THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
CRD #42941 SEC #801-80809 GOLDEN VALLEY, MN 763-923-2270
SEC Registered Broker-Dealer Disclosures
Total AUM
$668.6M
Discretionary
$131.2M
Employees
57
Clients
1
Accounts
1,500
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 23, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER, INTERIM OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER, INTERIM OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | VICE PRESIDENT, OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER, INTERIM OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER, INTERIM OPERATIONS MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP, PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP, PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| BROWN, KAEL CELESTE | I | EVP - PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| COWAN, BRANDON JAMES | I | EVP, CCO | NA | Control |
| EKMAN, JOHN RICHARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| EKMAN, JOHN RICHARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| EKMAN, JOHN RICHARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| EKMAN, JOHN RICHARD | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| HARTMANN, STEPHANIE | I | CCO | NA | Control |
| HARTMANN, STEPHANIE | I | CCO | NA | Control |
| HARTMANN, STEPHANIE | I | CCO | NA | Control |
| HENRIKSEN, STEVEN ARTHUR | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRIKSEN, STEVEN ARTHUR | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRIKSEN, STEVEN ARTHUR | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRIKSEN, STEVEN ARTHUR | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRIKSEN, STEVEN ARTHUR | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| HENRIKSEN, STEVEN ARTHUR | I | SVP, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | EXECUTIVE DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | EXECUTIVE DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INTERIM SALES MANAGER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, INTERIM SALES MANAGER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| HERSTAD, THOMAS DAVID | I | VP, CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| HERSTAD, THOMAS DAVID | I | VP, CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| HERSTAD, THOMAS DAVID | I | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| HERSTAD, THOMAS DAVID | I | VP, CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| HERSTAD, THOMAS DAVID | I | VP, CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| HERSTAD, THOMAS DAVID | I | VP, CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| JACKSON, ELIZABETH S | I | EVP, PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| JACKSON, ELIZABETH S | I | EVP, PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| JACKSON, ELIZABETH S | I | EVP, PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| JACKSON, ELIZABETH S | I | EVP, PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| JACKSON, ELIZABETH S | I | EVP, PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| JACOBSEN, BRYAN K | I | CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| JACOBSEN, BRYAN K | I | CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| JACOBSEN, BRYAN K | I | CHIEF COMPLIANCE OFFICER, ROP | NA | Control |
| KING, RUSSELL STUART | I | DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KING, RUSSELL STUART | I | CHAIRMAN, CEO & DIRECTOR | NA | Control |
| KOZBERG, MARC HOWARD | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| KOZBERG, MARC HOWARD | I | CEO, CHAIRMAN, DIRECTOR | NA | Control |
| LEONARD, MICHAEL DAVID | I | PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER | NA | Control |
| LEONARD, MICHAEL DAVID | I | PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER | NA | Control |
| LEONARD, MICHAEL DAVID | I | PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER | NA | Control |
| LEONARD, MICHAEL DAVID | I | PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER | NA | Control |
| LEONARD, MICHAEL DAVID | I | PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER | NA | Control |
| LEONARD, MICHAEL DAVID | I | PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER | NA | Control |
| LEONARD, MICHAEL DAVID | I | PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER | NA | Control |
| LEONARD, MICHAEL DAVID | I | PRESIDENT-PRIVATE CLIENT SERVICES GROUP, SALES MANAGER | NA | Control |
| MILLER, SUSANNE HAWKINS | I | SR.VP, OPERATION MANAGER | NA | Control |
| MILLER, SUSANNE HAWKINS | I | SR.VP, OPERATION MANAGER | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE V.P., ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE V.P., ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE DIRECTOR, EVP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE DIRECTOR, EVP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, ROSFP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EXECUTIVE VP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| NEWMAN, LISA ANN | I | EVP, CFO, DIRECTOR | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RIP, OLGA | I | FINOP | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| RUMBLE, JULIE ANN MACY | I | VP, OPERATIONS MANAGER | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| SIMMS, JACOB IRA MR | I | DIRECTOR | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| STIEBER, DAVID JEFFREY | I | SR VICE PRESIDENT, DIRECTOR OF CORPORATE FINANCE-FINANCIAL INSTITUTIONS | NA | Control |
| TOUTANT, PATRICK JOSEPH | I | EXECUTIVE VP, PRIVATE CLIENT GROUP, SALES MANAGER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | SENIOR VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | SENIOR VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | SENIOR VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | SENIOR VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | SENIOR VICE PRESIDENT/CHIEF RISK OFFICER | NA | Control |
| WISNIEWSKI, SARAH MARIE | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE ACQUISITION CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE HOLDING CORPORATION | DE | CORPORATE OWNER | E | Control |
| OAK RIDGE HOLDING CORPORATION | DE | CORPORATE OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KING, RUSSELL STUART | I | OAK RIDGE ACQUISITION CORPORATION | D | |
| KOZBERG, MARC HOWARD | I | OAK RIDGE HOLDING CORPORATION | C | |
| KOZBERG, MARC HOWARD | I | OAK RIDGE HOLDING CORPORATION | C |
Registrations
Federal
IA
Dec 23, 2025 REGISTERED
Notice Filings (37)
AK AR AZ CA CO CT DC DE FL GA HI IA ID IL MA MI MN MO NC ND NJ NM NV NY OH OR PA RI SC SD TN TX UT VA VT WA WI
Address
701 XENIA AVENUE SOUTHSUITE 100
GOLDEN VALLEY, MN 55416-1089
United States
Phone: 763-923-2270