AURA FINANCIAL SERVICES, INC.
CRD #42822 SEC #801-56168 BIRMINGHAM, AL 205-822-2872
SEC Registered Broker-Dealer
Total AUM
$25M
Discretionary
$0
Employees
5
Clients
10
Accounts
5,000
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 21, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KING, LOYD GILFORD | I | SECRETARY/TREASURER | NA | |
| KING, LOYD GILFORD | I | SECRETARY/TREASURER | NA | |
| ZIGLI, LARRY EDWIN | I | VICE-PRESIDENT | NA | |
| ZIGLI, LARRY EDWIN | I | VICE-PRESIDENT | NA | |
| GAUTNEY, TIMOTHY MICHAEL | I | PRESIDENT | E | Control |
| GAUTNEY, TIMOTHY MICHAEL | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Aug 21, 2001 REGISTERED
Notice Filings (2)
AL FL
Address
600 BEACON PARKWAY W. STE 950BIRMINGHAM, AL 35209
USA
Phone: 205-822-2872