INSTINET LLC
CRD #42886 SEC #801-60045 NEW YORK, NY 212-310-9500
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
--
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ATKIN, DOUGLAS MICHAEL | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| ATKIN, DOUGLAS MICHAEL | I | PRESIDENT, CEO, DIRECTOR | NA | Control |
| BOUHELIER, JEAN-MARC M. | I | CHIEF OPERATING OFFICER | NA | Control |
| BOUHELIER, JEAN-MARC M. | I | CHIEF OPERATING OFFICER | NA | Control |
| CLANCY, MICHAEL JOHN | I | SVP, FINOP | NA | |
| CLANCY, MICHAEL JOHN | I | SVP, FINOP | NA | |
| CLANCY, MICHAEL JOHN | I | SVP, FINOP | NA | |
| COMMANDER, MARK THOMAS | I | SENIOR VICE PRESIDENT AND GLOBAL COMPLIANCE DIRECTOR | NA | |
| COMMANDER, MARK THOMAS | I | SENIOR VICE PRESIDENT, DIRECTOR OF GLOBAL COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | |
| COMMANDER, MARK THOMAS | I | SENIOR VICE PRESIDENT, DIRECTOR OF GLOBAL COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | |
| COMMANDER, MARK THOMAS | I | SENIOR VICE PRESIDENT, DIRECTOR OF GLOBAL COMPLIANCE, CHIEF COMPLIANCE OFFICER | NA | |
| FAY, JOHN FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FAY, JOHN FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FAY, JOHN FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FAY, JOHN FRANCIS | I | CHIEF FINANCIAL OFFICER , EVP | NA | Control |
| FAY, JOHN FRANCIS | I | CHIEF FINANCIAL OFFICER , EVP | NA | Control |
| GOOR, ALEXANDER | I | DIRECTOR | NA | Control |
| GOOR, ALEXANDER | I | DIRECTOR | NA | Control |
| GOOR, ALEXANDER | I | DIRECTOR | NA | Control |
| LAROSA, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAROSA, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| LETZLER, JEFFREY THOMAS | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| LETZLER, JEFFREY THOMAS | I | ASSISTANT SECRETARY | NA | |
| LETZLER, JEFFREY THOMAS | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| LETZLER, JEFFREY THOMAS | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| LETZLER, JEFFREY THOMAS | I | SENIOR VICE PRESIDENT, ASSISTANT SECRETARY | NA | |
| LETZLER, JEFFREY THOMAS | I | SVP, ASSISTANT SECRETARY | NA | |
| LETZLER, JEFFREY THOMAS | I | SVP, ASSISTANT SECRETARY | NA | |
| MARSHALL, KENNETH KELLEY | I | CHIEF OPERATING OFFICER | NA | Control |
| MARSHALL, KENNETH KELLEY | I | CHIEF OPERATING OFFICER | NA | Control |
| MEROLLA, PAUL ANTHONY | I | EXECUTIVE VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MEROLLA, PAUL ANTHONY | I | SECRETARY | NA | |
| MEROLLA, PAUL ANTHONY | I | EXECUTIVE VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MEROLLA, PAUL ANTHONY | I | EXECUTIVE VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MEROLLA, PAUL ANTHONY | I | EXECUTIVE VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MEROLLA, PAUL ANTHONY | I | EXECUTIVE VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| MEROLLA, PAUL ANTHONY | I | EXECUTIVE VICE PRESIDENT, SECRETARY, GENERAL COUNSEL | NA | |
| NICOLL, EDWARD JOHNATHON | I | DIRECTOR | NA | Control |
| NICOLL, EDWARD JOHNATHON | I | DIRECTOR | NA | Control |
| NICOLL, EDWARD JOHNATHON | I | DIRECTOR | NA | Control |
| NICOLL, EDWARD JOHNATHON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NICOLL, EDWARD JOHNATHON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NIENSTEDT, MARK D | I | EXECUTIVE VICE PRESIDENT, CFO AND DIRECTOR | NA | Control |
| NIENSTEDT, MARK D | I | EXECUTIVE VICE PRESIDENT, CFO AND DIRECTOR | NA | Control |
| NIENSTEDT, MARK D | I | ACTING PRESIDENT & CEO, CFO | NA | Control |
| NIENSTEDT, MARK D | I | ACTING PRESIDENT & CEO, CFO | NA | Control |
| PLUNKETT, MICHAEL PATRICK | I | PRESIDENT | NA | Control |
| PLUNKETT, MICHAEL PATRICK | I | PRESIDENT | NA | Control |
| PLUNKETT, MICHAEL PATRICK | I | PRESIDENT | NA | Control |
| PLUNKETT, MICHAEL PATRICK | I | EVP | NA | Control |
| PLUNKETT, MICHAEL PATRICK | I | EVP | NA | Control |
| REED, ALAN JOHN JR. | I | CHIEF COMPLIANCE OFFICER | NA | |
| REED, ALAN JOHN JR. | I | CHIEF COMPLIANCE OFFICER | NA | |
| REED, ALAN JOHN JR. | I | CHIEF COMPLIANCE OFFICER | NA | |
| TIEFENBRUN, NATAN | I | EVP | NA | Control |
| TIEFENBRUN, NATAN | I | EVP | NA | Control |
| INSTINET GLOBAL HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| INSTINET GLOBAL HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| INSTINET GLOBAL HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| INSTINET GLOBAL HOLDINGS INC. | DE | SHAREHOLDER | E | Control |
| INSTINET GROUP INCORPORATED | DE | DIRECT OWNER | E | Control |
| INSTINET GROUP INCORPORATED | DE | DIRECT OWNER | E | Control |
| INSTINET HOLDINGS INCORPORATED | DE | DIRECT OWNER | E | Control |
| INSTINET HOLDINGS INCORPORATED | DE | DIRECT OWNER | E | Control |
| INSTINET HOLDINGS INCORPORATED | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INSTINET GROUP INCORPORATED | DE | INSTINET GLOBAL HOLDINGS INC. | E | Control |
| INSTINET GROUP INCORPORATED | DE | INSTINET GLOBAL HOLDINGS INC. | E | Control |
| INSTINET GROUP INCORPORATED | DE | INSTINET GLOBAL HOLDINGS INC. | E | Control |
| INSTINET GROUP INCORPORATED | DE | INSTINET GLOBAL HOLDINGS INC. | E | Control |
| REUTERS AMERICA HOLDINGS INC. | FE | REUTERS C CORPORATION | E | Control |
| REUTERS AMERICA HOLDINGS INC. | FE | REUTERS C CORPORATION | E | Control |
| REUTERS AMERICA HOLDINGS INC. | FE | REUTERS C CORPORATION | E | Control |
| REUTERS AMERICA HOLDINGS INC. | FE | REUTERS C CORPORATION | E | Control |
| REUTERS GROUP OVERSEAS HOLDINGS (UK) LIMITED | FE | REUTERS OVERSEAS HOLDINGS BV | E | Control |
| REUTERS GROUP OVERSEAS HOLDINGS (UK) LIMITED | FE | REUTERS OVERSEAS HOLDINGS BV | E | Control |
| REUTERS GROUP OVERSEAS HOLDINGS (UK) LIMITED | FE | REUTERS OVERSEAS HOLDINGS BV | E | Control |
| REUTERS GROUP OVERSEAS HOLDINGS (UK) LIMITED | FE | REUTERS OVERSEAS HOLDINGS BV | E | Control |
| REUTERS GROUP PLC | FE | REUTERS INVESTMENTS LIMITED | E | Control |
| REUTERS GROUP PLC | FE | REUTERS INVESTMENTS LIMITED | E | Control |
| REUTERS GROUP PLC | FE | REUTERS INVESTMENTS LIMITED | E | Control |
| REUTERS GROUP PLC | FE | REUTERS INVESTMENTS LIMITED | E | Control |
| REUTERS HOLDINGS LIMITED | FE | REUTERS LIMITED | E | Control |
| REUTERS HOLDINGS LIMITED | FE | REUTERS LIMITED | E | Control |
| REUTERS HOLDINGS LIMITED | FE | REUTERS LIMITED | E | Control |
| REUTERS HOLDINGS LIMITED | FE | REUTERS LIMITED | E | Control |
| REUTERS INTERNATIONAL HOLDINGS SARL | FE | REUTERS AMERICA HOLDINGS INC. | E | Control |
| REUTERS INTERNATIONAL HOLDINGS SARL | FE | REUTERS AMERICA HOLDINGS INC. | E | Control |
| REUTERS INTERNATIONAL HOLDINGS SARL | FE | REUTERS AMERICA HOLDINGS INC. | E | Control |
| REUTERS INTERNATIONAL HOLDINGS SARL | FE | REUTERS AMERICA HOLDINGS INC. | E | Control |
| REUTERS INVESTMENTS LIMITED | FE | REUTERS HOLDINGS LIMITED | E | Control |
| REUTERS INVESTMENTS LIMITED | FE | REUTERS HOLDINGS LIMITED | E | Control |
| REUTERS INVESTMENTS LIMITED | FE | REUTERS HOLDINGS LIMITED | E | Control |
| REUTERS INVESTMENTS LIMITED | FE | REUTERS HOLDINGS LIMITED | E | Control |
| REUTERS LIMITED | FE | REUTERS GROUP OVERSEAS HOLDINGS (UK) LIMITED | E | Control |
| REUTERS LIMITED | FE | REUTERS GROUP OVERSEAS HOLDINGS (UK) LIMITED | E | Control |
| REUTERS LIMITED | FE | REUTERS GROUP OVERSEAS HOLDINGS (UK) LIMITED | E | Control |
| REUTERS LIMITED | FE | REUTERS GROUP OVERSEAS HOLDINGS (UK) LIMITED | E | Control |
| REUTERS OVERSEAS HOLDINGS BV | FE | REUTERS INTERNATIONAL HOLDINGS SARL | E | Control |
| REUTERS OVERSEAS HOLDINGS BV | FE | REUTERS HOLDINGS SWITZERLAND SA | E | Control |
| REUTERS OVERSEAS HOLDINGS BV | FE | REUTERS INTERNATIONAL HOLDINGS SARL | E | Control |
| REUTERS OVERSEAS HOLDINGS BV | FE | REUTERS HOLDINGS SWITZERLAND SA | E | Control |
| REUTERS OVERSEAS HOLDINGS BV | FE | REUTERS INTERNATIONAL HOLDINGS SARL | E | Control |
| REUTERS OVERSEAS HOLDINGS BV | FE | REUTERS HOLDINGS SWITZERLAND SA | E | Control |
| REUTERS OVERSEAS HOLDINGS BV | FE | REUTERS INTERNATIONAL HOLDINGS SARL | E | Control |
| REUTERS OVERSEAS HOLDINGS BV | FE | REUTERS HOLDINGS SWITZERLAND SA | E | Control |
| REUTERS C CORPORATION | DE | INSTINET GROUP INCORPORATED | D | Control |
| REUTERS C CORPORATION | DE | INSTINET GROUP INCORPORATED | D | Control |
| REUTERS C CORPORATION | DE | INSTINET GROUP INCORPORATED | D | Control |
| REUTERS C CORPORATION | DE | INSTINET GROUP INCORPORATED | D | Control |
| REUTERS HOLDINGS SWITZERLAND SA | FE | INSTINET GROUP INCORPORATED | C | |
| REUTERS HOLDINGS SWITZERLAND SA | FE | INSTINET GROUP INCORPORATED | C | |
| REUTERS HOLDINGS SWITZERLAND SA | FE | INSTINET GROUP INCORPORATED | C | |
| REUTERS HOLDINGS SWITZERLAND SA | FE | INSTINET GROUP INCORPORATED | C |
Registrations
Federal
IA
Dec 19, 2005 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
THREE TIMES SQUARENEW YORK, NY 10036
USA
Phone: 212-310-9500