RIA Intelligence

E*TRADE GLOBAL ASSET MANAGEMENT, INC.

CRD #42890 SEC #801-56957 ARLINGTON, VA 703-236-8094
SEC Registered Broker-Dealer
Total AUM
$6.5B
Discretionary
$6.5B
Employees
--
Clients
--
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 1, 2002
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AUDETTE, MATTHEW JONIFINANCIAL OPERATIONS PRINCIPAL/TREASURER/SECRETARYNA
AUDETTE, MATTHEW JONIFINANCIAL OPERATIONS PRINCIPALNA
BOCK, CYNTHIA CRAMERIASSISTANT SECRETARYNA Control
BREAM, DOUGLAS EDWARDICHIEF OPERATING OFFICER/GENERAL PRINCIPALNA Control
BREAM, DOUGLAS EDWARDIMUNICIPALS PRINCIPALNA Control
BREAM, DOUGLAS EDWARDICHIEF OPERATING OFFICER/GENERAL PRINCIPALNA Control
BREAM, DOUGLAS EDWARDIMUNICIPALS PRINCIPALNA Control
CAPLAN, MITCHELL HARRISIDIRECTORNA Control
CLYBURN, ROBERT MAXWELLIFINANCIAL OPERATIONS PRINCIPALNA
CLYBURN, ROBERT MAXWELLICHIEF COMPLIANCE OFFICERNA
CLYBURN, ROBERT MAXWELLIDIRECTORNA Control
CLYBURN, ROBERT MAXWELLIMUNICIPAL PRINCIPALNA Control
CLYBURN, ROBERT MAXWELLICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
CLYBURN, ROBERT MAXWELLICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA
CLYBURN, ROBERT MAXWELLICHIEF COMPLIANCE OFFICERNA
CLYBURN, ROBERT MAXWELLIDIRECTORNA Control
CLYBURN, ROBERT MAXWELLIMUNICIPAL PRINCIPALNA Control
CLYBURN, ROBERT MAXWELLICHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICERNA Control
DERVENIS, STEPHEN GUSICHIEF EXECUTIVE OFFICER/GENERAL PRINCIPALNA Control
DERVENIS, STEPHEN GUSICHIEF EXECUTIVE OFFICER/GENERAL PRINCIPAL/DIRECTORNA Control
GELBARD, ARLEN WARNERIOUTSIDE DIRECTORNA
GELBARD, ARLEN WARNERIOUTSIDE DIRECTORNA
GOULD, JAY BENJAMINISECRETARYNA Control
WEBB, DENNIS EDWARDIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTORNA Control
WEBB, DENNIS EDWARDIPRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTORNA Control
E*TRADE FINANCIAL CORPORATIONDESHAREHOLDERE Control
E*TRADE FINANCIAL CORPORATIONDESHAREHOLDERE Control
ETB HOLDINGS, INC.DESHAREHOLDERE Control
ETB HOLDINGS, INC.DESHAREHOLDERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
E*TRADE FINANCIAL CORPORATIONDEETB HOLDINGS, INC.E Control
E*TRADE FINANCIAL CORPORATIONDEETB HOLDINGS, INC.E Control
E*TRADE GROUP, INC.DEE*TRADE FINANCIAL CORPORATIONE Control
E*TRADE GROUP, INC.DEE*TRADE FINANCIAL CORPORATIONE Control

Registrations

Federal

IA
Apr 1, 2002 REGISTERED

Notice Filings (1)

VA

Address

671 NORTH GLEBE ROAD
BALLSTON TOWER, 15TH FLOOR
ARLINGTON, VA 22203
USA
Phone: 703-236-8094