AMERICAN SECURITIES GROUP, INC.
CRD #43730 SEC #801-61348 BOCA RATON, FL 561-362-4343
SEC Registered Broker-Dealer
Total AUM
$526.6M
Discretionary
$526.6M
Employees
--
Clients
0
Accounts
3,000
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 1, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAMERON, DAVID CRAIG | I | PRESIDENT/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | Control |
| DAVIS, LYN ADELE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESMAN, JAMES LUTHER | I | DIRECTOR OF OPERATIONS | NA | |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | DIRECTOR OF OPERATIONS | NA | |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | PRESIDENT/CHIEF OPERATING OFFICER | NA | Control |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | CHIEF OPERATING OFFICER | NA | |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | CHIEF OPERATING OFFICER | NA | |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | CHIEF OPERATING OFFICER | NA | |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | CHIEF OPERATING OFFICER | NA | |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | DIRECTOR OF OPERATIONS | NA | |
| FORESMAN, JAMES LUTHER | I | CHIEF OPERATING OFFICER | NA | |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FORESMAN, JAMES LUTHER | I | DIRECTOR OF OPERATIONS | NA | |
| FORESMAN, JAMES LUTHER | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| FROUG, RONALD | I | MUNICIPAL PRINCIPAL | NA | |
| KING, PAUL STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, PAUL STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, PAUL STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, PAUL STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LARDINO, FRANK ARTHUR JR. | I | SHAREHOLDER | NA | |
| LARDINO, FRANK ARTHUR JR. | I | VICE-PRESIDENT | NA | Control |
| LARDINO, FRANK ARTHUR JR. | I | VICE-PRESIDENT | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL OFFICER, FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| PERKINS, PAUL BOUTHILLIER | I | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, VALERIE SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, VALERIE SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PHILLIPS, VALERIE SUE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PORTWOOD, WILLIAM BOYCE | I | FINOP | NA | |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER /PRESIDENT/OPTIONS PRINCIPAL/MUNI PRINCIPAL | NA | Control |
| WESTBROOK, SARAH MARGARET | I | CHIEF COMPLIANCE OFFICER /PRESIDENT/OPTIONS PRINCIPAL/MUNI PRINCIPAL | NA | Control |
| WESTBROOK, SARAH MARGARET | I | MUNI PRINICIPAL/OPTIONS PRINCIPAL | NA | |
| INVEST HOLDINGS, INC. | DE | OWNER | E | Control |
| INVEST HOLDINGS, INC. | DE | OWNER | E | Control |
| INVEST HOLDINGS, INC. | DE | OWNER | E | Control |
| INVEST HOLDINGS, INC. | DE | OWNER | E | Control |
| INVEST HOLDINGS, INC. | DE | OWNER | E | Control |
| INVEST HOLDINGS, INC. | DE | OWNER | E | Control |
| INVEST HOLDINGS, INC. | DE | OWNER | E | Control |
| INVEST.COM HOLDINGS, INC. | DE | OWNER | E | Control |
| INVEST.COM HOLDINGS, INC. | DE | OWNER | E | Control |
| PHOENIX BAY, INC DBA OPEN FINANCE NETWORK | DE | PARENT COMPANY | E | |
| PHOENIX BAY, INC DBA OPEN FINANCE NETWORK | DE | PARENT COMPANY | E | |
| PHOENIX BAY, INC DBA OPEN FINANCE NETWORK | DE | PARENT COMPANY | E | |
| PHOENIX BAY, INC DBA OPEN FINANCE NETWORK | DE | PARENT COMPANY | E | |
| PHOENIX BAY, INC DBA OPEN FINANCE NETWORK | DE | PARENT COMPANY | E | |
| PHOENIX BAY, INC DBA OPEN FINANCE NETWORK | DE | PARENT COMPANY | E | |
| PHOENIX BAY, INC DBA OPEN FINANCE NETWORK | DE | PARENT COMPANY | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PERKINS, PAUL BOUTHILLIER | I | INVEST HOLDINGS, INC. | D | Control |
| PERKINS, PAUL BOUTHILLIER | I | INVEST HOLDINGS, INC. | D | Control |
| PERKINS, PAUL BOUTHILLIER | I | INVEST HOLDINGS, INC. | D | Control |
| PERKINS, PAUL BOUTHILLIER | I | INVEST HOLDINGS, INC. | D | Control |
| PERKINS, PAUL BOUTHILLIER | I | INVEST HOLDINGS, INC. | D | Control |
| PERKINS, PAUL BOUTHILLIER | I | INVEST HOLDINGS, INC. | D | Control |
| PERKINS, PAUL BOUTHILLIER | I | INVEST.COM HOLDINGS, INC. | D | Control |
| PERKINS, PAUL BOUTHILLIER | I | INVEST HOLDINGS, INC. | D | Control |
| PERKINS, PAUL BOUTHILLIER | I | INVEST.COM HOLDINGS, INC. | D | Control |
| LARDINO, FRANK A | I | INVEST HOLDINGS, INC. | C | Control |
| LARDINO, FRANK A | I | INVEST HOLDINGS, INC. | C | Control |
| LARDINO, FRANK A | I | INVEST HOLDINGS, INC. | C | Control |
| LARDINO, FRANK A | I | INVEST HOLDINGS, INC. | C | Control |
| LARDINO, FRANK A | I | INVEST HOLDINGS, INC. | C | Control |
| LARDINO, FRANK ARTHUR JR. | I | INVEST HOLDINGS, INC. | C | Control |
| LARDINO, FRANK ARTHUR JR. | I | INVEST HOLDINGS, INC. | C | Control |
| LARDINO, FRANK ARTHUR JR. | I | INVEST.COM HOLDINGS, INC. | C | Control |
| LARDINO, FRANK ARTHUR JR. | I | INVEST.COM HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Oct 1, 2005 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
400 SOUTH DIXIE HIGHWAYSUITE 220
BOCA RATON, FL 33432
USA
Phone: 561-362-4343