71479 HOUSTON, TX 713-965-9510
SEC Registered Broker-Dealer Disclosures
Total AUM
$2B
Discretionary
$2B
Employees
68
Clients
10
Accounts
5,355
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 24, 2025
- Branch Offices
- 18
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GESIN, LISA LEE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| YOUNG, DAGNY WRIGHT | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
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| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
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| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
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| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
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| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
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| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | C | Control |
| SMETEK, DAVID ANTHONY | I | PRESIDENT / SECRETARY | C | Control |
| SMETEK, DAVID ANTHONY | I | PRESIDENT / SECRETARY | C | Control |
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| SMETEK, DAVID ANTHONY | I | PRESIDENT / SECRETARY | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
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| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
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| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
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| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | C | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | C | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | B | Control |
| BUCKLEY, THOMAS FRANCIS | I | FINANCIAL OPERATIONS PRINCIPAL | B | Control |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| MILLER, RAYMOND JOSEPH | I | OFFICE MANAGER/COMPLIANCE | B | |
| SMETEK, DAVID ANTHONY | I | PRESIDENT / SECRETARY | B | Control |
| SMETEK, DAVID ANTHONY | I | PRESIDENT / SECRETARY | B | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | B | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SMETEK, PATRICK JOSEPH | I | REGISTERED OPTIONS PRINICPAL | B | Control |
| SMETEK, PATRICK JOSEPH | I | CHIEF COMPLIANCE OFFICER | B | Control |
Registrations
Federal
IA
Jun 24, 2025 REGISTERED
Notice Filings (38)
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