DISCIPLINED FINANCIAL SERVICES, INC.
Legal name: DISCIPLINED FINANCIAL SERVICES, INC
CRD #42727 SEC #801-56636 BROOKFIELD, WI 262-784-6650
SEC Registered
Total AUM
$73.9M
Discretionary
$50.1M
Employees
6
Clients
251
Accounts
374
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Mar 13, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FOCKEL, KENNETH, ANDREW | I | PRESIDENT, DIRECTOR | NA | Control |
| FOCKEL, KENNETH, ANDREW | I | PRESIDENT, DIRECTOR | NA | Control |
| FOCKEL, KENNETH, ANDREW | I | PRESIDENT, DIRECTOR | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SZAJ, EUGENE, PAUL | I | SECRETARY/TREASURER, DIRECTOR AND CHIEF COMPLIANCE OFFICER | NA | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
| DISCIPLINED INVESTOR GROUP, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | E | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | E | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | E | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | E | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | E | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | E | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | E | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | E | Control |
| FOCKEL, KENNETH, ANDREW | I | DISCIPLINED INVESTOR GROUP, INC. | D | Control |
| FOCKEL, KENNETH, ANDREW | I | DISCIPLINED INVESTOR GROUP, INC. | D | Control |
| FOCKEL, KENNETH, ANDREW | I | DISCIPLINED INVESTOR GROUP, INC. | D | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | D | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | D | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | D | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | D | Control |
| SZAJ, EUGENE, PAUL | I | DISCIPLINED INVESTOR GROUP, INC. | D | Control |
| FOCKEL, KAREN, D | I | DISCIPLINED INVESTOR GROUP, INC. | C | Control |
| FOCKEL, KAREN, D | I | DISCIPLINED INVESTOR GROUP, INC. | C | Control |
Registrations
Federal
IA
Mar 13, 2012 REGISTERED
Notice Filings (7)
CA IL MI MN NE TX WI
Address
19575 JANACEK COURTSUITE 105
BROOKFIELD, WI 53045
United States
Phone: 262-784-6650