RIA Intelligence

ROGAN & ASSOCIATES, INC.

Legal name: ROGAN & ASSOCIATES

CRD #42762 SEC #801-69994 SAFETY HARBOR, FL 727-712-3400
SEC Registered
Total AUM
$662.2M
Discretionary
$662.2M
Employees
16
Clients
--
Accounts
2,606

Firm Details

Organization Type
Corporation
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 10, 2025
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
CARTER, ANA RIFINOPNA
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
FOSS, EDWIN ROBINSONICHIEF COMPLIANCE OFFICER, AML COMPLIANCE OFFICER, GENERAL SECURITIES PRINCIPALNA Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control
ROGAN, MICHAEL GERARDIPRESIDENT/CEO/CFO/MSP/ROSFP/SOLE OFFICER/SOLE SHAREHOLDER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICERE Control

Registrations

Federal

IA
Dec 10, 2025 REGISTERED

Notice Filings (16)

AZ CA FL GA IN LA MI NC NE NH NY OH SC TN TX VA

Address

200 9TH AVENUE NORTH
SUITE 100
SAFETY HARBOR, FL 34695
United States
Phone: 727-712-3400