MBSC, LLC
CRD #42430 SEC #801-61397 NEW YORK, NY 1-800-830-0549
SEC Registered Broker-Dealer
Total AUM
$70.7M
Discretionary
$3.3M
Employees
51
Clients
0
Accounts
279
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 6, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRADLE, KENNETH JAMES | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BRADLE, KENNETH JAMES | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BRADLE, KENNETH JAMES | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BRADLE, KENNETH JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| BRADLE, KENNETH JAMES | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BRADLE, KENNETH JAMES | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BRADLE, KENNETH JAMES | I | CHIEF OPERATING OFFICER & MANAGER | NA | Control |
| BRADLE, KENNETH JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| CONNOLLY, JOSEPH WARREN | I | CCO (INVESTMENT ADVISORY BUSINESS) | NA | Control |
| CONNOLLY, JOSEPH WARREN | I | CCO (INVESTMENT ADVISORY BUSINESS) | NA | |
| CONNOLLY, JOSEPH WARREN | I | CCO (INVESTMENT ADVISORY BUSINESS) | NA | Control |
| CONNOLLY, JOSEPH WARREN | I | CCO (INVESTMENT ADVISORY BUSINESS) | NA | Control |
| CONNOLLY, JOSEPH WARREN | I | CCO (INVESTMENT ADVISORY BUSINESS) | NA | Control |
| CONNOLLY, JOSEPH WARREN | I | CCO (INVESTMENT ADVISORY BUSINESS) | NA | Control |
| JAMISON, RONALD MICHAEL | I | CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| JAMISON, RONALD MICHAEL | I | CHIEF LEGAL OFFICER, SECRETARY | NA | |
| JAMISON, RONALD MICHAEL | I | CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| JAMISON, RONALD MICHAEL | I | CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| KELEHER, MARK ANDREW | I | HEAD OF TRANSITION MANAGEMENT | NA | Control |
| KELEHER, MARK ANDREW | I | HEAD OF TRANSITION MANAGEMENT | NA | Control |
| KNIGHT, JANE MARILYN | I | CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| KNIGHT, JANE MARILYN | I | CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| KNIGHT, JANE MARILYN | I | CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| KNIGHT, JANE MARILYN | I | CHIEF LEGAL OFFICER, SECRETARY | NA | Control |
| MARESCA, WILLIAM HOWARD | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| MARESCA, WILLIAM HOWARD | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| MILLARD, MICHAEL GERARD | I | MANAGER | NA | Control |
| MILLARD, MICHAEL GERARD | I | MANAGER | NA | Control |
| MOSSMAN, DAVID KENT | I | HEAD OF RETAIL SALES | NA | Control |
| MOSSMAN, DAVID KENT | I | HEAD OF RETAIL SALES | NA | Control |
| OFFICER, JOHN DAVID | I | PRESIDENT, MANAGER | NA | Control |
| OFFICER, JOHN DAVID | I | PRESIDENT, MANAGER | NA | Control |
| OFFICER, JOHN DAVID | I | PRESIDENT, MANAGER | NA | Control |
| OFFICER, JOHN DAVID | I | PRESIDENT, MANAGER | NA | Control |
| OFFICER, JOHN DAVID | I | PRESIDENT, MANAGER | NA | Control |
| OFFICER, JOHN DAVID | I | PRESIDENT, MANAGER | NA | Control |
| OFFICER, JOHN DAVID | I | PRESIDENT, MANAGER | NA | Control |
| OFFICER, JOHN DAVID | I | PRESIDENT, MANAGER | NA | Control |
| PIERCE, GARY ROBERT | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| PIERCE, GARY ROBERT | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| PIERCE, GARY ROBERT | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| PIERCE, GARY ROBERT | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| PIERCE, GARY ROBERT | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| PIERCE, GARY ROBERT | I | CHIEF FINANCIAL OFFICER, MANAGER | NA | Control |
| STOREN, STEPHEN JOSEPH | I | CHIEF COMPLIANCE OFFICER ("CCO") | NA | Control |
| STOREN, STEPHEN JOSEPH | I | CHIEF COMPLIANCE OFFICER ("CCO") | NA | Control |
| STOREN, STEPHEN JOSEPH | I | CHIEF COMPLIANCE OFFICER ("CCO") | NA | Control |
| STOREN, STEPHEN JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STOREN, STEPHEN JOSEPH | I | CHIEF COMPLIANCE OFFICER ("CCO") | NA | Control |
| STOREN, STEPHEN JOSEPH | I | CHIEF COMPLIANCE OFFICER ("CCO") | NA | Control |
| STOREN, STEPHEN JOSEPH | I | CHIEF COMPLIANCE OFFICER ("CCO") | NA | Control |
| STOREN, STEPHEN JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DREYFUS SERVICE CORPORATION | DE | SOLE MEMBER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SOLE MEMBER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SOLE MEMBER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SOLE MEMBER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SOLE MEMBER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SOLE MEMBER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SOLE MEMBER | E | Control |
| DREYFUS SERVICE CORPORATION | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MELLON BANK, N.A. | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | THE DREYFUS CORPORATION | E | Control |
| MELLON FINANCIAL CORPORATION | DE | MELLON BANK, N.A. | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
| THE DREYFUS CORPORATION | DE | DREYFUS SERVICE CORPORATION | E | Control |
Registrations
Federal
IA
Feb 6, 2007 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
200 PARK AVENUE 8TH FLOORNEW YORK, NY 10166
USA
Phone: 1-800-830-0549