G.W. SHERWOLD ASSOCIATES, INC.
CRD #42186 SEC #801-118949 LAKE FOREST, CA 949-470-0700
SEC Registered Broker-Dealer
Total AUM
$455.4M
Discretionary
$131.7M
Employees
3
Clients
0
Accounts
689
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- JANUARY
- Registration Date
- --
- Latest Filing
- Apr 29, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| SHERWOLD, GARY WILLIAM | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 29, 2025 REGISTERED
Notice Filings (3)
CA CO TX
Address
22994 EL TORO RDLAKE FOREST, CA 92630
United States
Phone: 949-470-0700